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Lessons learned

 

Topic:

Participatory Approaches in Aquaculture

 

Background document providing
these lessons learned:

Manuel Martinez Espinosa (2000)

 

"Report on Workshop on Participatory Approaches in Aquaculture (unpublished)"
Bangkok 28th February - 1st March, 2000

   

Online full text of the Background Document:

not yet available

   

FAO Resource Persons:

Manuel Martinez Espinosa (FIRI)

   

FAO Division:

FIRI - Inland Water Resources and Aquaculture Service

   

Participatory tools applied in the case study projects:

  • A number of RRA/PRA-tools, such as e.g. Ranking, Mapping, Calendar, Semi-structured interview, Flow Diagram
  • Participatory Monitoring
  • Newly developed and tested tools
  • Delphi Method

Information on the Topic:

1. Summary of the above mentioned document

The above mentioned Report of the Workshop on Participatory Approaches in Aquaculture was held in Bangkok, Thailand from 28th February to 1st March 2000. The use of participatory approaches was analized in nine aquaculture case studies from different countries in Asia and one from Africa. The main conclusion was that there are no "absolutes" in participation and a wide range of different degrees and forms of participation may be manifested in the development process.

Participatory approaches proved to be particularly helpful in improving understanding of the role of aquaculture in rural livelihoods (as opposed to focussing purely on aquaculture as a technical activity) and in understanding the attitudes and perceptions of the people involved. The real potential of participatory approaches lied not just in the improvement of the understanding of aquaculture development workers but in the building of the capacity of the end-users of aquaculture to make decisions about aquaculture and its place in their livelihood strategies more effectively.

Participatory approaches are commonly regarded as an essential part of sustainable livelihoods. The participants agreed that this has been the first attempt to systematise the lessons learned from the application of participatory methodologies (RRA, PRA and others) to aquaculture projects. But they also agreed that this learning process needs to continue as more experience is gained and as the thinking about participatory approaches themselves develops.

 

2. Background Information on the Workshop

The Workshop on Participatory Approaches in Aquaculture was part of an exercise that aimed to demonstrate, in practical terms, how "participatory approaches" have been applied in aquaculture development work and how they might be applied in the future. The idea for the workshop derived from the preparation of the FAO Fisheries Technical Paper No. 358, entitled "Rapid Rural Appraisal, Participatory Rural Appraisal and Aquaculture". While this document looked more specifically at two of the principle tools used in the application of participatory approaches (RRA and PRA), the workshop aimed to take a wider view, addressing the advantages and problems raised by participatory approaches in general.

The Workshop was organised by FAO, ICLARM and the University of Stirling (UK) with a strong involvement of DFID. The meeting was held the 28th, 29th of February and the 1st of March in the Maruay Garden Hotel in Bangkok, Thailand.

Twenty-one participants from 13 institutions attended the Workshop. Some individual presentations were made on participatory methods in general, on tools used in RRA/PRA as well as on some specific applications such as the Mexican one where participatory methods were used in conjunction to GIS studies.

This report aims to review the presentations, discussions and conclusions reached at the workshop and to improve the understanding of participatory approaches among those involved in aquaculture development work.

 

3. Information on the Case Studies Approach

As an input for the workshop, 9 case studies of the use of "participatory approaches" were prepared by a range of practitioners working in aquaculture research and development. The intention behind these case studies was to elicit the perceptions of different practitioners regarding participatory approaches and identify key issues relating to their use.

The 9 case studies are listed in the main document with a brief description of the context and the objectives of the activity that they describe.

 

4. The scope of activities where participatory approaches were used

  • As used in the case studies, participatory approaches have been regarded as a means of improving information collection and so improving the quality of research work. It is significant that all of the case studies described start with "research", a process of collecting information and learning from it. This is significant as there is nothing inherent in participatory approaches that suggests that this should necessarily be the starting point. However, it is clear that participatory approaches are, at least initially, regarded as a means of achieving a better understanding of conditions.
  • Participatory approaches seem to be particularly helpful in improving understanding of the role of aquaculture in rural livelihoods (as opposed to focussing purely on aquaculture as a technical activity) and in understanding the attitudes and perceptions of the people involved. The various ICLARM farming systems activities described, the ALCOM study in Zambia, the CARE Cages research in Bangladesh and the DFID Laos study all fall into this category.
  • The potential of using participatory approaches for more action-oriented research was specifically recognised in some cases. This was particularly the case in the DFID work in Laos and the ICLARM project in Cavite in the Philippines where the process of undertaking the research itself aimed to produce benefits for participating farmers.

In the following table, the 9 case studies are listed with a brief description of the context and the objectives of the activity that they describe.

Review of case studies

Case study

Context

Objectives

ALCOM - Zambia

Field investigation as part of an aquaculture extension activity of regional aquaculture project

  • identify factors affecting low yields
  • propose actions to raise yields
  • understand farmers' perceptions
  • evaluate effectiveness of RRA techniques

ARP fish seed quality - Asia

Research project investigating fish seed quality in Asia

  • understand importance of fish seed quality in aquaculture
  • identify causes & strategies for improvement

CAGES - Bangladesh

CARE cage-culture development project with local NGOs

  • identify reasons for success or failure of cage-culture
  • understand processes of intra-household decision-making
  • understand impacts on local community

Quirino - Philippines

Farming systems research activity within Community Forestry Project

  • assess potential of ponds
  • assess potential of integrated agri-aquaculture

ICLARM - Bangladesh

Nutrition impact assessment study as part of impact assessment of fisheries extension

  • assess impact of previous aquaculture extension project
  • assess & measure impacts on fish consumption

ICLARM - Malawi

Aquaculture research & extension project

  • identify constraints on adoption of aquaculture technology
  • identify research agenda

DFID -Laos

Research project on rice-fish culture

  • identify constraints on rice-fish development
  • understand gender issues
  • understand resource management & communications systems
  • identify strategies for maximising benefit

Epidemiology of White Spot Disease (WSD) - Asia

Epidemiological study of occurrence of White Spot Disease in India and Vietnam

  • develop strategies for disease control
  • practice use of techniques

ICLARM-Cavite, Philippines

Farming systems research project

  • assess the productivity and sustainability of integrated aquaculture-agriculture systems
  • improve farmers' skills in experimentation and resource management decision-making

 

Lessons Learned:

The discussions held during the workshop were wide-ranging and covered many issues. Below are a few of the key pieces of learning that can be distilled from those discussions. Clearly there can be no definitive "conclusion" regarding the appropriateness or otherwise of using participatory approaches in aquaculture but the points listed below can be taken as issues and, in some cases, indicators that can help people to decide how to incorporate participatory approaches into their work.

 

Lesson 1:

  • The use of participatory approaches in aquaculture development activities can add value to those activities. During the research phase, they can ensure a better understanding of a wider range of issues and the context in which aquaculture is being considered or applied. They can also help ensure that aquaculture development addresses real issues and needs of potential users. During the implementation phase, they can ensure better implementation and better monitoring of impacts.

Lesson 2
:
  • In research, participatory approaches cannot be applied across the board to all types of research at all stages. They can make an important contribution to the identification of the subject of research by helping researchers to understand what the problems and priorities of potential users are. However, some forms of "basic" research are better carried out in a "non-participatory" way as participation by people in the field, particularly the poor, may expose them to increased risk. Once the results of basic research have been established, participatory approaches are an essential part of the adaptive research needed to refine solutions and make them appropriate to local conditions.

Lesson 3
:
  • In the implementation of aquaculture development activities, participatory approaches are important for ensuring that activities are implemented in an appropriate way and can increase the sustainability of activities by giving users the leading role in developing and adapting new activities. But participatory approaches require different forms of management compared to more "traditional" or top-down approaches. This management requires changes in skills and attitudes among those involved in aquaculture development and this requires time.

Lesson 4
:
  • The adoption of participatory approaches, and the specific approaches used, needs to take into account the capacity of the institutions and practitioners involved. Familiarity with the principles of participation, an acceptance of adaptive management of field activities, good planning and decentralised decision-making are all important in effectively supporting participatory activities. This importance should not be under-estimated and time and resources need to be devoted to developing these skills and capacity.

Lesson 5
:
  • The adoption of participatory approaches is not a panacea. It does not make other approaches unnecessary and is not necessarily the "best" approach in all situations. The costs and benefits compared to alternatives need to be carefully assessed.

Lesson 6
:
  • Participatory approaches, and particularly RRA and PRA (which are just two of the methods that make up participatory approaches), have been used primarily to contribute to research. Their use as a means of improving understanding of conditions, problems and issues is important but, by concentrating on participatory research, some of the wider potential of approaches may be missed. The real potential of participatory approaches lied not just in the improvement of the understanding of aquaculture development workers but in the building of the capacity of the end-users of aquaculture to make decisions about aquaculture and its place in their livelihood strategies more effectively. This area of application of participatory approaches needs to be further developed in the aquaculture sector.

 

Concluding Remarks:

The participants of the workshop agreed that this has been the first attempt to systematise the lessons learned from the application of RRA/PRA methodologies to aquaculture projects. But they also agreed that this learning process needs to continue as more experience is gained and as the thinking about participatory approaches themselves develops.Particular mention was made of the increasing importance of the "sustainable livelihood approach" as an overarching framework being increasingly used bilateral and multilateral donors as well as some NGOs to structure their development approaches. Participatory approaches are commonly regarded as an essential part of sustainable livelihoods. In the future, it can be expected that people working in a specific sector, such as aquaculture, will find themselves asked to incorporate their work into a general sustainable livelihoods framework and left their interventions in terms of their sustainable livelihoods impacts.

The Sustainable Livelihoods Approach (SLA) can be thought of a development upon participatory approaches. Much of the theoretical work underpinning the SLA was carried out by people who had previously played an important role in developing participatory approaches. The SLA represents an attempt to place participatory process within a more all-inclusive framework that can be readily used by development agencies to think through their interventions, identify key points of entry for their work and understand the consequences and impacts of what they do.

Participatory Approaches are an important component of the SLA. Participatory approaches will often (some might say always) be essential to achieving the desired impacts on people's livelihoods that the SLA aims to achieve. The SLA is an integrating approach that aims to involve and engage all the important actors in the development process and channel their energies to achieving more sustainable livelihoods for those most in need. To achieve this inclusiveness, participatory approaches will often represent a set of guiding principles for implementation of SLA in the field and the various participatory methods that make up participatory approaches will provide useful tools for achieving the desired outcomes.

RRA and PRA are diagnostic tools used in sustainable livelihood approaches but its use and modalities are being revised in the light of the whole conception of this new paradigm. This applies particularly to project formulation strategy. Projects with new open-ended flexible interventions will determine new participatory feedback mechanisms.



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