CL 116/INF/15


 

Council

Hundred and Sixteenth Session

Rome, 14-19 June 1999

ARRANGEMENTS FOR APPOINTING THE
DIRECTOR-GENERAL

 

I. INTRODUCTION

1. In accordance with Rule XXV.7(b) of the General Rules of the Organization (GRO), by letter of 14 May 1999, the Permanent Representations of Australia, Canada, Germany, the United Kingdom and the United States of America requested that an item entitled "Arrangements for Appointing the Director-General" be inserted in the provisional agenda of the 116th Session of the Council scheduled to begin on 14 June 1999. The letter also stated that the countries concerned "will be in touch separately about papers."

2. By letter dated 31 May 1999 and received on 1 June 1999, the Permanent Representation of the United Kingdom requested that the Secretariat prepare for Council a paper rehearsing the history of the arrangements for appointing the Director-General of the FAO and summarizing the arrangements applicable to heads of other UN system agencies.

3. This paper responds to and was prepared following the receipt of the request of the Permanent Representation of the United Kingdom. Any inconvenience to members arising from the late dissemination of the paper is regretted. The delay was unavoidable in view of the date of the request for the preparation of the paper and the considerable research required.

II. CURRENT PROVISIONS IN FAO

4. The appointment of the Director-General is governed by Article VII (1) and (2) of the Constitution and Rules XII and XXXVI.1 (GRO).

Relevant Constitutional Provisions

5. At present, the relevant paragraphs of Article VII of the Constitution provide:

"1. There shall be a Director-General of the Organization who shall be appointed by the Conference for a term of six years. He shall be eligible for reappointment.

2. The appointment of the Director-General under this Article shall be made by such procedures and on such terms as the Conference may determine.

...."

General Rules of the Organization Relating to Appointment

6. The relevant paragraphs of Rule XXXVI (GRO) provide:

"1. In pursuance of paragraph 1 of Article VII of the Constitution, the Director-General of the Organization shall be appointed under the following conditions:

(a) When the term of office of the Director-General is due to expire, the appointment of a new Director-General shall be placed on the agenda of the regular session of the Conference immediately preceding the expiry of the term of office; whenever, for other reasons, the office of the Director-General is vacant, or notice is received of a pending vacancy, the appointment of a new Director-General shall be placed on the agenda of the next session of the Conference which opens not less than 90 days from the occurrence or notice of the pending vacancy. Nominations validly made in accordance with Rule XII.5 of these Rules shall be communicated to the Secretary-General of the Conference and Council by the date set by the Council. The Secretary-General shall circulate these nominations to all Member Nations and Associate Members by the date likewise set by the Council, it being understood that in the case of an election taking place at a regular session of the Conference, such date set by the Council shall be not later than 30 days before the session of the Council provided for in Rule XXV.2(c) of these Rules. As soon as possible after the opening of the Conference session, the General Committee shall determine and announce the date of the election, it being understood that the appointment of the Director-General at a regular session shall begin and be effected within three working days following the opening date of such session.

(b) The Director-General shall be elected by a majority of votes cast. Until a candidate obtains the required majority, the following procedure shall apply:

(i) two ballots shall be held among all candidates;

(ii) the candidate having received the smallest number of votes in the second ballot shall be eliminated;

(iii) thereafter, successive ballots shall be held, and the candidate having received the smallest number of votes in any one of these ballots shall be eliminated, until only three candidates remain;

(iv) two ballots shall be held among the three remaining candidates;

(v) the candidate having received the smallest number of votes during the second ballot referred to in subparagraph (iv) above shall be eliminated;

(vi) a subsequent ballot, or successive ballots if necessary, shall be held among the two remaining candidates until one candidate obtains the required majority;

(vii) in the event of a tie between two or more candidates having received the smallest number of votes in one of the ballots referred to in subparagraphs (ii) or (iii) above, a separate ballot or, if necessary, separate ballots shall be held among such candidates, and the candidate having received the smallest number of votes in such ballot or ballots shall be eliminated;

(viii) in the event of a tie between two candidates having received the smallest number of votes in the second of the two ballots referred to in subparagraph (iv) above, or if all three candidates have received the same number of votes in that ballot, successive ballots shall be held among all three candidates until one candidate has received the smallest number of votes, after which the procedure provided in subparagraph (vi) above shall apply."

7. Rule XII.9 (GRO) provides that the "appointment of the . . . Director-General . . .shall be decided by secret ballot. ..."

General Rules of the Organization Relating to Nomination of the candidates for the post of Director-General

8. The nomination of candidates for the post of Director-General is governed, like other nominations, by Rule XII.5 (GRO) which reads as follows:

"Except as otherwise provided in the Constitution or these Rules, the nomination of any candidate for an election place to be filled by the Conference or Council shall be made by the government of a Member Nation or by its delegate or representative. Subject to the procedure for nomination provided in the Rules, the appointing body shall determine the nomination procedure."

III. HISTORY OF THE PROVISIONS IN FAO

Article VII of the Constitution

9. The original version of Article VII of the Constitution, which was in force until 1961, did not specify the term of office of the Director-General but merely provided that he should be appointed by the Conference "on such terms as it may determine". Each Resolution of the Conference appointing the Director-General also fixed the duration of his term of office. There was no restriction concerning re-eligibility. In practice appointments were normally for two years until 1953 and for four years after that date.

10. In 1961, the Conference amended, by Resolution 22/61, Article VII to provide that the Director-General would hold office for a term of four years, subject to reapointment for a two-year term. It further provided that, following this two-year term, the Director-General could be reappointed for another two-year term, "after which he shall not be eligible for reappointment." The amendment further provided that "[t]he Constitution, as amended above, shall come into force with the appointment of a Director-General other than the present incumbent."

11. In 1971, Article VII was again amended, by Resolution 12/71, to provide for a six-year term for the Director-General without the possibility of reappointment. The Resolution provided, however, that the provisions of Article VII, as amended, were to apply to the appointment of any Director-General other than the present incumbent, who was to be eligible for reappointment for a single term of four years.

12. In 1977, by Resolution 17/77, Article VII.1 of the Constitution was amended to provide that the incumbent Director-General should be eligible for reappointment. No change was made to the length of the term, i.e., six years. There was, on this occasion, no reservation regarding the application of the revised provisions of Article VII.1 to the then incumbent.

General Rules of the Organization Related to Appointment and Nomination

Rule XXXVI (GRO)

13. The original version of Rule XXXVI (GRO) provided for nominations for the post of Director-General to be made by the General Committee to the plenary session of the Conference. the provision read as follows:

"1. In pursuance of Article VII, paragraph 1, of the Constitution, the Director-General of the Organization shall be appointed under the following conditions:

(a) Whenever the office of Director-General is vacant, or notice is received of a pending vacancy, the appointment of a new Director-General shall be placed on the agenda of the next session of the Conference which opens not less than 90 days from the occurrence or notice of the pending vacancy. Before, however, the appointment is considered in a plenary meeting, the General Committee shall submit a nomination (or nominations).

...."

14. At its Ninth Session in 1957, the Conference eliminated the language providing for nomination(s) to be made by the General Committee. Instead, it provided that "[n]ominations validly made in accordance with Rule XII-5 of these Rules shall be communicated to the Secretary-General by the date set by the Council," who, in turn, was required to circulate these nominations to all Member Governments and Associate Members. The General Committee was required to set and announce the date of the election.

15. At the Fifteenth Session of the Conference, 1969, sub-paragraph (a) was again amended to require any election taking place at a regular session of the Conference to be set not later than 30 days before the session of the Council provided in Rule XXV-2(c) (GRO). The amended sub-paragraph (a) further required that the appointment of the Director-General at a regular session be effected within three working days following the opening of the session.

16. Additionally, a new sub-paragraph (b) was inserted after sub-paragraph (a) specifying in detail the voting procedures for the election of the Director-General as follows:

"(b) The Director-General shall be elected by a majority of votes cast. Until a candidate obtains the required majority, the following procedure shall apply:

(i) Two ballots shall be held among all candidates;

(ii) The candidate having received the smallest number of votes in the second ballot shall be eliminated;

(iii) Thereafter, successive ballots shall be held, and the candidate having received the smallest number of votes in any one of these ballots shall be eliminated, until only three candidates remain;

(iv) Two ballots shall be held among the three remaining candidates;

(v) The candidate having received the smallest number of votes during the second ballot referred to in sub-paragraph (iv) above shall be eliminated;

(vi) A subsequent ballot, or successive ballots if necessary, shall be held among the two remaining candidates until one candidate obtains the required majority;

(vii) In the event of a tie between two or more candidates having received the smallest number of votes in one of the ballots referred to in sub-paragraphs (ii) or (iii) above, a separate ballot or, if necessary, separate ballots shall be held among such candidates, and the candidate having received the smallest number of votes in such ballot or ballots shall be eliminated;

(viii) In the event of a tie between two candidates having received the smallest number of votes in the second of the two ballots referred to in sub-paragraph (iv) above, or if all three candidates have received the same number of votes in that ballot, successive ballots shall be held among all three candidates until one candidate has received the smallest number of votes, after which the procedure in sub-paragraph (vi) above shall apply."

Rule XII.5 (GRO)

17. The current Rule XII.5 (GRO) requiring nominations for all elective posts to be made by Governments, was added at the Ninth Session of the Conference, 1957.

Rule XII.9 (GRO)

18. The current Rule XII.9 was added by the Conference in 1957. Initially, a secret vote was taken on "decisions relating to individuals" if so decided by the Chairman of the Conference or when so requested by at least five delegates. In 1950, the Conference modified the relevant provision, requiring a secret ballot in all elections.

IV. OTHER UN SYSTEM AGENCIES

19. The arrangements applicable to the election of the Executive Heads of other UN system agencies are summarized in APPENDIX A hereto.

APPENDIX A

PRACTICE IN OTHER UN SYSTEM AGENCIES

UNITED NATIONS

SPECIALIZED AGENCIES

International Bank for Reconstruction and Development (World Bank)

The selection of the President is governed by Article V(5) of the Articles of Agreement of the World Bank, which provides that the President shall be selected by the Executive Directors and shall cease to hold office when the Executive Directors so decide. The Articles of Agreement do not specify either the length of the term or the number of terms that may be held.

International Civil Aviation Organization (ICAO)

International Fund for Agricultural Development (IFAD)

International Labour Organisation (ILO)

International Monetary Fund (IMF)

International Maritime Organization (IMO)

International Telecommunication Union (ITU)

United Nations Educational, Scientific and Cultural Organization (UNESCO)

United Nations Industrial Development Organization (UNIDO)

Universal Postal Union (UPU)

World Health Organization (WHO)

"(i) a strong technical and public health background and extensive experience in international health;

(ii) competency in organizational management;

(iii) sensitiveness to cultural, social and political differences;

(iv) a strong commitment to the work of WHO;

(v) the good physical condition required of all staff members of the Organization; and
(vi) sufficient skill in at least one of the official working languages of the Executive Board and Health Assembly."

"At least six months before the date fixed for the opening of a session of the Board at which a Director General is to be nominated, the Director General shall inform Member States and members of the Board that they may propose persons for nomination by the Board for the post of Director General.

Any Member State or member of the Board may propose for the post of Director General one or more persons, submitting with the proposal the curriculum vitae or other supporting information for each person. Such proposals shall be sent under confidential sealed cover to the Chairman of the Executive Board [...], so as to reach the headquarters of the Organization not less than two months before the date fixed for the opening of the session.

The Chairman of the Board shall open the proposals received sufficiently in advance of the meeting so as to enable all proposals, curricula vitae and supporting information to be translated, duplicated and dispatched under confidential cover to members of the Board one month before the date fixed for the opening of the session.

If no proposals have been received in time for distribution to members in accordance with this Rule, and in this event only, the Board shall itself establish a list of candidates in alphabetical order composed of the names proposed in secret by the members present and entitled to vote.

All members of the Board shall have the opportunity to participate in an initial screening of all candidatures in order to eliminate those candidates not meeting the criteria set by the Board.

The Board shall decide, by a mechanism to be determined by it, on a short list of candidates. This short list shall be drawn up at the commencement of its session, and the selected candidates shall be interviewed by the Board meeting as a whole at the end of the second week of the session.

The interviews shall consist of a presentation by each selected candidate in addition to answers to questions from members of the Board. If necessary, the Board may extend the session in order to hold the interviews and make its selection.

The Board shall fix a date for the private meeting at which it shall elect a person by secret ballot from amongst the candidates on the short list.

For this purpose each member of the Board shall write on his ballot paper the name of a single candidate chosen from the short list. If no candidate obtains the majority required, the candidate who obtains the least number of votes shall be eliminated at each ballot. If the number of candidates is reduced to two and if there is a tie between these two candidates after three further ballots, the procedure shall be resumed on the basis of the short list originally established at the commencement of the balloting.

The name of the person so nominated shall be announced at a public meeting of the Board and submitted to the Health Assembly."

World Intellectual Property Organization (WIPO)

World Meteorological Organization (WMO)

"(a) Each principal delegate, or his alternate, of the Members represented in the Congress shall be asked to indicate the candidate he prefers by writing the candidate's name on the voting slip. All candidates who fail to receive a vote and the candidate who receives the smallest number of votes shall be struck from the list of candidates. In the event of two or more candidates receiving the smallest number of votes, a separate vote of preference shall be taken and the candidate who receives the least number of votes shall be eliminated from the list and the other(s) retained. If in this separate vote of preference more than one candidate receives the smallest number of votes, all these candidates shall be eliminated from the list;

(b) The procedures described in paragraph (a) shall then be repeated with the reduced list of candidates;

(c) This procedure shall continue until one candidate (the "preferred candidate") remains on the list;

(d) A proposal shall then be submitted to Congress that the preferred candidate be declared appointed. Such a proposal shall be supported by a two-thirds majority of the votes cast for and against in order to be adopted;

(e) If, at any stage during the voting procedure described in paragraphs (a) to (c) above, a candidate receives a two-thirds majority of the votes cast for and against, he shall be declared appointed and no further votes shall be taken;

(f) In the event of the two final candidates in the indication-of-preference procedure receiving the same number of votes, a further vote shall take place;

(g) In the event that the proposal described in paragraph (d) is not supported by a two-thirds majority of the votes cast for and against, a further vote shall take place;

(h) In the event of the further votes described in paragraphs (f) and (g) being indecisive, Congress shall decide whether further voting shall take place, whether a new procedure shall be followed, or whether its decision shall be withheld."

RELATED AGENCIES OF THE UN SYSTEM

International Atomic Energy Agency (IAEA)


1  Article 97 of the Charter of the United Nations provides that "[t]he Secretary-General shall be appointed by the General Assembly upon the recommendation of the Security Council."

2  Rule 48 provides that "[a]ny recommendation to the General Assembly regarding the appointment of the Secretary-General shall be discussed and decided at a private meeting."

3  Rule 141 provides that "[w]hen the Security Council has submitted its recommendation on the appointment of the Secretary-General, the General Assembly shall consider the recommendation and vote upon by secret ballot in private meeting."

4  See Chapter XII.1, "Resolutions Adopted on the Reports of the Fifth Committee," Resolutions Adopted by the General Assembly During the First Part of its First Session from 10 January to 14 February 1946.

5  The Governing Council may, however, under special circumstances, and on the recommendation of the Executive Board, extend the term of office of the President, but for no more than six months beyond the prescribed four-year term. (See Article 6, Section 8 of The Agreement Establishing the International Fund for Agricultural Development).

6  See Executive Board Resolutions and Decisions, EB97.R10.

7  Regulation 196 of the WMO General Regulations.