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PART ONE
CLASSIFICATION CONCEPTS


Classification is easy: it is something you just do.
[F.C. Bawden]

A fool sees not the same tree that a wise man sees.
[W. Blake, Marriage of Heaven and Hell]

CHAPTER 1 INTRODUCTION

The main resource controlling primary productivity for terrestrial ecosystems can be defined in terms of land: the area of land available, land quality, moisture regime and edaphic character. Despite successful substitution of land-based resources with fossil fuels and mineral resources, land remains of prime importance (Darwin et al., 1996). Land cover and land use represent the integrating elements of the resource base. Changes in land cover and land use affect global systems (e.g. atmosphere, climate and sea level) or occur in a localized fashion in enough places to have a significant effect (Meyer and Turner, 1992). Land cover is the expression of human activities and, as such, changes with alterations in these. Hence, land cover is a geographical feature that can form a reference base for applications ranging from forest and rangeland monitoring, through production of statistics, planning, investment, biodiversity, climate change, to desertification control.

Humans have continually reshaped the Earth, but the present magnitude and rate are unprecedented. Nowadays, it is realized that it is very important to know how land cover has changed over time, in order to make assessments of the changes one could expect in the (near) future and the impact these changes will have on peoples' lives. As people are the main users of the land, it is important for any system to be oriented towards them.

Due to the lack of appropriate land cover data, many assessments have used models to delimit potential land cover (e.g. Alexandratos, 1995). Although the use of potential land cover is important in modelling simulated future scenarios, there are major limitations. Information describing current land cover is an important input for planning and modelling, but the quality of such data defines the reliability of the simulation outputs (Townshend, 1992; Belward, 1996).

In addition to a high demand for improved land cover data sets because of an increasing need to be able to precisely describe and classify land cover in order to develop sustainable land use systems, there is also a growing need for standardization and compatibility between data sets and for the possibility to map, evaluate and monitor wide areas in a consistent manner (Di Gregorio, 1991; Reichert and Di Gregorio, 1995; Thompson, 1996; FAO, 1995, 1997). Technical advances, such as the vast amount of remote sensing data that has become available from earth observation satellites, makes this increasingly possible (Di Gregorio, 1995).

In 1993, UNEP and FAO organized a meeting to catalyse coordinated action towards harmonization of data collection and management and to take a first step towards an internationally agreed reference base for land cover and land use (UNEP/FAO, 1994). This was required by the Africover Programme of the

Environment and Natural Resources Service (SDRN), with its objective to map land cover for the whole of Africa, and needed a land cover reference system for operational use. The objectives of the Africover Programme are to:

The main objective of the initiative is the definition of a reference classification to respond to the need for standardization or harmonized collection of data, as mentioned in the United Nations Conference on Environment and Development's (UNCED) Agenda 21 Chapter 10, for which FAO is Task Manager within the United Nations system and to develop a common integrated approach to all aspects of land cover. This implies a methodology that is applicable at any scale, and which is comprehensive in the sense that any land cover identified anywhere in the world can be readily accommodated.

When developing LCCS, existing published classifications and legends, as well as nomenclatures, were analysed (Danserau, 1961; Fosberg, 1961; Eiten, 1968; UNESCO, 1973; Mueller-Dombois and Ellenberg, 1974; Anderson et al., 1976; Kuechler and Zonneveld, 1988; CEC, 1993; UNEP/FAO, 1994; Duhamel, 1995; Beek, De Bie and Driessen, 1997), together with relevant FAO documents (Nègre, 1995; Barisano, 1996; Wyatt et al., unpubl.).

The initial concepts of the classification were discussed by the international Africover Working Group on Classification and Legend (Senegal, July 1996; Di Gregorio and Jansen, 1996c; FAO, 1997). The system was developed in collaboration with other international ongoing activities on classification of land cover, such as the U.S. Federal Geographic Data Committee (FGDC) - Vegetation Subcommittee and Earth Cover Working Group (ECWG); the South African National Land Cover Database Project (Thompson, 1996); and the International Geosphere-Biosphere Programme (IGBP) -Data and Information System (DIS) Land Cover Working Group and Land Use and Land Cover Change (LUCC) Core Project. The first full operational version of the classification and software program was developed by the Africover - East Africa project (GCP/RAF/287/ITA) in cooperation with the Soil Resources, Management and Conservation Service (AGLS) of FAO.

The approach developed serves as the basis for a reference classification system with links to specific expertise, because it describes and allows correlation of land cover through a set of independent diagnostic criteria, the so-called "classifiers," rather than being nomenclature based. Also, existing classifications and legends can be "translated" into the reference system, thus facilitating the use of existing historical materials. Re-arrangement of the classes, based on re-grouping of the classifiers used, facilitates the extensive use of the outputs by a wide variety of end-users.

CHAPTER 2 DEFINITIONS

2.1 Land Cover

The definition of land cover is fundamental, because in many existing classifications and legends it is confused with land use:

Land cover is the observed (bio)physical cover on the earth's surface.

When considering land cover in a very pure and strict sense, it should be confined to the description of vegetation and man-made features. Consequently, areas where the surface consists of bare rock or bare soil are land itself rather than land cover. Also, it is disputable whether water surfaces are real land cover. However, in practice, the scientific community usually includes these features within the term land cover.

2.2 Land use

Land use is characterized by the arrangements, activities and inputs people undertake in a certain land cover type to produce, change or maintain it. Definition of land use in this way establishes a direct link between land cover and the actions of people in their environment. The following examples are a further illustration of the above definitions:

2.3 Classification and Legend

Classification is an abstract representation of the situation in the field using well-defined diagnostic criteria: the classifiers (Figures 2.1 and 2.2). Sokal (1974) defined it as: "the ordering or arrangement of objects into groups or sets on the basis of their relationships". A classification describes the systematic framework with the names of the classes and the criteria used to distinguish them, and the relationship between classes. Classification thus requires the definition of class boundaries, which should be clear, precise, possibly quantitative, and based upon objective criteria. A classification should therefore be:

FIGURE 2.1
Abstract presentation of a classification consisting of a continuum with two gradients

(Source: from Kuechler and Zonneveld, 1988)

Circles and triangles in blue and white representing the actual situation

FIGURE 2.2
Concrete situation in the field in a particular area

(Source: from Kuechler and Zonneveld, 1988)

A legend is the application of a classification in a specific area using a defined mapping scale and specific data set (Figure 2.3). Therefore a legend may contain only a proportion, or sub-set, of all possible classes of the classification. Thus, a legend is:

2.4 Hierarchical versus Non-Hierarchical Systems

Classification systems come in two basic formats, hierarchical and non-hierarchical. Most systems are hierarchically structured because such a classification offers more consistency owing to its ability to accommodate different levels of information, starting with structured broad-level classes, which allow further systematic subdivision into more detailed sub-classes. At each level the defined classes are mutually exclusive. At the higher levels of the classification system few diagnostic criteria are used, whereas at the lower levels the number of diagnostic criteria increases. Criteria used at one level of the classification should not be repeated at another lower level.

FIGURE 2.3
Legend as application of a classification in a particular area

2.5 A priori and A posteriori Systems

Classification can be done in two ways: either a priori or a posteriori (Figure 2.4). In an a priori classification system, the classes are abstract conceptualizations of the types actually occurring. The approach is based upon definition of classes before any data collection actually takes place. Thus all possible combinations of diagnostic criteria must be dealt with beforehand in the classification. Basically, in the field, each sample plot is identified and labelled according to the classification adopted. This method is used extensively in plant taxonomy and soil science, such as The Revised Legend of the Soil Map of the World (FAO, 1988) and the USDA Soil Taxonomy (SCS, 1975). The main advantage is that classes are standardized independent of the area and the means used. The disadvantage, however, is that this method is rigid, as some of the field samples may not be easily assignable to one of the pre-defined classes.

A posteriori classification differs fundamentally by its direct approach and its freedom from preconceived notions. The approach is based upon definition of classes after clustering the field samples collected. An example is the Braun-Blanquet method, used in vegetation science. This is a floristic classification approach using the total species combination to cluster samples in sociological groups (Kuechler and Zonneveld, 1988). The advantage of this type of classification is its flexibility and adaptability compared with the implicit rigidity of an a priori classification. The a posteriori approach implies a minimum of generalization. This type of classification better fits the collected field observations in a specific area. At the same time, however, because an a posteriori classification depends on the specific area described and is adapted to local conditions, it is unable to define standardized classes. Clustering of samples to define the classes can only be done after data collection and the relevance of certain criteria in a certain area may be limited when used elsewhere or in ecologically different regions.

FIGURE 2.4
Example of an a priori (left) and an a posteriori (right) classification of a concrete situation in the field

(Source: Adapted from Kuechler and Zonneveld, 1988)

CHAPTER 3 THE CONCEPTUAL BASIS

3.1 Problems with current classification systems

Despite the need for a standard classification system, none of the current classifications have been internationally accepted (Danserau, 1961; Fosberg, 1961; Eiten, 1968; UNESCO, 1973; Mueller-Dombois and Ellenberg, 1974; Kuechler and Zonneveld, 1988; CEC, 1993; Duhamel, 1995). This is because often the land cover classes have been developed for a specific purpose or scale and are therefore not suitable for other initiatives. Furthermore, factors used in the classification system often result in an undesirable mixture of potential and actual land cover (e.g. including climate as a parameter). The reasons why none of the current classifications could serve as a reference system are manifold, as will be explained below.

3.1.1 Purpose

A proportion of the existing classifications are either vegetation classifications (e.g. Danserau, 1961; Fosberg, 1961; Eiten, 1968; UNESCO 1973; Mueller-Dombois and Ellenberg, 1974; Anderson et al., 1976; Kuechler and Zonneveld, 1988), broad land cover classifications, or systems related to the description of a specific feature (e.g. agricultural areas). Thus, they are limited in their capacity to define the whole range of possible land cover classes. An illustration is the UNESCO Vegetation Classification (designed to serve primarily for vegetation maps at a scale of 1:1 000 000), which considers only natural vegetation, while all other vegetated areas, such as cultivated areas and urban vegetated areas, are ignored. Other vegetation classifications, even if they consider agricultural areas, do not describe these classes with the same level of detail as that used for the natural vegetation areas. In contrast, systems used to describe agricultural areas give very few details in their description of natural vegetation.

Many systems have been developed for a certain purpose, at a certain scale, and using a certain data type, such as the IGBP-DISCover global 1 km data set based on the National Oceanic and Atmospheric Administration - Advanced Very High Resolution Radiometer (NOAA-AVHRR). Hence the derived classes are strictly dependent on the means used (e.g. in the last-named example, the classes will be only those that can be detected using NOAA-AVHRR).

Many current classification systems are not suitable for mapping and subsequent monitoring purposes. The use of the type of diagnostic criteria and their hierarchical arrangement to form a class is very often in conflict with the ability to define a clear boundary between two classes. For monitoring, land cover changes take two forms: conversion from one category to another (e.g. from forest to grassland), and modification of conditions within one category (e.g. from cultivated area to intensively cultivated area). The broader and fewer the categories used to describe land cover, the fewer the instances of conversion from one to another. If land cover classes are as broad as "forest and woodland", "arable land" and "permanent meadows and pastures" (from the FAO Production Yearbook) then forest fragmentation, shifts from rainfed to irrigated cultivated areas and less dense grass cover due to overgrazing will be registered as neither conversion nor modification. A multi-user-oriented classification system should capture both.

3.1.2 Consistency

In most current classifications, the criteria used to derive classes are not systematically applied. Often, the use of different ranges of values depends on the importance given by the user to a particular feature (e.g. in many systems the cover ranges to distinguish tree-dominated areas are many, whereas only one single cover range is used to define shrub- or grass- dominated areas).

In some classifications the class definition is imprecise, ambiguous or absent. This means that these systems fail to provide internal consistency. An example is the frequency with which classes in the CORINE (Coordination of Information on the Environment) Land Cover system overlap with other classes elsewhere in the same classification (CEC, 1993).

In most systems, the full combination of diagnostic elements describing a class is not considered, e.g. a system that describes vegetation with the diagnostic criteria of three ranges of cover matched with three ranges of height must consistently apply these ranges for all life forms considered. The reason why most systems fail in application of this basic classification rule is that the entire set of permutations of the possible classifiers would lead to a vast number of classes that cannot be handled with the current methods of class description. Thus, in the example above, if there were 10 classes of each, the result would be 100 combinations. Therefore, the current systems often leave gaps in the systematic application of the diagnostic criteria used.

Very often the systems contain a number of classes, which, due to their interrelation and hierarchical structure, appear to be a proportion of a broader set of classes. Thus, these types of systems are mere legends. The characteristic of legends is that only a proportion or sub-set of the entire range of possible classes is described. Such legends have the disadvantage that the user cannot refer back to a classification system, which precludes comparisons with other systems.

Threshold values are very often derived from knowledge of a specific geographic area, so that elsewhere the class boundary definition between two classes may become unclear, due to overlaps or gaps. In these cases, any comparisons will be impossible or inaccurate.

3.1.3 Underlying common principle

An underlying common principle has not often been defined in land cover classification. A mixture of different features is used to define a class, especially features such as climate, geology, soil type and landform (thus, in "tropical rain forest" the term "tropical", which is usually climate related, is used to describe a certain floristic composition). Features such as climate, geology and landform influence land cover but are not inherent features of it. This type of combination is frequently found and is often applied in an irregular way, with no hierarchy. This may lead to ambiguity in the definition of the class.

Classification of vegetation using the diagnostic criteria of "height" and "cover" will lead to a different perspective of the same feature in comparison with the use of "leaf phenology" and "leaf type" (Figure 3.1). It is therefore important to come to a basic understanding of the criteria to be used as underlying principles for land cover description.

FIGURE 3.1
Example of description of a land cover using a different underlying principle

3.1.4 A priori classification systems

In an a priori classification system classes are pre-arranged. The use of such a classification assumes that all possible classes can be derived, independent of scale and tools used, from the system. Having all classes pre-defined in the system is the intrinsic rigidity of an a priori classification system. The advantage of such a system is mainly that it is the most effective way to produce standardization of classification results among user communities. The disadvantage is that to be able to describe consistently any land cover occurring anywhere in the world, one needs an enormous number of pre-defined classes. Such a system should be flexible in the sense that any occurring land cover can be accommodated. How can one introduce this type of flexibility while using the "classical" approach of class names and descriptions?

This can be achieved by increasing the number of classes in an a priori system, but the problem then arises of how the users will find their way through a "jungle" of class names (Figure 3.2). Furthermore, this situation makes standardization more difficult to attain, as every user may have a slightly different opinion on how to interpret some classes because the class boundary definitions between classes will be based on very slight, subjective differences.

The wrong, or different, designation of the same land cover feature among various classes will undermine the standardization process that is one of the primary objectives of the classification system. Ultimately, the attempt to harmonize will fail. The a priori classification approach appears to be a vicious circle: the attempt to create this type of classification as a tool for standardization obliges one to accommodate the enormous variety of occurring land cover in a limited number of more generic classes, while the endeavour to create more classes increases the danger of lack of standardization, thus sabotaging the basic principle forming the starting premise.

The above illustrates that there is not as much compatibility between classification systems, or between classification and legend, as may be desired. There are numerous inconsistencies in definition of classes, class boundaries, in the use of threshold values, etc. However useful the current classifications may be, these factors limit the possibility of using these methods on a broad range of applications.

In the context of developing a new system, it is fundamental to identify the criteria to which any reference classification, to the extent possible, should adhere (Box 3.1).

FIGURE 3.2
Problem of the current a priori classifications in relation to their flexibility

BOX 3.1
GENERAL CRITERIA FOR A REFERENCE CLASSIFICATION

The reference classification should be:

  • comprehensive, scientifically sound and practically oriented;

  • capable of meeting the needs of a variety of users (neither single-project oriented nor taking a sectoral approach); users can use just sub-sets of the classification and develop them to their own specific needs;

  • potentially applicable as a common reference system and facilitating comparisons between classes derived from different classifications; a flexible system that can be used at different scales and at different levels of detail, allowing cross-reference of local and regional maps with continental and global maps without loss of information;

  • able to describe the complete range of land cover features (e.g. forest and cultivated areas as well as ice and bare land, etc.), with clear class boundary definitions that are unambiguous and unique;

  • adapted to fully describe the whole variety of land cover types with the minimum set of classifiers necessary (the fewer the classifiers used in the definitions, the less the error expected and the less time and resources necessary for field validation); and

  • based on a clear and systematic description of the class, where the diagnostic criteria used to define a class must be clearly defined, with pure land cover criteria distinct from environmental criteria (e.g. climate, floristic and altitude), as the latter influence land cover but are not inherent features of it.

3.2 The basis for a new approach

3.2.1 Definition adopted for land cover

The common integrated approach adopted here defines land cover as the observed (bio)physical cover on the earth's surface (see Section 2.1, above), but, in addition, it is emphasized that land cover must be considered a geographically explicit feature that other disciplines may use as a geographical reference (e.g. for land use, climatic or ecological studies).

Land is a basic source of mass and energy throughput in all terrestrial ecosystems, and land cover and land use represent the integrating elements of the resource base. Land cover, being the expression of human activities, changes with modifications in these activities. Therefore, land cover as a geographically explicit feature can form a reference basis for other disciplines.

3.2.2 New approach to classification

3.2.2.1 Increasing flexibility while maintaining mappability

To create a standardized, hierarchical, consistent, a priori classification system containing systematic and strict class boundary definitions implies the basic requirement of having to build flexibility into the classification system. In this context, "flexibility" can have various meanings. First of all, flexibility should address the potential for the classification system to describe enough classes to cope with the real world. At the same time, however, flexibility should adhere to strict class boundary definitions that should be unambiguous and clear. In addition, the classes in such a system should be as neutral as possible in the description of a land cover feature in order to answer to the needs of a wide variety of end-users and disciplines.

Many current classification systems are not generally suitable for mapping, and subsequent monitoring, purposes. The integrated approach requires clear distinction of class boundaries. Furthermore, the use of diagnostic criteria and their hierarchical arrangement to form a class should be a function of the mappability, i.e. the ability to define a clear boundary between two classes. Hence, diagnostic criteria should be hierarchically arranged in order to assure at the highest levels of the classification a high degree of geographical accuracy.

How does one increase the classification system's flexibility while maintaining the principle of mappability and aiming at standardization? These prerequisites can only be accomplished if the classification has the possibility of generating a high number of classes with clear boundary definitions. In other words, it should be possible to delineate a large number of classes in order to match the enormous variation of land cover features, while maintaining the clear distinction of class boundaries. In current classification systems this possibility is hampered by the manner in which these classifications are set up. Differences between classes can only be derived from class descriptions. Therefore, it would be very difficult for the user to distinguish between such classes just based upon class names or unsystematic descriptions, as is the case with most of the current classification systems.

3.2.2.2 Basic principle

One of the basic principles adopted in the new approach is that a given land cover class is defined by the combination of a set of independent diagnostic attributes, the so-called classifiers. The increase of detail in the description of a land cover feature is linked to the increase in the number of classifiers used. In other words, the more classifiers added, the more detailed the class. The class boundary is then defined either by the different amount of classifiers or by the presence of one or more different types of classifiers. Thus, emphasis is no longer on the class name, but on the set of classifiers used to define this class.

3.2.2.3 Issues impeding application of the new approach

The straightforward application of this approach is hampered by two main factors. First, land cover should describe the whole observable (bio)physical environment and therefore deals with a heterogeneous set of classes. Obviously, a forest is best defined using a set of classifiers that differ from those used to describe snow-covered areas. Instead of using the same set of classifiers to describe such heterogeneous features, in the new approach the classifiers are tailored to each land cover feature. According to the general concept of an a priori classification, it is fundamental to the system that all the combinations of the classifiers must be created in the system. By tailoring the set of classifiers to the land cover feature, all combinations can be made without having a tremendous number of theoretical but redundant combinations of classifiers. Secondly, two distinct land cover features, having the same set of classifiers to describe them, may differ in the hierarchical arrangement of these classifiers in order to ensure high mappability

3.2.3 Land Cover Classification System design criteria

Land cover classes are defined by a string of classifiers, but due to the heterogeneity of land cover, and with the aim of achieving a logical and functional hierarchical arrangement of the classifiers, certain design criteria have been applied.

The Land Cover Classification System (LCCS) has two main phases (Figure 3.3).

The initial Dichotomous Phase, has eight major land cover types:

This is followed by a subsequent so-called Modular-Hierarchical Phase, in which land cover classes are created by the combination of sets of pre-defined classifiers. These classifiers are tailored to each of the eight major land cover types.

The tailoring of classifiers in the second Phase allows the use of most appropriate classifiers to define land cover classes derived from the major land cover types and at the same time reduces the likelihood of impractical combinations of classifiers. This results in a land cover class defined by:

3.2.4 Dichotomous Phase

As stated above, a dichotomous key is used at the main level of classification to define the major land cover classes (Figure 3.3). Each major land cover type is defined as shown in Tables 3.1 to 3.3.

Three classifiers are used in the Dichotomous Phase, namely Presence of Vegetation, Edaphic Condition and Artificiality of Cover. These three classifiers have been hierarchically arranged, although independent of this arrangement the same eight major land cover types would be keyed out. The hierarchical arrangement is thus not important in this Phase, but is a guiding principle in the subsequent Modular-Hierarchical Phase.

3.2.5 Modular-Hierarchical Phase

In this phase the creation of the land cover class is given by the combination of a set of predefined pure land cover classifiers. This set of classifiers is different for each of the eight main land cover types. This difference is due to the tailoring of the classifiers to their respective type (Figure 3.4).

These pure land cover classifiers can be combined with so-called attributes for further definition. Two types of attributes, which form separate levels in the classification, are distinguished (see Figure 3.4 for two examples):

The user is obliged to start with the pure land cover classifiers. However, at any time the user can stop - dependent upon the level of detail required - and derive a land cover class (Table 3.4). Further definition of this class can be achieved by adding a single or a combination of any of the other types of attributes. These attributes are not hierarchically ordered and selection of them will generate a separate coded string.

TABLE 3.1
Distinction at the main dichotomous level

Classifiers used

Land Cover Class Name and Description

DICHOTOMOUS PHASE: INITIAL-LEVEL DISTINCTION

Presence of Vegetation:

A. Primarily Vegetated Areas


Primarily vegetated

This class applies to areas that have a vegetative cover of at least 4% for at least two months of the year. This cover may consist of Woody life forms (Trees, Shrubs), Herbaceous life forms (e.g. Forbs, and Graminoids) or a combination of them, or consist of life forms of Lichens/Mosses (only when other life forms are absent). A separate cover condition exists for Lichens/Mosses that can be only applied if this life form contributes at least 25% to the total vegetative cover (see Appendix A: Glossary).

Presence of Vegetation:

B. Primarily Non-Vegetated Areas


Primarily non-vegetated

This class includes areas that have a total vegetative cover of less than 4% for at least 10 months of the year, or an absence of Woody or Herbaceous life forms and with less than 25% cover of Lichens/Mosses

TABLE 3.2
Distinctions at the second level

Classifiers used

Land Cover Class Name and Description

DICHOTOMOUS PHASE: SECOND-LEVEL DISTINCTION

Primarily vegetated

A1. Terrestrial Primarily Vegetated Areas


Edaphic Condition: Terrestrial

The vegetation is influenced by the edaphic substratum.

Primarily non-vegetated

B1. Terrestrial Primarily Non-Vegetated Areas


Edaphic Condition: Terrestrial

The cover is influenced by the edaphic substratum.

Primarily vegetated

A2. Aquatic or Regularly Flooded Primarily Vegetated Areas


Edaphic Condition: Aquatic or regularly flooded

The environment is significantly influenced by the presence of water over extensive periods of time. The water is the dominant factor determining natural soil development and the type of plant communities living on its surface. Includes marshes, swamps, bogs and all areas where water is present for a substantial period regularly every year. This class includes floating vegetation.

Primarily non-vegetated

B2. Aquatic or Regularly Flooded Primarily Non-Vegetated Areas


Edaphic Condition: Aquatic or regularly flooded

The environment is significantly influenced by the presence of water over an extensive period of time each year.

TABLE 3.3
Distinction at the third level of the dichotomous phase into eight major land cover types

Classifiers used

Land Cover Class Name and Description

DICHOTOMOUS PHASE: TERTIARY-LEVEL DISTINCTION

Primarily vegetated Terrestrial

A11. Cultivated and Managed Terrestrial Areas


Artificiality of Cover: Artificial/managed

This class refers to areas where the natural vegetation has been removed or modified and replaced by other types of vegetative cover of anthropogenic origin. This vegetation is artificial and requires human activities to maintain it in the long term. In between the human activities, or before starting crop cultivation, the surface can be temporarily without vegetative cover. Its seasonal phenological appearance can be regularly modified by humans (e.g. tillage, harvest, and irrigation). All vegetation that is planted or cultivated with an intent to harvest is included in this class (e.g. wheat fields, orchards, rubber and teak plantations).

Primarily vegetated Terrestrial

A12. Natural and Semi-Natural Vegetation


Artificiality of Cover: (Semi-)natural

Natural vegetated areas are defined as areas where the vegetative cover is in balance with the abiotic and biotic forces of its biotope. Semi-natural vegetation is defined as vegetation not planted by humans but influenced by human actions. These may result from grazing, possibly overgrazing the natural phytocenoses, or else from practices such as selective logging in a natural forest whereby the floristic composition has been changed. Previously-cultivated areas that have been abandoned and where vegetation is regenerating are also included. The secondary vegetation developing during the fallow period of shifting cultivation is a further example. The human disturbance may be deliberate or inadvertent. Hence semi-natural vegetation includes vegetation due to human influences but which has recovered to such an extent that species composition and environmental and ecological processes are indistinguishable from, or in a process of achieving, its undisturbed state. The vegetative cover is not artificial, in contrast to classes A11 and A24, and it does not need human action to be maintained in the long term.

Aquatic or Regularly Flooded

A23. Cultivated Aquatic or Regularly Flooded Areas


Artificiality of Cover: Artificial/managed

This class includes areas where an aquatic crop is purposely planted, cultivated and harvested and which is standing in water over extensive periods during its cultivation period (e.g. paddy rice, tidal rice and deepwater rice). In general, it is the emerging part of the plant that is fully or partly harvested. Other plants (e.g. for purification of water) are free-floating. They are not harvested but they are maintained. This class excludes irrigated cultivated areas.

Primarily vegetated Aquatic or Regularly Flooded

A24. Natural and Semi-Natural Aquatic or Regularly Flooded Vegetation


Artificiality of Cover: (Semi-)natural

This class describes areas that are transitional between pure terrestrial and aquatic systems and where the water table is usually at or near the surface or the land is covered by shallow water. The predominant vegetation, at least periodically, comprises hydrophytes. Marshes, swamps, bogs or flats where drastic fluctuations in water level or high concentration of salts may prevent the growth of hydrophytes are all part of this class. The vegetative cover is significantly influenced by water and dependent on flooding (e.g. mangroves, marshes, swamps and aquatic beds). Occasionally-flooded vegetation within a terrestrial environment is not included in this class. Natural Vegetated Aquatic habitats are defined as biotopes where the vegetative cover is in balance with the influence of biotic and abiotic forces. Semi-Natural Aquatic vegetation is defined as vegetation that is not planted by humans but which is influenced directly by human activities that are undertaken for other, unrelated purposes. Human activities (e.g. urbanization, mining and agriculture) may influence abiotic factors (e.g. water quality), affecting species composition. Furthermore, this class includes vegetation that developed due to human activities but which has recovered to such an extent that it is indistinguishable from its former state or which has built up a new biotope which is in balance with the present environmental conditions. A distinction between Natural and Semi-Natural Aquatic Vegetation is not always possible because human activities distant to the habitat may create chain reactions that ultimately disturb the aquatic vegetative cover. Human activities may also take place deliberately to compensate for disruptive effects with the aim of keeping a "natural" state.

Primarily non-vegetated Terrestrial

B15. Artificial Surfaces and Associated Areas


Artificiality of Cover: Artificial/managed

This class describes areas that have an artificial cover as a result of human activities such as construction (cities, towns, transportation), extraction (open mines and quarries) or waste disposal.

Primarily non-vegetated Terrestrial

B16. Bare Areas


Artificiality of Cover: (Semi-)natural

This class describes areas that do not have an artificial cover as a result of human activities. These areas include areas with less than 4% vegetative cover. Included are bare rock areas, sands and deserts.

Primarily non-vegetated Aquatic or Regularly Flooded

B27. Artificial Waterbodies, Snow and Ice


Artificiality of Cover: Artificial/managed

This class applies to areas that are covered by water due to the construction of artefacts such as reservoirs, canals, artificial lakes, etc. Without these, the area would not be covered by water, snow or ice.

Primarily non-vegetated Aquatic or Regularly Flooded

B28. Natural Waterbodies, Snow and Ice


Artificiality of Cover: (Semi-)natural

This class refers to areas that are naturally covered by water, such as lakes, rivers, snow or ice. In the case of rivers, the lack of vegetation cover is often due to high flow rates and/or steep banks. In the case of lakes, their geological origin affects the life conditions for aquatic vegetation. The following circumstances might cause water surfaces to be without vegetation cover: depth, rocky basins, rocky and/or steep shorelines, infertile washed-in material, hard and coarse substrates.

FIGURE 3.3 Overview of the Land Cover Classification System, its two phases and the classifiers

FIGURE 3.4
The Modular-Hierarchical Phase

Example of tailoring of the classifiers and attributes for "Cultivated and Managed Terrestrial Lands" (left) and "Natural and Semi-Natural Aquatic or Regularly Flooded Vegetation" (on the right).

Since the classification is suitable for mapping purposes, the system gives high priority to "mappability" and the user needs to follow specific rules:

TABLE 3.4
Example of the formation of land cover classes

EXAMPLE: "NATURAL AND SEMI-NATURAL TERRESTRIAL VEGETATION" (A12)

Classifiers used

Boolean formula

Standard class name

Code

Life form and cover

A3A10

Closed forest

20005

Height

A3A10B2

High closed forest

20006

Spatial distribution

A3A10B2C1

Continuous closed forest

20007

Leaf type

A3A10B2C1D1

Broad-leaved closed forest

20095

Leaf phenology

A3A10B2C1D1E2

Broad-leaved deciduous forest

20097

2nd layer: LF, C, H

A3A10B2C1D1E2F2F5F7G2

Multi-layered broad-leaved deciduous forest

20628

3rd layer: LF, C, H

A3A10B2C1D1E2F2F5F7G2

Multi-layer broad-leaved deciduous forest with emergents

20630

3.3 Working with the LCCS Mode Function

The LCCS Mode function allows the user to skip the dichotomous phase for the classes belonging to primarily vegetated areas. This function has been added in recognition that for some specific mapping applications it is not feasible to separate Terrestrial from Aquatic and/or Artificial from Natural/Semi-Natural Vegetation. The software allows the user to work in five different mode functions:

Mode 0 - This is the default mode and it will indicate that the user has previously gone through the dichotomous phase to build up the class using the classifier combination.

Mode 1 - Here the user skips the division between terrestrial and aquatic in the dichotomous phase. The activation of the skip button at this stage will allow the user to access the modular hierarchical phase only for Terrestrial Cultivated and Managed Areas, and Semi-Natural Vegetation (See Figure 3.5).

All the classes of Cultivated and Managed Land and/or Semi-Natural/Natural Vegetation generated under this mode function will therefore have no differentiation between edaphic conditions (Terrestrial or Aquatic - Regularly Flooded)

FIGURE 3.5 Mode 1 occurs when the buttons shown in the figure are selected

Mode 2 - Here the user selects the "Primarily Vegetated" and "Terrestrial" options. The second skip button can then be activated which allows the user to omit the differentiation between 'Cultivated and Managed Terrestrial Area(s)' and 'Natural and Semi-Natural Terrestrial Vegetation'. With Mode 2 setting there is only access to the modular hierarchical phase from 'Terrestrial Natural/Semi-Natural Vegetation' (See Figure 3.6). That means that all classes of 'Terrestrial Natural/Semi-Natural Vegetation' generated with this mode function will not be differentiated according to the "artificiality" of vegetation.

FIGURE 3.6 Mode 2 activation

Mode 3 - This is similar to Mode 2, with the exception that in the upper part of the dichotomous phase the 'Aquatic or Regularly Flooded' alternative has been selected instead of the 'Terrestrial' option. This allows access to the modular hierarchical phase only from 'Aquatic/Regularly Flooded Natural/Semi-Natural Vegetation' (See Figure 3.7).

FIGURE 3.7 Mode 3 activation

Mode 4 - Here both skip buttons in the dichotomous phase are activated, thereby skipping the division between 'Terrestrial - Aquatic or Regularly Flooded' and 'Cultivated and Managed Terrestrial Area(s) - Natural and Semi-Natural Terrestrial Vegetation'. This will allow access to the modular hierarchical phase only from 'Terrestrial Semi-Natural/Natural Vegetation' (See Figure 3.8).

FIGURE 3.8 Mode 4 activation

A legend can be set up combining classes built up in different mode functions. The mode type used is added automatically to the LCCS GIS code and to the classifier sequence. (See Figure 3.9 and 3.10)

The activation of the LCCS cartographic standard (mixed units) can be done in any LCCS mode function. However, to form a mixed unit (example A/B), the user has to remain in the same mode function.

FIGURE 3.9
Land Cover Class window showing what a class description will look like when Mode function is used

FIGURE 3.10
Display Legend window showing a class defined in Mode function

3.4 Concepts for Primarily Vegetated Areas

There are different ways of making an orderly arrangement of the Primarily Vegetated Areas, with varying success according to region or purpose. Vegetation has a multitude of properties and features and a certain degree of abstraction is required when classifying. However, agreement could be reached on selection of a relatively small number of diagnostic criteria to identify plant communities.

Plant communities, or phytocenoses, are characterized by two important features:

This applies to all phytocenoses on earth (Kuechler and Zonneveld, 1988). Growth forms (e.g. trees, shrubs, herbaceous, etc.) are so important that various vegetation scientists have used them as criteria for classification (Danserau, 1961; Mueller-Dombois and Ellenberg, 1974). The growth forms are distributed within the plant community in layers or strata. This stratification is common and the distinction of the individual strata is of fundamental importance when analysing the plant community. Plant communities are not limited to vertical arrangement into layers: they are also arranged horizontally (i.e. the horizontal spatial distribution).

Thus, when observing plant communities and considering their growth forms, two factors are fundamental:

At the same time, a plant community consists of taxa (botanical species) that are usually unevenly distributed insofar as some may be common, or dominant, while others are less conspicuous. The component taxa can be used to describe the plant community as well as the structure. A description using taxa is called floristic composition of the plant community. The floristic composition usually contains all species, though it is unusual to include the rare or incidental ones.

The various existing classification systems have emphasized one or other of the above (e.g. physiognomic-structural systems; floristic systems and physiognomic-floristic systems). There is no doubt that a full description of a plant community must consider both physiognomic-structural and floristic aspects. A phytocenose can have the same structural aspect but different floristic composition, as well as the same floristic composition but a different structural aspect. However, problems arise when attempting to incorporate both types of information in a single classification system.

In LCCS, Natural and Semi-Natural Vegetation, both in the Terrestrial Areas (A12) and Aquatic or Regularly Flooded Areas (A24), is classified using a pure physiognomic-structural method. The parameters considered are: (1) physiognomy; (2) vertical and horizontal arrangement; (3) leaf type; and (4) leaf phenology of plants. This concept has been adopted with the conviction that only a pure structural representation of vegetation is able to incorporate, without any confusion of terms, floristic aspects of vegetation as well as environmental attributes (e.g. landform, climate, altitude, etc.). The proposed classification allows the user to add freely these attributes at any level of the structural land cover class created.

Users not familiar with classical vegetation classification and mapping (Eiten, 1968; UNESCO, 1973; White, 1983; Kuechler and Zonneveld, 1988) or ecological studies should be able to build up a scientifically sound vegetation classification by following the Land Cover Classification System. This will avoid the separation between classical vegetation classification and land cover classification. A variety of users should be able to apply the results of the classification, even those who are not specialized in vegetation mapping.

The physiognomic-structural approach selected for classification of vegetated areas in a land cover classification system poses a challenge with regard to classification of vegetated areas other than (semi-)natural vegetated areas, namely cultivated and urban vegetated areas. These managed vegetated areas are also characterized by plant communities having growth forms and taxa, a structure and a floristic composition. Therefore, the physiognomic-structural approach adopted is equally applicable to such areas. Using the same approach to describe and classify this type of area at a certain level of detail has the advantage that all Primarily Vegetated Areas can be compared.

3.4.1 Natural and Semi-Natural Vegetation (A12 and A24)

General rules for classification

Before starting to use the classifiers, the user has to take into account some basic rules governing the concepts of classification of (Semi-)Natural Vegetation, namely:

These two main aspects are very important and must be carefully determined because in the software the determination of main Life Form has consequences for the options available at subsequent levels. Certain choices at a high level of the system may disable choices at lower levels.

These are the limits recommended for Life Form distinction, but exceptions are allowed:

Concerning the concept of dominance, two criteria need to be considered:

When the user has decided these two main aspects, the building of classes can start. The rules explained above show that in order to determine a (Semi-)Natural Vegetation class, a minimum of three classifiers need to be selected:

FIGURE 3.11
Main structural vegetation domains

(Source: Di Gregorio and Jansen, 1996a)

These are the minimum elements required to form a Natural or Semi-Natural Vegetated land cover class, for both Terrestrial and Aquatic or Regularly Flooded Areas. Because Height (in its standard denotation) is automatically linked to the Life Form chosen, the classifiers needed to be determined are actually two: Life Form and Cover.

3.4.1.1 Life Form and Cover

A Life Form is a group of plants having certain morphological features in common (Kuechler and Zonneveld, 1988). According to the quality of the main axis or shoots, a further distinction is made into Woody Life Forms or Herbaceous Life Forms. For further subdivision, the following growth form criteria can be applied:

The full definitions and guidelines for application can be found in Appendix A and in the Glossary of the software.

Cover can be considered as the presence of a particular area of the ground, substrate or water surface covered by a layer of plants considered at the greatest horizontal perimeter level of each plant in the layer (according to Eiten, 1968). A distinction is made between Closed (>60-70 percent), Open (between 60-70 and 10-20 percent) and Sparse (<10-20 percent but >1 percent). As herbaceous plants are seasonal in character, cover is always assessed in terms of fullest development.

The reason for expressing cover in terms of ranges instead of absolute values is discussed in the relevant guidelines of the software program and in Appendix A.

3.4.1.2 Height

The Height of a certain layer is measured from the ground to the average top of the life form that is being examined (Kuechler and Zonneveld, 1988). The fact that single plants of one synusia differ from the average height can be ignored, apart from the fact that they can form their own layer (e.g. the emergents of a rainforest that tower above the rest). The Height is classed as: Trees >30-3 m; Shrubs 3-0.3 m; and Herbaceous 3-0.03 m. Each class can be further subdivided.

The major Height classes are linked to the Life Form selected. These classes provide general information regarding height because, in the concept of the classification, this criterion has not been given a prevalent importance. The user can choose to remain at this generic level or to go to the modifiers, whereupon the importance of height increases.

In the case of Shrubs or Herbaceous (Forbs or Graminoids) life forms, it is strongly recommended not to remain at the level of the standard definition of Height, if this is possible, but instead to select one of the modifiers. The ecological significance of these life forms can be strongly correlated with height (e.g. separation between low and tall herbs or between dwarf and high shrubs is important when considering the potential for grazing/rangeland).

3.4.1.3 Spatial Distribution or Macropattern

The next classifier that can be applied is the Macropattern. It is defined as the horizontal spatial distribution of vegetation in a certain area. It should not be confused with Cover because that defines the spatial arrangement of Life Forms (e.g. trees, shrubs, etc.). Macropattern describes the spatial arrangement of specific structural vegetation types (e.g. Closed Forest, Closed Shrubs). This classifier may seem unusual, but there are good reasons for having it:

Macropattern should thus be used to give supplementary ecological information (or to show a human-induced degradational aspect of natural vegetation).

Macropattern is a concept closely linked with scale, therefore its inclusion in a classification system (that should consider only scale-independent parameters) can introduce ambiguities in application. In addition it is relevant for a very specialized group of users (vegetation ecologists), who are more familiar with this concept.

For these reasons, in version 2 of LCCS, Macropattern is not an active part of the classifiers sequence and can only be utilized after the activation of the specific button.

The combinations between Cover and Macropattern are unrestricted (this is nevertheless only valid for Closed and/or Open Cover, as will be explained later), which means that, for instance, a Closed Tree formation (Closed Forest) can be either Continuous or Fragmented depending on its spatial distribution in the mapping unit.

Due to this dimensional aspect, Macropattern is linked with the mapping scale. This may seem to contradict the main classification concept explained above, namely that the elements of a classification system must be scale independent. To determine Macropattern, one should refer to the overall appearance of vegetation formation in a certain area in a homogeneous landscape. However, if one wants to be more precise or objective in the application of this classifier, some specific rules are given below to help to standardize the interpretation. Since we are dealing with the practical application of this concept in a cartographic context, the concepts of cartographic mixed units and minimum mappable areas will be used. These concepts are further described in Section 3.8.

A certain structural vegetation type has a continuous Macropattern if, inside the minimum mappable area, it covers more than 80 percent of the area.

A particular structural vegetation type would be considered a Fragmented Macropattern if, inside the minimum mappable area, it covers more than 20 percent but less than 80 percent. This situation is linked with the mixed-unit concept. Three cases are possible:

The Continuous or Fragmented classifiers are linked with the Cover, Closed or Open (e.g. Closed Continuous Forest, Closed Fragmented Forest, Continuous Woodland or Fragmented Woodland). Fragmentation can be further subdivided into Striped or Cellular (e.g. the tiger bush in the Sahel, where Closed Shrubs are present in the inter-dunal areas, which can be represented as Fragmented (Striped) Closed Shrubs).

The Parklike Patches Macropattern is directly linked with the cover category Sparse. In effect, this is simply redundant information. When the user defines the cover of a certain life form to be Sparse, the only Macropattern available for this structural vegetation type is Parklike Patches.

The Macropattern concept is preferentially used for Woody Life Forms (Trees, Shrubs). Herbaceous Life Forms (Graminoids, Forbs) can have a Macropattern, but this is subordinated to the absence of Woody Life Forms. When linear patches of dense shrubs (typical of tiger bush) are present together with dense herbaceous vegetation filling the space between patches, one could have two different perspectives of this situation, either Fragmented Shrubs/Herbaceous or Fragmented Herbaceous/Shrubs. In the application of the Macropattern, the rule obliges the user to always give preference to the Woody Life Form component. Macropattern can be applied to Herbaceous Life Forms only when there is no significant presence of Woody Life Forms (Trees, Shrubs). For instance, patches of dense herbaceous vegetation in sandy areas can be called fragmented herbaceous/sand.

A structural vegetation type is Fragmented when the sizes of the patches of the vegetation are between 1/15 and 1/2 of the minimum mappable unit. This rule is a very artificial one and should not be rigidly applied. Nevertheless, the rule assists the user by providing some reference indicator of what a Fragmented Macropattern should look like. If the patches become too small, at a certain level they could coincide with the life form itself, thus contradicting the basic rule explained above, namely that Macropattern describes the specific arrangement of structural vegetation types and must not be confused with the cover of the life form.

If all the above-mentioned classifiers are determined, the user can enter the next level and add a new set of information.

3.4.1.4 Water Seasonality

For Aquatic or Regularly Flooded Natural and Semi-Natural Vegetation (A24), the second level classifier consists of Water Seasonality. This classifier type can be described as the persistence of the water at or near the surface. There are three subdivisions:

3.4.1.5 Leaf Type and Leaf Phenology

This level consists of the classifiers Leaf Type and Leaf Phenology. This option is included to allow user to opt for a basic physiognomic-structural vegetation classification but this option can be skipped if preferred. The choice of the dominant Life Form will deactivate a number of choices at this level as a consequence of the conditions of the classification. The classifier Leaf Type is subdivided into:

Leaf Phenology is determined from the general behaviour of woody plants throughout the year. A distinction is made between evergreen and deciduous:

The modifiers Semi-Deciduous, Semi-Evergreen and Mixed, as well as Perennial and Annual, are explained in the Glossary.

3.4.1.6 Stratification or Layering

The user can describe up to three layers of stratification (including the main layer) for Terrestrial Vegetation (A12) and Aquatic or Regularly Flooded Vegetation (A24), see Appendix B for details. The users may be disappointed by the limited number of layers at their disposal, but the classifier Stratification should contribute to the structural definition of a vegetation class. This means that this classifier must cover all the possible combinations with the main Life Form selected and its Cover (e.g. if we can have layering for Closed Trees, the same must be valid for Closed or Open Shrubs or Closed Graminoids, etc.). The layering is an active component of the class set-up; it is not a mere descriptive (optional and unsystematic) item of the class. The proposed classification allows the user to first build up a land cover class with the use of the classifier Stratification and, where more detail is wanted, add a user's description to the standard one, which may contain information on any additional layers/strata.

Some limitations in the use of the classifier Stratification have been introduced in order to avoid irrelevant (from the structural point of view) class combinations. The following examples will further clarify this concept:

The limitations introduced, as shown in the two examples above, are to avoid introducing elements not crucial for the determination of the structural aspects of a land cover class. These elements can be added in the class description in the Legend (see Legend - Edit). These limitations have the practical purpose of reducing the number of possible combinations of classifiers, which otherwise could lead to the creation of an even larger number of classes that would ALL have the same structural meaning. All limitations in use of Stratification are built into the software program.

From the practical point of view in the use of the Stratification concept, it is important to recognize that two possible types of Stratification exist:

The second case is quite straightforward and does not present any difficulty in the selection of classifiers. The first case needs additional explanation. In the case of a dominant Life Form of Trees with a second stratum of Trees, it is important that these layers are clearly distinguishable one from the other (e.g. a second stratum of Trees Emergent over a Closed Tree canopy, where these emergents must not be part of the discontinuity of the Closed Tree canopy but clearly a distinct layer). The sub-condition of Height will pre-set the available choices of Height for second and/or third layers/strata. For example, with a main stratum of Closed Low Trees (3-7 m), the emergents to be defined in the second stratum cannot have the same height (option 3-7 m therefore not available) because the Sparse Trees of the second layer have to be taller.

The Height parameter explained above depends on the Height value chosen for the main stratum; it is not applied if the general Height class is selected. If the user selects the general Height class for the main stratum, then for subsequent strata the general Height classes are the only options available.

The main conditions applied for Stratification/Layering are the following:

These operate in combination with:

3.4.2 Cultivated and Managed Terrestrial Areas (A11 and A23)

In existing approaches, cultivated areas are often only described and classified by determining the crop species, the cultural practices and, in some cases, land tenure information. This may result in descriptions like "rainfed agricultural area" or "state-owned rubber plantation." These descriptions are highly sectoral and do not address the needs of a wide variety of end-users. Another important aspect is that the principle of having a high level of geographical accuracy is frequently lacking in the sectoral approaches.

Description of agricultural areas in land cover terms should be exhaustive and neutral so that the results can be used by a broad user community. Furthermore, these areas are Primarily Vegetated land cover types, thus their description should have a link to (Semi-)Natural Vegetated land cover types at a certain level of detail, e.g. a user interested in trees because of the nesting prospects of a certain bird may not be directly interested in knowing if these trees are part of a crop or (Semi-)Natural Vegetation. Furthermore, the focus should be on the definition of geographically well-defined classes, i.e. classes having a high mappability.

Therefore, the approach taken in order to enable a wide variety of users to employ the descriptions of cultivated areas is that of a basically physiognomic-structural classification. This means that at a high level of classification the cultivated area description is based on the structure of the vegetation, whereas at lower levels, with lower mappability, the focus is on description of the spatial and temporal dimensions. This type of description should, however, assure a high degree of compatibility with existing agricultural classification systems. This means that not only should the classes be compatible, but also should the methods of deriving classes and their spatial and temporal dimensions (Duhamel, 1995). The spatial and temporal dimensions for cultivated areas clearly differ from (Semi-)Natural Vegetation, as in most cases there is a constant flux in the observable cover.

Owing to this flux, the moment of observation of the land cover is very important, as the land might be ploughed, sown or harvested (with no crop actually visible) or a crop is clearly visible and different crop growth stages can be identified. These temporal dimensions influence the land cover but should not influence its description, because the area should be classified independent of the time of observation. It is for this reason that in the definition of Cultivated Areas provision is made for the fact that vegetative cover is not always present.

In the structural approach, physiognomy or Life Form is the principal classification criterion, followed by the vertical structure, the crop layering and horizontal structure, i.e. the Field Macropattern, of the area. This will result in detailed cover information that can be optionally combined with Crop Type as a specific technical attribute to establish the link with many current classification systems.

In the major land cover type of Terrestrial Cultivated Areas and Managed Lands (A11), Managed Lands form a separate category. They comprise land cover classes that are clearly vegetated and managed, though not with the intent of harvesting as is the case for Cultivated Areas. The structural description of their cover in this classification may appear simplistic, but a further description in land use terms would not render much more information. The description in cover terms will assure a high level of mappability, which can be freely combined with user-defined land use descriptors.

3.4.2.1 Life Form - Managed Lands

Managed Lands form a separate category inside the Cultivated Terrestrial Areas and Managed Lands (A11) and consist of one single classifier: Life Form. The Managed Land Areas are described by the Life Form composition rather than description of the individual Life Forms of the vegetation. They are defined by specifying the occurrence of trees, shrubs and/or herbaceous life forms. Three options are available: Parklands, Parks or Lawns.

Managed Lands may comprise private gardens, public green areas, sport fields, etc. They are usually found in the (peri-)urban environment. This category may be further elaborated in future to include a wider range of classifiers for more detailed descriptions.

3.4.2.2 Life Form - Cultivated Areas

Two main aspects of the classifier Life Form should be taken into account:

Careful determination of these two main aspects is important because the classification is set up in such a way that the choice of the main Life Form has consequences for the choices available at lower levels due to certain built-in conditions.

Life Form is defined by the physiognomy of the plants. Under Cultivated Terrestrial Areas, Trees and Shrubs are distinguished from Herbaceous plants, subdivided into Forbs or Graminoids. Under Cultivated Aquatic or Regularly Flooded Areas, only Graminoid and Non-Graminoid crops are distinguished. The following rule applies: those plants that belong to the Graminaceae family but have a woody appearance (e.g. bamboos) are classified as Herbaceous plants. This rule differs from the rules applied in Natural and Semi-Natural Vegetation (major land cover types A12 and A24).

For determination of dominance the following rules apply:

These two rules are the main criteria for determining the main crop. There are no restrictions to possible crop Life Form combinations (in contrast to (Semi-)Natural Vegetation, as explained in the next section).

The Trees and Shrubs Life Forms can have two additional modifiers: Leaf Type (Broadleaved or Needleleaved), in combination with Leaf Phenology (Evergreen or Deciduous). The introduction of this modifier for these two Life Forms assures a link with the description of the natural vegetated areas.

3.4.2.3 Spatial Aspect - Size and Distribution

The second classifier that can be applied is Spatial Aspect - Size. This classifier often implies other aspects (e.g. land tenure, mechanization, land reclamation, etc.). "Large-scale irrigated agriculture" or similar terms are common in many classifications systems. This classification needs to be neutral in its land cover description without including ambiguous terminology. Therefore, Spatial Aspect has been selected as a neutral classifier. For mapping exercises, Spatial Aspect is an important aspect at the meso- or macro-level. Furthermore, it is an easily detectable characteristic (e.g. on aerial photographs and satellite imagery), i.e. it has good "mappability"

The Field Size classifier is applicable at the level of the individual field and has three categories:

This classifier can be skipped because size is a very subjective parameter.

Spatial Distribution is the horizontal pattern of cultivated fields in a certain area. It can be easily measured, taking the distance between one field and the next. A distinction has been made into three classes:

As for Macropattern in (Semi-)Natural Terrestrial Vegetation, this classifier in version 2.0 of the software (LCCS2) is not an automatic part of the classification sequence. To use it, the user must activate the specific button.

3.4.2.4 Crop Combination (only for A11)

At the second level, the Crop Combination is specified for the Cultivated Terrestrial Areas. If there is more than one crop, the crops present can be specified together with details of the possible overlap in growing period between the main and secondary crops. The order in which an additional crop is specified follows the same condition as stated above.

It is important to note that the second-level classifier Crop Combination can also be skipped by the user because of the apparent difficulty in determining the classifiers correctly. This skip function will then permit the user to continue the description of the main crop at the third level.

3.4.2.5 Water Seasonality (only for A23)

The second level classifier Water Seasonality of Aquatic or Regularly Flooded Cultivated Areas describes the duration of water on or near the surface during the main crop cultivation period. If any additional crops are cultivated after or in overlap with the main crop, the period of water at or near the surface for these crops should be neglected.

3.4.2.6 Cover-Related Cultural Practices -Water Supply and Cultivation Time Factor (A11)

At the third level of classification, the classifier Cover-Related Cultural Practices - Water Supply is determined. The options Rainfed Agriculture, Post Flooding and Irrigated Agriculture for Cultivated Terrestrial Areas have implications for the options available under Cultivation Time Factor. Post Flooding cultural practices are not possible in a Permanent Cultivation system. It is also obvious that the dominant crop determined will have implications for other classifiers (e.g. a Tree Crop will result in a Permanent Cultivation system).

A Permanent Cultivation system in combination with either a Trees or Shrubs Life Form designates what is commonly known as plantations and orchards (e.g. a forest plantation or a coffee plantation). However, these names do not occur per se in this classification system. In combination with Crop Type, a link to current systems can be made and to commonly used names such as "plantation" (e.g. the combination of Shrub Crop and Crop Type: Tea covers "Tea Plantation," while Tree Crop and Crop Type: Hevea spp. refers to "Rubber Plantation").

3.4.2.7 Cover-Related Cultural Practices - Fallow Period (only for A23)

Cover-Related Cultural Practices - Fallow Period is the third-level classifier for Aquatic or Regularly Flooded Cultivated Areas. It has three subdivisions: Permanent; Relay Intercropping; and Sequential. They are, however, defined differently from Cultivated Terrestrial Areas because they refer to the practices that occur after harvest of the main aquatic crop (see Appendix A: Glossary). These practices may not relate to the same Aquatic or Regularly Flooded environment of the main crop.

3.5 Classification Concepts for Primarily Non-Vegetated Areas

Areas primarily characterized by a cover other than vegetation fall into two categories: those with a non-vegetal cover and those with no cover at all. The latter is a category that describes the land surface rather than any cover of the land but which has been included here, as explained earlier (see Section 2.1).

The approach adopted for describing Primarily Non-Vegetated Areas is, as for Vegetated Classes, a "structural-physiognomic" approach, i.e. the physiognomy, the cover (i.e. density) and structure are used as parameters. The classifiers Surface Aspect (Artificial Surfaces and Bare Areas) and Physical Status (Artificial and Natural Waterbodies, Snow and Ice) can be regarded as descriptors of the physiognomy of the materials, like Life Form for vegetation. The further classifiers and modifiers of Bare Areas and Artificial Surfaces contain elements of Cover, as for Terrestrial Vegetation, whereas the Water Persistence classifier is similar to Water Seasonality in Aquatic Vegetation.

3.5.1 Artificial Surfaces and Associated Areas (B15)

Areas with an artificial cover resulting from human activities are described in most classification systems in terms of use, whereas the description of cover is equally important. An example is urban areas where the surface generally consists of impervious materials. This type of surface greatly influences run-off and the peak flow characteristics of water. Another example is tarmac roads in hilly terrain, where road constructors need to carefully plan for the discharge of excess water that, in poor designs, may lead to disastrous forms of erosion.

The Associated Areas are mainly domains where the original surface is removed, such as extraction sites, or where materials have been deposited on top of the original surface, such as waste dumps and other type of deposits.

The characteristics of the cover of the surface are crucial in the land cover description and therefore embody the main classification concept. This major land cover type is classified depending upon the Surface Aspect. A category for the Built-Up Object can be specified using the scroll list (e.g. cities and towns, roads, open mines, official waste dump sites, etc.).

3.5.1.1 Surface Aspect

The Surface Aspect distinguishes two main classes, with one class having two levels with an increase in detail. A much more detailed class description can be made using the modifier options. These modifiers are explained in terms of cover rather than land use terminology. The Artificial Surface areas can be further defined according to the shape and density of the artefacts.

3.5.2 Bare Areas (B16)

Areas that are primarily bare are usually described by geologists, soil scientists or geomorphologists (using technical terms like granite rock, rendzhina, sand dunes, inselberg, tor, etc.). This type of description is highly technical and may be difficult to understand for users with a different background. A different approach is therefore needed for describing the type of material on the surface, with additional options to go into more detail, in combination with elements describing either some specific properties (physical or chemical) of the surface material or describing some specific forms. Specific forms implies that the surface may consist of shapes that form a pattern at the macro-level. The focus of the cover description is on the surface and not on the subsoil.

The major land cover type Bare Areas is therefore described mainly by the appearance of the surface. The concept adopted describes the aspects of the cover: whether it is consolidated or not, what kind of material it consists of (e.g. rock, sand) and which may be combined with Macropattern. The more discipline-related descriptors for geology, landform and soil are available as attributes and can be used to link the land cover description to the technical disciplines.

3.5.2.1 Surface Aspect

The Surface Aspect describes the surface of the Bare Area at two levels, with an increase in detail. A further specification can be made by using one of the modifiers. These modifiers specify some physical or chemical properties.

3.5.2.2 Macropattern

The Macropattern describes the pattern of the surface. This classifier is linked to the Surface Aspect because a Macropattern can only be of the same material as the surface described. Hence the choice made under Surface Aspect may disable certain choices in this classifier. Two types are distinguished, namely Bare Soil and Loose and/or Shifting Sands.

3.5.3 Artificial and Natural Waterbodies, Snow and Ice (B27 and B28)

The two major land cover types describing water surfaces or other physical appearances of water, Artificial Waterbodies, Snow and Ice (B27) and Natural Waterbodies, Snow and Ice (B28) are described by taking into account their temporal aspect. Water, snow and ice may not be present all year round and therefore it is also important to know what the cover is when they are absent. This temporal aspect should not influence the classification results because classification by default is independent of temporal change.

In most existing classification systems these land cover types are only briefly described in terms of cover, with no additional information. The concept adopted by this classification puts more emphasis on the temporal aspect.

The major difference between these two major classes is that Artificial Waterbodies, Snow and Ice are surfaces in places where, under natural circumstances, no water, snow or ice surface would exist. Therefore these surfaces are the result of an artefact, such as the construction of a dam, artificial snow or ice-making.

3.5.3.1 Physical Status

The Physical Status describes in which form water is found. Three options are available: Water, Snow or Ice. Depending on the choice made here, other classifiers at lower levels may be disabled. For water and ice a further specification can be made into Flowing or Standing Water and Moving or Stationary Ice.

3.5.3.2 Persistence

Persistence, i.e. the duration that Water, Snow or Ice covers the surface, is described. If Water, Snow or Ice is present for nine months or less per year, the surface then exposed can be further specified.

3.5.3.3 Depth

The Depth can be described because it is directly related to cover aspects. The proposed classifier has not been given a lot of detail because the most important feature to be determined is whether it is deep or not, i.e. whether it is shallower or deeper than 2 m. This limit has an ecological meaning as it is the maximum rooting depth for the great majority of aquatic plants (Cowardin et al., 1979).

3.5.3.4 Sediment Load

The suspended Sediment Load in the water influences the cover and implies other environmental aspects, such as upstream erosion and downstream sedimentation. It also influences the aquatic fauna and flora. It is a relatively easily observed characteristic of the water, but difficult to measure as it fluctuates. Therefore the subdivision has not been given great detail.

3.6 Environmental and Specific Technical Attributes

The pure land cover classifiers can be combined with so-called attributes for further definition of the land cover class. Two types of attributes are distinguished, forming distinct levels in the classification:

3.6.1 Environmental Attributes

3.6.1.1 Landform

Land forms are described first and foremost by their morphology and not by their genetic origin or the processes responsible for their shape. The dominant slope is the most important differentiating criterion, followed by relief intensity.

This attribute can be applied to all classes except Artificial Surfaces and Artificial and Natural Waterbodies, Snow and Ice. The attribute consists of two different levels, i.e. major land form and slope class according to the Soils and Terrain (SOTER) methodology (UNEP/ISSS/ISRIC/FAO, 1995).

3.6.1.2 Lithology

The lithology can be described based on the geological parent material and its age. The options have been provided by S.B. Kroonenberg (personnel communication., 1998). Three major groupings are distinguished and further subdivided (see Appendix A: Glossary).

3.6.1.3 Soils

For the Primarily Vegetated Areas, the user can describe first the soil's Surface Aspect, followed by a detailed description of the soil profile according to the Revised Soil Legend (FAO, 1988). For Bare Areas (B16) only the soil profile description is applicable because the soil surface aspect is a classifier of this major land cover type.

3.6.1.4 Climate

The concept adopted to add climatic parameters to the land cover classes is from De Pauw, Nachtergaele and Antoine, 1996, whose revised Length of Growing Period (LGP) approach gives recognition to the relevant climatic constraints in any major region of the world. The combination of Thermal Classes and Moisture Classes gives the climate. No conditions have been pre-set.

3.6.1.5 Altitude

This attribute can be used in all major land cover types. The classes of this attribute are a proposal and can be further subdivided by using the possibility available in the Legend Module to create a user-defined attribute (see Section 6).

3.6.1.6 Erosion

In the description of Erosion in the land cover, emphasis is given to accelerated or human-induced erosion. Human-induced erosion is often the result of irrational use and poor management, such as incorrect agricultural practices, overgrazing or overexploitation of the (semi-)natural vegetation. These practices result in a cover type with specific features. Most of the erosion can be classified as either Water or Wind erosion and deposition, with Mass Movements as a third major category. Further subdivision can be made by using the User-defined Attribute option in the Legend Module.

This attribute is applicable in all Primarily Vegetated Areas and Bare Areas (B16).

3.6.1.7 Water Quality (only for A24)

This attribute is only applicable in (Semi-)Natural Aquatic or Regularly Flooded Terrestrial Areas (A24). It can be used to specify the salinity of the water, which is measured in ppm of total dissolved solids (TDS) according to Cowardin et al. (1979).

3.6.1.8 Vegetation (only for B16, B27 and B28)

This attribute is applicable for Bare Areas and Artificial and Natural Waterbodies, Snow and Ice (e.g. sandy riverbed with scattered vegetation) to indicate that less than 4 percent of vegetation is present. In the case of the presence of Lichens and/or Mosses, they should be less than 20 percent of the total mapped area (see Appendix A).

3.6.1.9 Cover/Crop Density (only for A11 and A23)

This attribute is only applicable for the Cultivated Areas, both Terrestrial and Aquatic or Regularly Flooded. This attribute gives information on the density of the permanent crops, (e.g. Trees and Shrubs) or the cover of the temporary life forms (e.g. Herbaceous, Forbs and Graminoids). This information is an indicator of the success of crop establishment and hence its possible yield.

Density has not been used as a land cover classifier, as for (Semi-)Natural Vegetated Areas, because it normally would not add any useful information to the land cover class. The density is related to the planting distance of the crop, which differs according to crop (e.g. olive trees versus maize). However, it is a useful attribute when describing a cultivated area that does not have the expected density of the crop (e.g. in marginal areas).

3.6.2 Specific Technical Attributes

These attributes are related to the technical discipline associated with the major land cover types. Thus, for (Semi-)Natural Vegetated areas, the Floristic Aspect can be described; for Bare Areas, the Soil Type (as discussed under Soils); for Cultivated Areas, the Crop Types; and the Salinity for Artificial and Natural Waterbodies, Snow and Ice.

3.6.2.1 Crop Type (only for A11 and A23)

The Crop Type can be specified according to the major groupings used for the FAO Production Yearbooks. If a Crop Type is not present, it can be defined and added under the header Other in the boxes that open upon clicking. Furthermore, the name of the crop has to be linked to the dominant, second or third crop choices in order for the entry to be saved. A maximum of three names can be specified.

3.6.2.2 Floristic Aspect (only for A12 and A24)

This attribute has two major divisions: whether the name is derived from a single plant form or from a group of plant types. In the first option, a further subdivision is possible into Dominant Species (Height, Cover or combination of both) and Most Frequent Species. The second option is subdivided into: Plant Groups (e.g. Braun-Blanquet) and Plant Groups Derived Without Statistical Methods (e.g. same ecological significance; same geographical distribution; same dynamic significance). The specific name of the Floristic Aspect can be added with the User-Defined Attribute option in the Legend Module.

3.6.2.3 Salinity (only for B27 and B28)

The Salinity of the water can be specified for Artificial and Natural Waterbodies. Three main classes are distinguished, based upon Cowardin et al. (1979).

3.7 The Advantages of the Method Adopted

3.7.1 Advantages from the conceptual point of view

LCCS is a real a priori classification system in the sense that, for the classifiers considered, it covers all their possible combinations. Some particular combinations are excluded, due to conditions that are elements of the classification system. In this case the type of combinations and the conditions, i.e. the reasons for this "exclusion" are clearly listed and explained.

A given land cover class is clearly and systematically defined, making a clear and unambiguous differentiation by use of the classifiers as follows:

The classification is truly hierarchical. The class' hierarchical arrangement is a basic component of the mechanism of the class formation. The difference between a land cover class (at a more general level) and a further subdivision of it is given through the addition of new classifiers (on a more detailed level of the one forming the previous class). The more classifiers used, the greater the detail of the land cover class defined.

The classes derived from the proposed classification system are all unique and unambiguous, due to the internal consistency and systematic description of the class as a basis for objective and repeatable classification. Correlation studies between classifications show that, in many cases, definitions of the class names are often either unclear or unsystematic or both, due to the fact that in traditional classifications and legends the "meaning" of a class is derived only from its general description. Such a descriptive text is very often unsystematic and, as a result, in many cases there are insufficient details to define strict boundary conditions. The classes are therefore open to misinterpretation and lack internal consistency. With the present classification, the user's primary descriptive tool is the Boolean Formula of all classifiers used to build the class; this cannot be anything other than a systematic description of the class. In addition to this, the traditional class description is used. A strict class boundary definition and internal class consistency are inherent in the method.

LCCS is designed to map at a variety of scales, from small to large.

For two main reasons, the classification can be used as reference classification:

3.7.2 Advantages from the practical point of view

The specific design of the classification allows easy incorporation and integration into GIS and databases. The mechanisms of how the classes are built up, as discussed earlier, facilitate overlay procedures.

It will produce a real multi-user database. Despite the high demand for natural resources information, many databases are not developed to meet multi-user requirements. This is shown by the fact that, in practice, very often the number of real users is often a small portion of the potential ones. An important cause is the inherent rigidity of the natural resources information (i.e. land cover) of the databases. Two cases are typical:

The ways in which current classifications determine the classes (names and generally a broad description) do not allow a great deal of flexibility in use by the final user. The present classification system assumes two types of final users:

The system obliges the first user (the database builder) to follow specific rules in the combination of classifiers (to assure standardization and comparability of the data set) but allows the database user (see Section 3) to define freely the set of classifiers by which they wish to re-aggregate the original polygons of the database. Because the class definition is linked with the classifiers' Boolean Formula, this is a straightforward process. Of course, the number of potential recombination of classifiers is extremely large and some combinations may be illogical, but this respects the concept of multiple users, each with their very specific needs.

For interpretation purposes, the advantages are:

3.8 From Classification To Legend

Classification is an abstract representation of the situation in the field using a particular set of diagnostic criteria, whereas a legend is the application of the classification's abstract design in a particular area using a defined mapping scale and a particular data set. This transition implies establishment of specific conditions not present in the classification concept (e.g. Minimum Mappable Area and Mixed Mapping Units). Because one of the ultimate goals of this classification is to provide a useful tool for mapping exercises, these conditions will be discussed here, even if they are not strictly appropriate to the main subject of this chapter.

3.8.1 The Minimum Mappable Area concept

The Minimum Mappable Area is a concept applied by cartographers when addressing the smallest area that can be shown on a map. This concept is therefore scale-dependent and not related to classification. However, the issue is addressed here as it usually presents problems.

The concept of one single mappable area is generally applied. Historically, the cartographer determined one particular minimum area to be represented on the map. This was applied to all classes contained in the legend. The disadvantage of this method is that classes with a difference in importance would follow the same rules. It would have been more logical to define a set of different sizes for the various features with differing importance (Di Gregorio, 1991).

The flexibility of this current classification (LCCS2) allows the introduction of the concept of a variable minimum mappable area. Thus, the user can relate the size of the minimum mappable area to the eight major land cover types from which the classes are derived (Figure 3.12).

FIGURE 3.12
Example from the East Africa Project, with variable minimum mappable areas (not at original scale)

3.8.2 The Occurrence of Mixed Mapping Units

In the classification system, all classes are unique and no Mixed Mapping code is considered. However, LCCS2 offers the possibility of generating a mixed code when saving a class from the classification to the legend module. In effect, when moving from the abstract concept of the classification system to the practicalities of the field, the user has to deal with a particular legend that reflects both parameters of scale and inherent characteristics of the area. LCCS2 considers several types of mixed codings, with an exhaustive and codified syntax. Two basic types of mixed coding are present:

Thematic mixed coding relates to a thematic uncertainty. It means that the specific polygon coded with the "thematic mixed code" cannot reflect unique thematic information (written A//B, implying "equal to A OR B", where A and B are land cover classes). It needs a certain level of generalization of the information. This syntax can be used only if the internal capabilities of generalization of LCCS are inadequate. In LCCS, in fact, the user has a certain possibility of generalizing the thematic class, meaning going from a more general to a more detailed level of class definition. If, for instance, the classifier Woody is used, this implies that an intricate mixture of trees and shrubs is present in which neither trees nor shrubs are clearly dominant. Thematic mixed coding, then, is an extra resource for the user to further generalize the thematic meaning of a class or for acting at a single-polygon level where, due to interpretation problems, a certain level of generalization is required.

Spatial mixed coding relates to the constraint of the scale when representing a geographical feature. It means that in the specific polygon coded Spatial Mixed, all the features are present but, due to the scale constraint (Minimum Mappable Area), they cannot be represented singularly (written A/B, implying "equal to A and B").

A Spatial Mixed Mapping code is always characterized by two or three (maximum) separate single land cover classes as defined in the classification system. The conditions governing the use of mixed mapping units are that within the minimum mappable area, two or more land cover classes are present, in a spatially separate entity (e.g. patches of agricultural fields inside a forest).

In this case, the general criterion proposed is that the cover of each one of the classes considered must be more than 20 percent (and consequently less than 80 percent) of the mapping unit. The limit of 20 percent is thus the threshold of "visibility" of a class in a Spatial Mixed Unit. The only exception to this rule is in the major land cover type Cultivated Areas, where the use of the option Scattered Isolated of the classifier Spatial Distribution goes from 10 to 20 percent (see Section 3.4.2.3).

The sequence of the class names in a mixed mapping unit represents the dominance (e.g. for Forest/Cultivated Areas, Forest is more than 50 percent and less than 80 percent, whereas Cultivated Areas is less than 50 percent but more than 20 percent). A Mixed Mapping Unit can contain a maximum of three classes.

A variation of Spatial Mixed coding is the so-called "Layering". This situation applies when a feature belonging to Agricultural and Managed Area and another belonging to Natural Semi-Natural Vegetation occur in two separate strata (e.g. rainfed cultivated fields with open natural trees). For this specific case a different syntax is used (written A + B, implying "A and B layering").

A particular case is "Time-Related" Mixed coding. This applies only to classes belonging to the major land cover categories Cultivated and Managed Terrestrial Area(s) (A11) or Cultivated Aquatic or Regularly Flooded Area(s) (A23), where the syntax is "A///B", indicating "A in one year; B in the other". Such coding is used to describe the situation where, in different years, different types of cultivation occur in the same field (i.e. the mapping unit). This is the case when the user has, for example, a situation of cultivated fields of paddy rice in one year (e.g. when there is sufficient rainfall), followed by a terrestrial crop in a subsequent year (e.g. when rainfall is poor). This particular type of Time-Related Mixed coding shows often a cyclic, almost customary, alternation of different crops in subsequent years (e.g. generally an Aquatic crop followed by Terrestrial crops, or an Irrigated crop followed by Rainfed crops). It is important to note that the alternation of crops should be considered only when this occurs on an annual basis. The combination of different crops in the same growing period is an option already considered in LCCS class creation (see the classifiers related to Crop Combination in A11). However, because of the specific nature of this type of Mixed Unit, that occurs only where crops are growing, the classes composing such a mixed unit can only be those of Cultivated Area(s).


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