January 1997 | COFI/97/3 |
COMMITTEE ON FISHERIES |
Twenty-second Session |
Rome, Italy 17-20 March 1997 |
PROGRESS REPORT ON THE IMPLEMENTATION OF THE CODE OF CONDUCT FOR RESPONSIBLE FISHERIES |
I. INTRODUCTION
1. Article 4 of the Code of Conduct for Responsible Fisheries states that Members and non-Members of FAO, fishing entities and relevant sub-regional, regional and global organizations,
whether governmental or non-governmental, and all persons concerned with the conservation,
management and utilization of fisheries resources and trade in fish and fishery products should
collaborate in the fulfilment and implementation of the objectives and principles contained in
the Code.
2. In adopting the Code at its Twenty-eighth session in 1995, the FAO Conference called
upon FAO "to monitor and report on the implementation of the Code and its effects on
fisheries, including action taken under other instruments and resolutions by UN organizations,
and in particular, the resolution adopted by the General Assembly to give effect to the
Conference on Straddling Fish Stocks and Highly Migratory Fish Stocks leading to the
Agreement for the Implementation of the Provisions of the United Nations Convention on the
Law of the Sea of 10 December 1982 Relating to the Conservation and Management of
Straddling Fish Stocks and Highly Migratory Fish Stocks". It further called on States,
international organizations, whether governmental or non-governmental, and all those involved
in fisheries "to collaborate in the fulfilment and implementation of the objectives and principles
contained in the Code" (Resolution 4/95).
II. ACTIONS TAKEN
3. A substantial part of the activities included in the Programme of Work and Budget
(PWB) for Major Programme "Fisheries" for the current and next biennium, as well as for the
Medium Term Plan is devoted to supporting the implementation of the Code and other relevant
international instruments, as requested in Resolution 4/95. Emphasis is given to strengtheningthe capacity of countries to conserve and better manage their fisheries through appropriate
policies and practices such as responsible development of aquaculture, fishing operations, post-harvest practices and trade, the integration of fisheries into coastal area management, the
implementation of the precautionary approach, and to ensuring that appropriate fisheries
research supports all fisheries activities.
4. The Code was published in early 1996 by FAO in the official languages of the
Organization and distributed widely. It was also made accessible in electronic form in the FAO
Fisheries Department Home Page, thus facilitating further dissemination. In order to ensure
that the Code be known by fishery users, processors and traders, FAO has also disseminated
the Code through the FAO marketing services and its associated organizations (GLOBEFISH,
INFOFISH, INFOPECHE, INFOPESCA and INFOSAMAK). Additionally, the Fisheries
Department has prepared a directory of fisheries organizations including more than 3800
mailing addresses to which the Code was distributed. It was also disseminated through well
known fisheries magazines and newspapers. Finally UN and FAO are producing a joint
publication of the Agreement for the Implementation of the Provisions of the United Nation
Convention of the Law of the Sea of 10 December 1982 Relating to the Conservation and
Management of Straddling Fish Stocks and Highly Migratory Fish Stocks, the Code of
Conduct and the Agreement to Promote Compliance with International Conservation and
Management Measures by Fishing Vessels on the High Seas.
5. With regard to further promoting implementation of the Code, a circular letter
accompanying the Code was sent to Governments and organizations. Relevant provisions were
emphasized including the importance of publicizing the Code and making the public aware that
the Code, if properly applied, could enhance the vital role of fisheries in world food security,
and economic and social development. The need was stressed to eliminate overfishing, rebuild
and enhance fish stocks, minimize wasteful fishing practices, develop sustainable aquaculture,
rehabilitate habitats of living aquatic resources, develop fisheries for under or unutilized
species based on principles of sustainability and responsible management, and to adopt
responsible fishing practices.
6. The circular letter also highlighted the importance of mobilizing fishing communities,
cooperatives and the private sector to adopt responsible fishing and post-harvest practices in
producing more and better quality fish and fishery products which could have a tremendous
impact on nutrition and income as well as on the sustainability of the living aquatic resources
and their environment. The need to improve the institutional and legal framework and to
dedicate appropriate research to the decision-making process was further stressed. A number
of initiatives which could be undertaken for particular countries, regions and circumstances
were suggested, including the appointment of a focal point or the establishment of other
mechanisms which could facilitate coordination and monitoring of the various initiatives. States
were reminded of the necessity to deposit their acceptance of the Compliance Agreement for
it to enter into force. Finally, it was also requested to provide information on actions taken,
to allow Governments and FAO to report progress on implementation of the Code and its
effect on fisheries.
7. To date, partly due to this initiative, FAO has received requests for authorization to
translate the Code into other languages (German, Italian, Tamil, and Tigrina). Information on
the appointment of focal points at high level have been identified in some countries, and steps
have been taken to produce simplified versions of the Code as well as training material for use
in training courses. Several other initiatives show the interest in implementing the Code by alladdressed by the Code: Governments, organizations, NGOs and the private sector. FAO staff
have been invited to participate as resource persons in regional and international meetings on
practically all areas of the Code.
8. Resolution 4/95 of the Conference, recalling Article 5 of the Code, urges that special
requirements of developing countries be taken into account in implementing its provisions. It
also requests, in addition to provision in the PWB, that FAO elaborates an interregional
assistance programme for external assistance. FAO has thus elaborated and submitted to donors
a programme consisting of ten components addressing main areas of the Code. At the time of
elaborating this report, two countries, Norway and Netherlands, as well as UNDP have
expressed support or interest for some of the components and project documents are being
prepared accordingly. NGOs who participated in the formulation of the Code are prepared to
elaborate a simplified and illustrated version of the relevant parts of the Code to facilitate its
implementation by fishers, processors and other users. They would also elaborate training
materials and organize seminars, courses and other initiatives toward promoting responsible
fisheries.
9. Some countries have already started formal programmes to redesign their fisheries policy
and management practices in line with the provisions of the Code. According to the
information available, it appears that such initiatives were taken in the United States and
Canada. In addition, Morocco has specifically signed a unilateral trust fund project with FAO
for such a purpose.
10. The Conference also requested FAO, in collaboration with Members and interested
organizations, to elaborate, as appropriate, technical guidelines in support of the
implementation of the Code. FAO has established the series "Technical Guidelines for
Responsible Fisheries". Some of the guidelines will be available at the current COFI Session,
though not in all languages. The guidelines on fishing operations were elaborated in
collaboration with the Government of Canada, which had sponsored a technical consultation
for that purpose. New Zealand collaborated also with FAO in organizing a working-party for
the elaboration of the first draft of the guidelines for fisheries management. Sweden
collaborated in organizing a technical consultation for the development of guidelines on
precautionary approach to fisheries management. Guidelines for aquaculture development and
for the integration of fisheries into coastal area management and technical notes for post-harvest practices and trade were formulated on the basis of FAO experience, existing
information and related instruments and were circulated for comments to relevant experts and
organizations. In addition, a technical consultation will be organized in 1997 by Australia in
collaboration with FAO to develop guidelines for the elaboration of sustainability indicators
in fisheries.
11. A number of other activities in support of the implementation of the Code have been
undertaken in collaboration with other FAO Units and other organizations particularly for
aquaculture. These include: a draft framework for the responsible use of introduced species;
a seminar on the safe and effective use of chemicals in aquaculture organized in collaboration
with SEAFDEC; the establishment of a Regional Strategy for Collaboration on Aquaculture
Health Management in Asia-Pacific; the development of practical guidelines for quarantine and
health certification for responsible movement of aquatic organisms, including standards and
information systems; and the formulation of a regional project for the promotion of a Code of
Responsible Practices in Asian Shrimp Culture, jointly by FAO and the Network of
Aquaculture Centres in Asia-Pacific (NACA).
12. Technical contributions are being prepared, inter alia, on manufacturing of aquaculture
feeds and health management for the 1997 FAO Expert Consultation on Animal Feeding and
Food Safety. The proposed FAO/WHO draft code for hygienic practice for the products of
aquaculture will be discussed at a WHO/NACA/FAO expert meeting on selected food safety
issues in aquaculture in 1997. A major FAO Expert Consultation on Inland Fisheries
Enhancement will be held in Bangladesh in 1997, in order to prepare a set of guidelines and
criteria for responsible enhancement measures for culture-based fisheries. Furthermore,
technical criteria and other issues on conservation and utilization of genetic resources for
aquaculture are being addressed, inter alia, in collaboration with ICLARM's International
Network on Genetics for Aquaculture (INGA).
13. With regard to fisheries management and fishing operations, a number of activities have
been undertaken, some in collaboration with Governments and international organizations, for
example the FAO/ILO/IMO Working Group to up-date existing guidelines or develop working
papers referred in the Code, including, among others, the Document for Guidance on
Fishermen's Training and Certification. Workshops have been organized in Cartagena
(Colombia), Cape Town and Manila for fishermen's representatives by the International
Federation of Free Trade Unions to sensitize fishermen to the various international agreements
and conventions referred to in the Code that apply to them, for example the Torremolinos
Convention on Safety of Fishing Vessels. The International Collective in Support of
Fishworkers has organized a number of meetings where the Code was presented, including the
Workshop and Symposium on the Integration of Fisheries into Coastal Area Management in
the South Asian Region, held in Madras in September 1996.
14. The FAO Fisheries Department collaborated also with IUCN in identifying sustainability
principles for fisheries, based on the Code and other relevant international agreements, with
a view to ensuring improved compliance with the provisions of the UN Convention on the Law
of the Sea and of the Code.
15. With regard to the Compliance Agreement, the instrument of acceptance has been
received from the following ten countries/entity: Argentina, Canada, Georgia, Madagascar,
Myanmar, Norway, St. Kitts and Nevis, Sweden, United States, and the European Community.
A total of 25 instruments of acceptance are required for the Agreement to become legally
operational.
16. FAO regional fisheries bodies and statutory bodies, such as the Sub-Committee on Fish
Trade, have included in their agenda the item of the Code. This has resulted in various
initiatives, including the organization of technical consultations, workshops and seminars at
various levels with a view to strengthening regional cooperation and facilitating exchange of
experiences, materials and expertise which could facilitate implementation of the Code at
national, regional and sub-regional levels.
III. SUGGESTED ACTION BY THE COMMITTEE
17. Members of the Committee are invited to report on national experiences in the promotion
of the Code, to advise on other mechanisms and strategies that could be used to ensure its
more effective implementation and to monitor its effects on fisheries, and to decide on the
frequency of reporting to COFI.