MANAGEMENT CONCEPTS FOR SMALL-SCALE FISHERIES: ECONOMIC AND SOCIAL ASPECTS


Table of contents

FAO Fisheries Technical PaperNo. 228FIPP/T228 (En)

MANAGEMENT CONCEPTS FOR SMALL-SCALE FISHERIES: ECONOMIC AND SOCIAL ASPECTS

by
Theodore Panayotou
Faculty of Economics
Kasetsart University
Bangkok 9, Thailand

The designations employed and the presentation of material in this publication do not imply the expression of any opinion whatsoever on the part of the Food and Agriculture Organization of the United Nations concerning the legal status of any country, territory, city or area or of its authorities, or concerning the delimitation of its frontiers or boundaries.


M-43

ISBN 92-5-101279-2

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FOOD AND AGRICULTURE ORGANIZATION OF THE UNITED NATIONS Rome 1982
© FAO


PREPARATION OF THIS PAPER

This document has been prepared as part of FAO's Regular Programme activities, aimed at assisting fishery administrators and other persons responsible for the management of fisheries. It is the fifth in a series of technical papers relating to the PRACTICES OF FISHERIES MANAGEMENT.

Dr. Theodore Panayotou is currently with the Agricultural Development Council attached to the Faculty of Economics and Business Administration, Kasetsart University, Bangkok, Thailand, as visiting Professor of Resource Economics and Food Policy Specialist.

ACKNOWLEDGEMENTS

In writing this paper I have benefited from the comments and suggestions of many people. Special acknowledgements go to Dr. J.-P. Troadec, former Chief of the FAO Fishery Development Planning Service (FIPP), who provided me with many valuable comments and suggestions, many of which he will recognize in the present version. I would also like to acknowledge helpful comments from Dr. F.T. Christy, Dr. C.H. Newton, Mr. J.-L. Gaudet, Mr. J. Cortez, all of FIPP, FAO; from Mr. M. Ben-Yami and J. Johnson of the FAO Fishery Industry and Technology Service (FII); from Dr. J. Gulland and Dr. S.M. Garcia of the FAO Fishery Resource Management Service (FIRM); and from Dr. Hooker of the South China Sea Fisheries Development and Coordinating Programme. I have also benefited from discussions with Drs. I.R. Smith, D. Pauly and C. Baily of the International Center for Living Aquatic Resources Management (ICLARM), Mr. Kachornsak of the Department of Fisheries in Thailand, and Mr. Demetropoulos of the Department of Fisheries in Cyprus. None of the above, however, should be held responsible for the opinions expressed and any errors committed.

Distribution:For bibliographic purpose this document should be cited as follows:
FAO Fisheries Department
FAO Regional Fisheries Officers
Directors of Fisheries
Selector SM
Author
Panayotou, T., 1982 Management concepts for small-scale fisheries: economic and social aspects. FAO Fish.Tech.Pap., (228): 53 p.

ABSTRACT
This paper provides an analytical framework for the management and development of coastal small-scale fisheries in developing countries. In a brief review the basic management concepts developed for single-species fisheries are presented and their appropriateness is examined for the management and development of small-scale multi-species fisheries. Apart from the higher biological complexity of multi-species fisheries the traditional management concepts also need refinement for socio-economic reasons. The paper describes the constraints under which many small-scale fishermen operate, viz., resource limitation, conflicts with large-scale fisheries, lack of geographical and occupational mobility and lack of alternative employment opportunities. These constraints may temporarily call for higher levels of fishing effort than justifiable from a pure economic efficiency point of view. Still, any long-term improvements in the living standard of small-scale fishermen will necessitate some forms of human intervention, which allocate the resource between different sections of the fishing industry and in general limit the expansion of fishing effort to prevent wastage of capital and human resources. The paper discusses various measures to regulate fishing effort in small-scale fisheries, viz., selectivity of gear; seasonal and area closures; catch quotas; limits on the number of fishing units, on the quantity of gear, or on the catching capacity of vessels; economic controls such as taxes, royalties or licence fees; and resource allocation through territorial rights. The choice among these management alternatives should be based on a set of criteria which include: acceptance by the fishermen, gradual implementation, flexibility, encouragement of efficiency and innovation, full cognizance of regulation and enforcement costs, and due attention to employment and distributional implications. Owing to the geographically dispersed nature of artisanal fisherfolk settlements, the revival and rejuvenation of traditional territorial community rights over coastal resources offer perhaps the best possible management option for small-scale fisheries. Instead of attempting to control fishing directly, such rights aim at creating a conducive environment of self-control by the fishermen themselves. The paper concludes with a presentation of some examples of traditional territorial fishing rights in Brazil, Japan, Sri Lanka and Ivory Coast.

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CONTENTS

I.INTRODUCTION
II.BRIEF REVIEW OF THE BASIC CONCEPTS OF FISHERY MANAGEMENT
2.1Biological aspects
2.1.1The single species, single gear, single community model
2.1.2Sequential exploitation and the conflict between fishermen groups
2.1.3The multispecies fisheries
2.2Economic aspects
2.2.1The static constant-price model
2.2.2The static variable-price model
2.2.3The dynamic model
2.3Social considerations
2.3.1Lack of alternative employment
2.3.2Lack of mobility
2.3.3Subsistence orientation of production
2.3.4Income distribution
III.CONSTRAINTS UNDER WHICH SMALL-SCALE FISHERIES OPERATE
3.1Resource limitations
3.2Conflicts with the large-scale fisheries
3.3Open access and easy entry
3.4Lack of alternative employment
IV.LIKELY EFFECTS OF HUMAN INTERVENTIONS
4.1Variations in Economic Parameters
4.2Assistance Programmes
4.3Management regulations
4.4Some examples of traditional territorial rights
V.SUMMARY AND CONCLUSIONS
VI.BIBLIOGRAPHY