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Use of the FAO CROPWAT model
in deficit irrigation studies

M. Smith and D. Kivumbi, Land and Water Development Division,
Food and Agriculture Organization, Rome, Italy
L.K. Heng, Joint FAO/IAEA Division,
International Atomic Energy Agency,
Vienna, Austria

Summary

Dwindling water resources and increasing food requirements require greater efficiency in water use, both in rainfed and in irrigated agriculture. Regulated deficit irrigation provides a means of reducing water consumption while minimizing adverse effects on yield. Models can play a useful role in developing practical recommendations for optimizing crop production under conditions of scarce water supply. To assess the applicability of the FAO CROPWAT model for deficit irrigation scheduling, a study utilized data provided in studies from a joint FAO/IAEA coordinated research project (CRP) on "The use of nuclear and related techniques in assessment of irrigation schedules of field crops to increase effective use of water in irrigation projects," carried out in Turkey, Morocco and Pakistan on cotton, sugar beet, and potato, respectively. The study revealed that the CROPWAT model can adequately predict the effects of water stress, but requires calibration of the main crop parameters. Procedures were developed to calibrate the various crop parameters based on research findings from the treatments. The study demonstrated that the model could be useful in improving the design of experimental methods in research studies and in identifying inconsistencies in procedures and results. Furthermore, the model permitted a more systematic analysis of results, a more uniform presentation of data, and a greater compatibility of results. Moreover, this paper concludes that models are a powerful tool for extending findings and conclusions to conditions not tested in the field, and that useful predictions on deficit irrigation scheduling are possible under various conditions of water supply, soil, and of crop management.

Scarce water resources and growing competition for water will reduce its availability for irrigation. At the same time, the need to meet the growing demand for food will require increased crop production from less water. Achieving greater efficiency of water use will be a primary challenge for the near future and will include the employment of techniques and practices that deliver a more accurate supply of water to crops. In this context, deficit irrigation can play an important role in increasing water use efficiency (WUE).

The objective of regulated deficit irrigation is to save water by subjecting crops to periods of moisture stress with minimal effects on yields. The water stress results in less evapotranspiration by closure of the stomata, reduced assimilation of carbon, and decreased biomass production. The reduced biomass production has little effect on ultimate yields where the crop is able to compensate in terms of reproductive capacity.

In some cases, periods of reduced growth may trigger physiological processes that actually increase yield and/or income. Such processes include flower-induction in the case of cotton, increased root development exploring deeper soil layers, early ripening of grains, and improved quality and flavour of fruits. However, stress applied during reproductive growth can affect fruit or grain set, resulting in decreased yields. The effects of stress on yields are complex and may differ with species, cultivar, and growth stage; they have been the subject of many studies. Extensive field research is required to better understand the physical and biological processes that control crop responses to moisture stress.

For that purpose, the Joint FAO/IAEA Division of Nuclear Techniques in Food and Agriculture coordinated a research project that involved 14 member states in the period 1990 - 1995. The objective of the research was to improve WUE through deficit irrigation scheduling. With a common research protocol, scientists from the 14 cooperating research institutes defined field procedures to assess the effects of fertility and water stress, applied at various growth stages, on growth characteristics, yield and yield-quality. Based on the findings and knowledge of crop sensitivity to water stress, it was possible to develop recommendations for irrigation scheduling to meet moisture requirements during stress-sensitive growth stages and to impose deficits during less stress-sensitive stages.

Models that simulate crop growth and water flow in the rootzone can be a powerful tool for extrapolating findings and conclusions from field studies to conditions not tested, allowing predictions for deficit irrigation scheduling under various conditions of water supply and of soil and crop management. Furthermore, the use of models may be important to standardize research procedures in such coordinated research programmes and thus facilitate more-meaningful comparisons between studies carried out in different locations and countries.

The CROPWAT model developed by the FAO Land and Water Development Division (FAO, 1992) includes a simple water balance model that allows the simulation of crop water stress conditions and estimations of yield reductions based on well established methodologies for determination of crop evapotranspiration (FAO, 1998) and yield responses to water (FAO, 1979).

To assess the applicability of the CROPWAT programme for recommendations on deficit irrigation scheduling, a study utilized data reported in studies from the International Atomic Energy Agency (IAEA).

Methodology

Data from three field studies within an FAO/IAEA coordinated research project (CRP), reported by Kirda et al. (1999), were used to evaluate the utility of the CROPWAT model in simulating deficit irrigation scheduling. The field studies applied various irrigation treatments for various crops, inducing water stress at various growth stages, with soil water status determined over the growing season using soil moisture neutron probe (SMNP). The reported information on climate, soil and crops constituted the input data while the study used reported yield and crop consumptive water use to validate the various crop parameters of CROPWAT model.

The CROPWAT model

CROPWAT is a computer program for irrigation planning and management, developed by the Land and Water Development Division of FAO (FAO, 1992). Its basic functions include the calculation of reference evapotranspiration, crop water requirements, and crop and scheme irrigation. Through a daily water balance, the user can simulate various water supply conditions and estimate yield reductions and irrigation and rainfall efficiencies. Typical applications of the water balance include the development of irrigation schedules for various crops and various irrigation methods, the evaluation of irrigation practices, as well as rainfed production and drought effects. Calculations and outputs are based on the CROPWAT version 7.2, available at the FAO Web site (http://www.fao.org/ag/agl/aglw/cropwat.htm).

Calculation procedure

The calculation of reference evapotranspiration (ETo) is based on the FAO Penman-Monteith method (FAO, 1998). Input data include monthly and ten-daily for temperature (maximum and minimum), humidity, sunshine, and wind-speed. Crop water requirements (ETcrop) over the growing season are determined from ETo and estimates of crop evaporation rates, expressed as crop coefficients (Kc), based on well-established procedures (FAO, 1977), according to the following equation:

ETcrop = Kc × ETo    (1)

FAO (1998) has presented updated values for crop coefficients. Through estimates of effective rainfall, crop irrigation requirements are calculated assuming optimal water supply. Inputs on the cropping pattern will allow estimates of scheme irrigation requirements.

With inputs on soil water retention and infiltration characteristics and estimates of rooting depth, a daily soil water balance is calculated, predicting water content in the rooted soil by means of a water conservation equation, which takes into account the incoming and outgoing flow of water.

Stress conditions in the root zone are defined by the critical soil water content, expressed as the fraction of total available soil water between field capacity and wilting point that is readily available for crop transpiration, and characterizes a soil moisture condition in which crop transpiration is not limited by any flow restrictions in the rootzone.

The critical soil water content varies for different crops and different crop stages and is determined by the rooting density characteristics of the crop, evaporation rate and, to some extent, by the soil type. FAO (1998) has updated the estimates of critical soil moisture, representing onset of stress, previously reported in FAO (1977) and FAO (1979).

Figure 1 presents the rate of reduced crop evapotranspiration, ETa/ETcrop, as estimated according to soil moisture depletion (FAO, 1992).

Figure 1
Crop evaporation rate under soil moisture stress

The effect of water stress on yield is quantified by relating the relative yield decrease to the relative evapotranspiration deficit through an empirically derived yield response factor (Ky)(FAO 1979):

    (2)

where:
1-Ya/Ymax = the fractional yield reduction as a result of the decrease in evaporation rate (1 - ETa/ETm)

An analysis of an extensive set of research information yielded values for (Ky) for 26 crops at various growth stages. This enables the degree of sensitivity to water to be taken into account estimates of yield reductions for various crops and growth stages based on soil moisture status.

CROPWAT input data

Calculations of water and irrigation requirements utilize inputs of climatic, crop and soil data, as well as irrigation and rain data. The climatic input data required are reference evapotranspiration (monthly/decade) and rainfall (monthly/decade/daily). Reference evapotranspiration can be calculated from actual temperature, humidity, sunshine/radiation and wind-speed data, according to the FAO Penman-Monteith method (FAO, 1998). The CLIMWAT-database provides monthly climatic data for CROPWAT on 144 countries (FAO, 1993).

The crop parameters used for the estimation of the crop evapotranspiration, water-balance calculations, and yield reductions due to stress include: Kc, length of the growing season, critical depletion level p, and yield response factor Ky. The program includes standard data for main crops and it is possible to adjust them to meet actual conditions. Table 1 provides an example of the input data of crop parameters.

Table 1
Parameters for cotton in Turkey

 

Growth stage (planted 18 May)

Init

Devel

Mid

Late

Total

Crop coefficient (Kc)

CROPWAT calibration

0.40

->a

1.20

0.80

 

CROPWAT standard (FAO, 1998)

0.35

->

1.20

0.70

 

Crop height (m)

 

 

1.00

 

 

Rooting depth (m)

0.30

->

0.90

0.90

 

Depletion level (fraction)

0.60

->

0.60

0.60

 

Yield response factor (Ky)

CROPWAT calibration

0.50

0.50

0.60

0.30

1.50

FAO (1979)

0.20

0.20

0.50

0.25

0.85

Anaç et al. (1999)

0.64

0.64

0.66

0.63

1.49

a Intermediate value

The soil data include information on total available soil water content and the maximum infiltration rate for runoff estimates. In addition, the initial soil water content at the start of the season is needed.

The impact on yield of various levels of water supply is simulated by setting the dates and the application depths of the water from rain or irrigation. Through the soil moisture content and evapotranspiration rates, the soil water balance is determined on a daily basis. Output tables enable the assessment of the effects on yield reduction, for the various growth stages and efficiencies in water supply.

Case studies

Data availability and adequacy determined the selection of the case studies from Turkey, Morocco, and Pakistan as being appropriate for analysing the suitability of the CROPWAT model in deficit irrigation scheduling.

Cotton - Turkey
Anaç et al. (1999) of the Irrigation and Drainage Department at Ege University, Bornova-Izmir, Turkey, carried out a three-year (1992-94) a study on optimum irrigation scheduling for cotton under deficit irrigation. They applied five furrow-irrigation treatments: optimal irrigation with full watering and no stress (111); stress applied at one of three growth stages, vegetative (011), flowering (101), or boll formation (110); and stress applied at all three stages (000).

The irrigation water was applied to furrows through perforated pipes. The number of irrigation applications varied with treatment, but ranged from eight for the full treatment to four for the full-deficit treatment. The total irrigation water applied over the season for each treatment to achieve field capacity was recorded. The individual irrigation application depths were determined on the basis of soil water storage depletion. Under no-stress conditions, irrigation was applied when the available soil moisture in the rootzone was depleted to 60 percent of the total available soil moisture (40 percent depletion). In stress conditions, irrigation was applied whenever soil moisture content was depleted to 20 - 25 percent of the total available soil moisture in the root zone (75 - 80 percent depletion) at the respective growth stages.

Actual crop evapotranspiration for each of the treatments was measured using an SMNP over the soil profile. Irrigation water applications were recorded. The number and total irrigation depths for each season were available. However, there were no detailed data on individual irrigation applications or actual climate data.

The application of CROPWAT utilized climatic and ETo data from the CLIMWAT data for Borova, which showed good correlation with the measured water use over the growing season. The standard crop values provided by CROPWAT did not correspond adequately with the reported treatments, and an iterative procedure was applied to calibrate the crop parameters to the reported values in the various treatments.

Sugar beet - Morocco

The objective was to improve irrigation management practices using water deficit techniques. Bazza (1999) of the Institut Agronomique et Veterinaire Hassan II carried out the study on sugar beet in the Doukkala region in western Morocco in1992 - 1993. The study compared ten irrigation treatments, putting the crop under stress during one of four growth stages: crop establishment (0111), vegetative development (1011), yield formation (1101), and root growth and ripening (1110). It included three controls: one provided optimal watering (1111), one provided stress at all growth stages (0000) and one mimicked traditional practices. This last control consisted of five surface irrigations of 35, 40, 80, 65 and 60 mm respectively on the following dates: 9 December 1992; and 6 January, 2 April, 25 April and 9 May 1993. In addition, in three treatments two periods of stress were applied: 0011, 1001, 1100.

Irrigation timing and the application depth for each irrigation were reported for all ten treatments. In addition, consumptive water use and yield in root and sugar weight were determined for each treatment. As no detailed climate data were available, the study used average monthly climatic data from the nearby station of Casablanca, available in the CLIMWAT data set used. It also used actual rain data.

Data from the optimal irrigation treatment were used to calibrate Kc, while Ky was calibrated with a step-wise procedure based on the yield reductions in the different treatments.

Potato - Pakistan

Mohsin Iqbal et al. (1999) of the Nuclear Institute for Food and Agriculture, Peshawar, Pakistan, carried out a field study on the response of potato to water stress at various growth stages during the period 1990 - 1995.

They applied seven irrigation treatments, imposing stress at four growth stages. The first treatment entailed optimal watering without any stress. In four treatments, stress was applied during establishment (0111), flowering (1011), tuber formation (1101), or during ripening (1110). In one treatment, stress was applied at all four stages, while one control treatment represented the traditional practice, i.e. irrigation applied at intervals of 10 - 15 days depending on the time of the year.

The timing of, and application depth for, all irrigations were recorded. The study utilized climate data from the CLIMWAT database for Peshawar, as no other such data were available.

Analysis

The analyses examined the climate, crop and soil data, and the conditions as given for each case study. The standard crop data given in the CROPWAT model were calibrated using a step-wise procedure. The first step was to adjust the Kc values and the critical depletion factor so that they met conditions and data for the optimal irrigation treatment, with which no stress was applied. The next steps were to analyse the treatments and adjust the Ky to achieve the measured yield responses to water stress imposed during the various crop growth stages.

Optimal irrigation, i.e. no stress, was applied by allowing depletion to 60 percent of total available soil moisture. Figure 2 represents the soil water balance for optimal irrigation of cotton in Turkey (eight irrigation applications).

Figure 2
Soil water balance for optimal irrigation treatment of cotton

The cotton crop was subjected to deficit irrigation by imposing water stress in one or more growth stages. This was achieved by adapting the full irrigation treatment to achieve water stress in the specific stages of growth. Figure 3 shows an example where water stress was imposed on the cotton crop during flowering.

In the various treatments, irrigation was withheld until the water content was depleted to 20 percent of total available soil moisture. Stress applied in the flowering stage resulted in irrigation on days 75, 92, and 111 after sowing (Figure 3).

Figure 3
Soil water balance with stress during flowering stage of cotton in Turkey

Results

Cotton - Turkey
Table 1 presents calibrations of the crop parameters. Values for Kc were comparable with standard values for cotton in CROPWAT, with crop factors representing the generally more arid conditions. Yield response factors were also comparable, but the cotton proved to be more sensitive to stress than previously reported (FAO, 1979).

Table 2 presents comparisons of the measured yield reduction with the treatments with the yield reductions calculated with the CROPWAT model. The yield reductions are expressed as a percentage of the yield obtained under optimal irrigation (111).

Table 2
Comparison of measured and CROPWAT simulated yield reductions for cotton

Irrigation treatment

Measured

CROPWAT

Yield
(t/ha)

Yield Red'n
(%)

Yield reduction (%)

Cumulative

Seasonal

Normal watering (111)
Stress during veg. growth (011)
Stress at flowering (101)
Stress at boll formation (110)
Stress at all three stages (000)

3.31
3.05
3.01
3.13
2.29

0
8
9
5
31

0
13
14
6
28

0
12
16
6
31

The seasonal and cumulative yield reductions calculated by CROPWAT were comparable with measured yield reductions (Table 2). Furthermore, the simulated results reflected the impact that stress in the different growth stages has on yield reduction, i.e. stress at flowering leads to a larger yield reduction than stress at boll formation.

Sugar beet - Morocco
Table 3 presents the results of the calibration of the CROPWAT crop parameters for sugar beet adjusted to the optimum irrigation schedule reported in the study. Kc values were below expected standards for cotton as previously reported (FAO, 1998). This may be due to a difference in climatic conditions between the CLIM-WAT values for Casablanca and the climate conditions in the study area. Inadequate records on soil moisture conditions and derived crop water consumption are also possible causes. Rooting depth and depletion level indicated a strong sensitivity to stress. Yield response factors were comparable with previously reported values (FAO, 1979). However, these were for the growing season as a whole.

Table 3
Crop parameters for sugar beet in Morocco

 

Growth stage

Initial

Devel.

Mid

Late

Total

Crop coefficient (Kc)

CROPWAT calibration
CROPWAT standard (FAO, 1998)
Crop height (m)
Rooting depth (m)
Depletion level (fraction)

0.40
0.35
 
0.30
0.60

->a
->
 
->
->

1.20
1.20
1.00
0.90
0.60

0.80
0.70
 
0.90
0.60

 

Yield response factor (Ky)

CROPWAT calibration
FAO (1979)
Anaç et al. (1999)

0.50
0.20
0.64

0.50
0.20
0.64

0.60
0.50
0.66

0.30
0.25
0.63

1.50
0.85
1.49

a Intermediate value

Figure 4 shows the water balance over the growing season for the optimal treatment. It demonstrates the effects of winter rain during the development stage, and of the fortnightly irrigations at the establishment stage in autumn and the maturing stage in spring.

Figure 4
Soil water balance for optimal irrigation of sugar beet in Morocco

Table 4 measured yield reductions resulting from the treatments and the yield reductions calculated with the CROPWAT model, expressed as a percentage of the beet yield obtained with full irrigation.

Table 4
Comparison of measured and CROPWAT simulated yield reductions for sugar beet in Morocco

Irrigation treatment

Measured

CROPWAT

Yield
(t/ha)

Yield
red'n (%)

Yield reduction
(%)

Cumulative

Seasonal

Normal watering in all four stages

81.4

0

0

0

Stress in all four stages

30.0

63

61

62

Traditional practice

64.1

21

32

23

Stress in Stage 1 (initial)

79.4

2

5

4

Stress in Stage 2 (veg. developm't)

75.1

8

9

10

Stress in Stage 3 (yield formation)

61.9

24

31

31

Stress in Stage 4 (ripening)

71.8

12

16

7

Stress in Stages 1 and 2

69.4

15

16

16

Stress in Stages 2 and 3

45.4

44

40

44

Stress in Stages 3 and 4

37.7

54

52

43

For almost all the treatments, the yield reductions calculated by CROPWAT were close to the measured reductions. For most of the ten treatments, the simulated results were slightly higher than the measured yield reductions. The simulation results correctly reflected the trends in sensitivity of sugar beet to water stress during the various growth stages.

Potato - Pakistan
Table 5 presents the calibrations of CROPWAT crop parameters for potato adjusted for the optimum irrigation schedule. The Kc values were well below the expected standard values for potato reported previously (FAO, 1998). Reported irrigation frequencies would not seem to correspond well with average climate data for Peshawar from CLIM-WAT. However, rooting depth and depletion level corresponded to standard values expected for potato. Yield response factors corresponded well with those reported previously (FAO, 1979).

Table 5
Crop parameters for potato in Pakistan

 

Growth stage

Initial

Devel

Mid

Late

Total

Length (days)

20

30

35

25

110

Crop coefficient (Kc)

CROPWAT calibration
CROPWAT standard (FAO, 1998)
Crop height (m)
Rooting depth (m)
Depletion level (fraction)

0.35
0.35
 
0.25
0.30

->a
->
 
->
->

0.80
1.10
0.40
0.60
0.50

0.50
0.75
 
0.50
0.50

 

Yield response factor (Ky)

CROPWAT calibration
FAO (1979)

0.45
0.45

0.80
0.80

0.80
0.70

0.30
0.20

1.10
1.10

a Intermediate value

Table 6 presents the measured yield reductions for each treatment and yield reductions calculated with the CROPWAT model, expressed as a percentage of the yield obtained with full irrigation.

Table 6
Comparison of measured and CROPWAT simulated yield reductions for potato

Irrigation treatment

Measured

CROPWAT

Yield
(t/ha)

Yield
red'n (%)

Yield reduction
(%)

Cumulative

Seasonal

T1 Full irrigation

14.4

0

2

1

T2 Full deficit irrigation

8.71

40

56

22

T3 Farmer practice

13.8

4

2

1

T4 Stress (establishment stage)

10.4

28

21

8

T5 Stress (flowering stage)

12.4

14

17

6

T6 Stress (tuber formation stage)

11.2

22

11

3

The measured yield reductions and the simulation results revealed particular sensitivity to moisture stress during establishment and at flowering. The comparison of measured yield reductions with simulation results reveals the sensitivity during establishment and flowering. Reported yield reductions appear less consistent, with larger deviations from CROPWAT's calculated values. Moreover, there was a larger disparity between the seasonal and cumulative yield reductions in the CROPWAT calculations; the total season may require an upward adjustment of ky.

Discussion

The use of the CROPWAT model can provide useful insights into the design of irrigation studies and parameters selected for irrigation treatments. Apparent inconsistencies in these case studies raise questions that require further scrutiny of the original field data. For example in the Pakistan experiment, the irrigation application depths at the beginning of the growing season do not seem justified, as demonstrated by the soil moisture content (Figure 5).

Figure 5
Soil water balance of potato for optimal irrigation treatment

The soil water balance shows that the irrigation applications on days 1 and 6 after planting seem in excess of requirements. In contrast, the final two irrigation applications appear to have been insufficient to properly rewet the soil profile.

Estimated crop water use, based on soil moisture measurements, appears to have been below normally expected evapotranspiration values, in both Morocco and Pakistan, and the derived crop factors in the optimal irrigation treatment were below standard values. This may have been due to differences in estimates for ETo (taken from the CLIMWAT database rather than from actual recorded climate data), but also may reflect inadequacies in the recorded soil moisture values and derived crop consumptive use data.

A general problem in reported studies on deficit irrigation is lack of essential data, or incomplete records that preclude meaningful comparisons with simulation models such as CROPWAT.

Conclusions

Based on this comparative analysis, the conclusion is that the CROPWAT model can adequately simulate yield reduction as a result of imposed water stress. It accounted well for the relative sensitivity of different growth stages and was able to reproduce the negative impact of water stress on yield.

It is necessary to adjust standard values provided in CROPWAT in order to predict stress and yield reduction satisfactorily. A step-wise procedure, developed to calibrate and adjust the crop parameters, yielded satisfactory results in the modelling process.

The model proved useful in identifying inconsistencies in the design and possible shortcomings or errors in the data records. Therefore, the model may be a powerful tool for helping researchers analyse results and draw conclusions. Use of models will help achieve a more-uniform recording of data and allow meaningful comparisons of findings in different studies and countries.

An important attribute of the CROPWAT model is that it allows extension of the findings and conclusions from studies to conditions not tested in the field. Thus, it can provide practical recommendations to farmers and extension staff on deficit irrigation scheduling under various conditions of water supply, soil, and crop management conditions.

References

Anaç, M.S., Ali Ul, M., Tuzal, I.H., Anac, D., Okur B. & Hakerlerler, H. 1999. Optimum irrigation schedules for cotton under deficit irrigation conditions. In: C. Kirda, P. Moutonnet, C. Hera, D.R Nielsen, eds. Crop Yield Response to Deficit Irrigation. p. 196-212. Dordrecht, The Netherlands, Kluwer Academic Publishers.

Bazza, M. 1999. Improving irrigation management practices with water-deficit irrigation. In: C. Kirda, P. Moutonnet, C. Hera, D.R Nielsen, eds. Crop Yield Response to Deficit Irrigation. p. 49-71. Dordrecht, The Netherlands, Kluwer Academic Publishers.

FAO. 1998. Crop evapotranspiration by R. Allen, LA. Pereira, D. Raes & M. Smith. FAO Irrigation and Drainage Paper No. 56. FAO, Rome.

FAO 1993. CLIMWAT for CROPWAT, a climatic database for irrigation planning and management by M. Smith. FAO Irrigation and Drainage Paper No. 49. Rome.

FAO. 1992. CROPWAT, a computer program for irrigation planning and management by M. Smith. FAO Irrigation and Drainage Paper No. 26. Rome.

FAO. 1979. Yield response to water by J. Doorenbos & A. Kassam. FAO Irrigation and Drainage Paper No. 33. Rome.

FAO. 1977. Guidelines for predicting crop water requirements by J. Doorenbos & W.O. Pruitt. FAO Irrigation and Drainage Paper No. 24. Rome.

Kirda, C., Moutonnet, P., Hera, C. & Nielsen, D.R. (eds.). 1999. Crop yield response to deficit irrigation. Dordrecht, The Netherlands, Kluwer Academic Publishers.

Mohsin Iqbal, M., Mahmood Shah, S., Mohammad, W. & Nawaz, H. 1999. Field response of potato subjected to water stress at different growth stages. In: C. Kirda, P. Moutonnet, C. Hera, D.R Nielsen, eds. Crop yield response to deficit irrigation. p. 213-223. Dordrecht, The Netherlands, Kluwer Academic Publishers.


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