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SPFS GOOD PRACTICES AND THEIR SYSTEMATIZATION


Political commitment, coupled with major financial investment, is essential to reduce food insecurity and alleviate rural poverty in Guatemala. However, macro-level incentives might be insufficient to have a direct impact on the livelihoods of campesino farmers, the country’s primary food producers. According to analysts and policy makers, there is a strong need to identify and disseminate environmentally sound, economically efficient, socially viable and culturally acceptable alternative rural activities, which may create linkages between campesino agriculture, the market and national food security policies[7].

With its threefold emphasis on policy-making, social participation and dissemination of appropriate agricultural technology FAO’s Special Programme for Food Security (SPFS) seems particularly suited to assisting the Guatemalan Government in strengthening food security at the micro, meso and macro levels. During its first phase (1999-2003), SPFS Guatemala tested and validated, in selected field sites in the Sololá and Chiquimula Departments, a number of "good practices" (GPs) in household food security, alternative crop production, livelihood diversification and grassroots organization.

Some of these GPs are currently being disseminated in the framework of SPFS second phase, (2004-2008), which is expected to directly benefit 80,000 households in eleven Departments. To ensure adaptation to local conditions and to promote ownership and participation, the dissemination of SPFS’ GPs has been outsourced to local government bodies and NGOs. Synergy with other development initiatives is also actively sought, and assistance in policy making is provided at the national level to facilitate an enabling environment for GPs dissemination[8].

According to its Phase 2 mandate, SPFS is emphasizing the issue of "scaling-up". However, the programme management and staff are aware that, if the GPs do not prove effective in the field, a scaling-up strategy will not work. As such, there is still scope to question the benefits of these good practices. According to the SPFS operational definition, an activity qualifies as a GP when evidence exists that:

Box 1: GPs validated by SPFS Guatemala:

1. Incorporating gender issues in local grassroots organization

2. Post-harvest grain storage

3. Compensation of soil acidity

4. Vegetable nurseries

5. Household poultry-raising units*

6. Improved vegetable gardens

7. Cooperative production of vegetables with improved irrigation systems^

8. Improved household animal breeding**

9. Greenhouse vegetable cultivation^^

10. The cultivation of high yield varieties of maize and bean in hillside plots with agro-forestry and soil conservation techniques***

11. Local multiplication of certified maize and bean seeds^^^

Based on an extensive review of in-country experience and field testing, the SPFS has identified several additional GPs which are believed to have the potential for dissemination.

*PESA Sololá, 2003, Buenas Prácticas Validadas por el Programa Especial de Seguridad Alimentaria

^Sandoval Morales, A., Ixquiactap Tuc, M. and Can Choy, S., 2004, Factores que Facilitan la Organización para la Comercialización de Hortalizas Bajo Riego

**PESA Jocotán, 2004ª, Factores que Limitan y/o Favorecen la Adopción de los Módulos Pecuarios de Conejos, Pollos de Engorde, Gallinas Ponedoras y Codornices en Cinco Comunidades de los Municipios de Yucatán y Camotan

^^PESA Guatemala, 2004b, Cultivo en Invernadero para Intensificar e Diversificar la Producción

***PESA Jocotán, 2004b, Transferencia de Prácticas Agroforestales de Secano en Sistemas Productivos de Granos Básicos en Ladera.

^^^PESA Guatemala, 2004c, Semilla Mejorada para la Producción de Granos Básicos.

In order to strengthen relevant know-how and to prepare reference materials for dissemination, a "systematization"[9] of each of these GPs was started in 2003. So far, this has basically consisted of a review of the GP’s implementation and the identification of the environmental, financial, social and institutional factors that affected initial testing and validation (i.e. a constraints analysis). In addition, a cost-benefit analysis was conducted in May-June 2004 to assess the financial viability of some of these GPs[10].

By mid 2004, an advanced draft of the systematization documents was available for five GPs. However, SPFS management and the FAO Representation team were not fully satisfied with these outputs. Some reviewers criticized the documents for over-emphasizing the "success stories" and not sufficiently highlighting the problems and constraints met during the initial test. Others felt that too much attention was paid to the technicalities of implementation, while insufficient evidence was presented on the GPs’ effectiveness in improving household income, welfare and food security. Furthermore, some professionals, aware of sustainable livelihood approaches (SLAs), found the analysis of the interplay between GPs and household livelihood strategies to be insufficient.

Based on these considerations, and thanks to a LSP/LDED micro-project, the author was given the opportunity to assist the SPFS-Guatemala team in incorporating livelihoods analysis in the systematization of the GPs. A six week action-research exercise was carried out in November and December 2004, focusing on one particular good practice - local multiplication of certified maize and bean seeds - as implemented in one particular SPFS location, the Municipality of Jocotán, in Eastern Guatemala.

Box 2: Seed Multiplication was selected because:

a) Farm-based multiplication of certified, high-yield maize and bean seeds is perhaps the SPFS good practice which best links livelihood diversification, enterprise development and food security.

b) The practice benefits participants (better-off farmers owning irrigation facilities) as well as poorer campesinos (by offering them the opportunity to buy improved high-yield maize and bean seeds at a cost ranging from 1/3 to ½ of the market price).

c) So far no in-depth systematization exercise has been carried out focusing on seed multiplication (except for a cost/benefit analysis).

d) The interest group that has participated in the implementation of this good practice during SPFS Phase 1 is currently evolving towards a full-fledged cooperative enterprise. This requires a better understanding of the threats and opportunities related to the shift from diversification within a farming household economy to enterprise development in a market-driven environment.

This exercise was primarily an opportunity to test the relevance and usefulness of a livelihoods analysis in GP systematization, and as a learning-by-doing scenario for training. As the methodology for this study has previously been presented elsewhere[11], this paper focuses specifically on the findings of the livelihoods analysis. It describes the overall vulnerability context and processes of change to which the participants and other indirect beneficiaries of seed multiplication are exposed. It documents changes in household livelihoods that might be specifically associated with the adoption of this GP. It explores the economic and cultural logic that has supported a cautious incorporation of seed multiplication into participants’ livelihood strategies. Finally, some suggestions are given that may contribute to the scaling up of this GP from household livelihood diversification to market-based enterprise development[12].


[7] MAGA (2004) "Política Agrícola 2004 - 2007. Cimentando el futuro de la agricultura y del área rural"
[8] FAO (2003) "Ampliación del Programa Especial de Seguridad Alimentaria en Guatemala: Documento de Proyecto"
[9] Systematization (sistematización) is an approach to learning and action-oriented internal evaluation that has become popular in Latin America in the last ten years. Almenara* (2003) documents the incorporation of systematization in the monitoring and evaluation system of SPFS in Central American countries.
*Almenara, J. (2003) "Memoria del Taller de sistematización y comunicación de los desastres".
[10] Broers, R. (2004) "Estudio de coste/ beneficio de buenas prácticas y proyectos de PESA Guatemala" and Broers, R., Vivero, J.L., Morras, E. (2004) "Cost/ benefit analysis to review financial sustainability of the SPFS best practices in Chiquimula Department: Lessons for scaling-up"
[11] Warren, P., with Fabi, E. (2004a) "Análisis de modos de vida. Una guía para la sistematización de buenas prácticas" and Warren, P. (2004b) "Strengthening good practices and engagement with stakeholders to improve on-farm/ off-farm livelihood diversification strategies for SPFS-Guatemala"
[12] Warren, P. (2002) "Livelihood Diversification and Enterprise Development. An initial exploration of concepts and issues"

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