Factors affecting the sustainability of farming systems

Below is presented the kinds of decisions a farm household can make (FAO, 1990). In farming-systems analysis it is important to know the degree of freedom the farm household has in making decisions. What factors affect the sustainability of farming systems? And how does one find ways to create sustainable farming systems in the CEECs? This section aims at covering these two questions.

All of the decisions in Table 1 are made by the farm-household. It is, therefore, important to consider them all when deliberating sustainability issues.

While identifying factors affecting sustainability, it may be good to recall the various dimensions of the sustainability concept: sustainability includes not only the environmental dimension but also the economic and social dimensions. This is implicitly clear from Table 1. However, some quantifiable measures are needed to check whether a farming system is sustainable or not.

Table 1: What decisions farmers have to make in the medium term (FAO, 1990, 22-23).

Production Oriented:
  • What to produce
  • How to produce
  • How much to produce
  • When to produce
  • Where to produce
Resource-Use Oriented:
  • How family labour should be used for farm activities, non-farm and off-farm activities
  • How much hired labour is required for farm activities and non-farm activities
  • Acquisition of inputs
  • Renting in, renting out of land resources
Investment oriented:
  • Where and how the farmer could invest his savings safely and profitably
  • Investments in direct means of production
Liquidity oriented:
  • How much cash is required by the farm-household for consumption, school fees, taxation, marketing, etc.
  • Whether credit is required and, if so, how much, for what purposes, how to obtain it
  • Cash-management decision
Process, marketing oriented:
  • How much of what production should be processed on the farm and marketed
  • When to market what production, and where
  • Storage decisions
Community oriented:
  • Participation in a farmers’ organization
  • Increasing status in the community
  • What the community expects from the farm-household in terms of production, time, etc

As noted in the preceding section, McConell and Dillon (FAO, 1997) presented eight system properties and the criteria for measurement of performance, making a quantification on farm level or on farm and social level possible. The properties are summarized in Table 2.

Table 2 could serve as an example for how the economic and social sustainability factors can be "operationalized". Regarding the CEECs, it would probably be possible to make such tables for each region concerned. One could add a ninth property, equitability. This would imply that the system is socially acceptable in term of income distribution and ownership (no strong polarization). The equality of income distribution can be measured by the Gini coefficient or the Lorenz curve applied in general economics.

Table 2: System properties and indicators for measurement of performance (FAO, 1997)

Property Indicator
I. PRODUCTIVITY  Yield per land, animal unit or other unit of resource or the value of output per unit of cost
II. PROFITABILITY
 
  1. of activities
  2. of whole farms
  3. over time
In financial terms or measured subjectively as net benefits
  1. Gross margin
  2. Various whole-farm profitability measures
  3. Discount measures
III. STABILITY Coefficient of variation
IV. DIVERSITY
  1. of activities
  2. of products
  3. of income
Simpson’s diversity index
  1. Number of activities in system
  2. Number of products of system
  3. Income diversity ratio
V. FLEXIBILITY
  1. of a single product
  2. of all system products
Number of first, second ... degree uses to which products can be put (sold, consumed, processed, stored)
VI. TIME DISPERSION Relative dispersion of generation over the operating period (usually year) on a daily/weekly/monthly/quarterly basis as measured by the relative time-dispersion index (RTD)
VII. SUSTAINABILITY No single general quantitative measure
(see Table 3)
VIII. COMPLEMENTARITY AND ENVIRONMENTAL COMPATIBILITY No cardinal measure but an ordinal measure could be used, ranking activities or systems on a scale of high, low, neutral or negative relative to their physical, biological, socioeconomic, cultural and religious environmental friendliness 

Sustainable agriculture implies that yields do not decline over time, while the destruction of natural resource capital is avoided. In some cases, the increased intensity of agriculture may have negative effects on the environment. The opposite may also be unsustainable if nutrient depletion leads to impoverishment of the soil. In many CEEC cases, sustainability may be prevented by an intensity in inputs that is too low, or the soil is depleted from nutrients, particularly potassium (K) (Andres, 1996). It is also important to maintain the remaining HNV farming systems, which are of high environmental and amenity value in the CEECs. In the long run, these areas may be very valuable. Some of them may otherwise be lost in the transition process.

Helenius has presented a checklist for ecological sustainability in the use of farmland (Helenius, 1999A, 1999B). He has identified two key issues: protection of the environment and maintenance of the resource base. The checklist is presented below in tabular form in Table 3.

Table 3: Checklist for "operationalizing" ecological sustainability in agriculture: a natural science point of view, which on its own is not sufficient for sustainability research (Helenius, 1999 B)

1. Environmental conservation

Protection of biodiversity
Protection of cultural landscape
Prevention of loading and contamination from agriculture

2.4. Climate and atmosphere
Maintenance of climate
Maintenance of atmosphere
Maintenance of air quality
2.5. Biodiversity of production organisms
Maintenance of populations, i.e. species
Maintenance of genetic diversity
2. Sustainable use of natural resources

2.1. Energy in agriculture
Renewal of the energy sources

2.2. Agricultural soil and its fertility
Maintenance of agricultural landscape
Maintenance of soil fertility

2.3. Water for production 
Maintenance of water availability
Maintenance of water quality

2.6. Biodiversity within agroecosystems
Maintenance of habitat diversity
Maintenance of species diversity
Maintenance of genetic diversity
2.7. Agroecosystem function
Maintenance of community processes
Maintenance bio-geochemistry
Maintenance of stabilizing ecosystem properties

The term, environmental conservation, means the saving of biodiversity in terms of the genetic richness of populations, the species richness of communities, and the habitat or ecosystem richness of landscapes. The desired function of protecting landscapes is partly to maintain the habitats for species, but also the amenity, aesthetic and cultural value of the landscape. Preventing the loading of nutrients is important (Helenius, 1999A).

The main causes for surface waters being loaded with nutrients are primarily the emissions of phosphorus both in the surface runoff water and attached to the sediments from erosion. The phosphorus (P) and nitrogen (N) nutrients derive from slurry, solid and liquid manure, chemical fertilizers and, to a certain extent, natural leaching independent of human activity. The consequences of this loading may be: an increased turbidity of the water and an accelerated eutrophication. These results may subsequently lead to an increase in undesirable biological productivity, changes in the composition of plant species and changes in the fish species and the stock of fishes. As a consequence, the recreational use of the lakes affected will diminish. Nitrate leaching may increase the nitrate content in ground water and drinking water. This has been a common problem in Western Europe, whereas the fertilizing intensity in most of the CEECs has declined during the transition period. Consequently, nutrient leaching is not a problem everywhere. However, increasing intensity levels in some countries show that nutrient leaching may increase in some countries. Poland, the Czech Republic and Romania have problems with water pollution in connection with agriculture (FAO, 1999A). Leaching is affected by a number of farm management practices.

The sustainable use of natural resources comprises many points. Energy in agriculture and renewal of energy sources are issues of sustainability. In West European agriculture the increased use of non-renewable support energy for crop production has decreased energy efficiency. Energy crops have been suggested as a possible research area for alternative energy sources (Helenius, 1999 a). In many of the CEECs, agriculture is likely to be less energy intensive than West European agriculture.

Mismanagement of agricultural soil and its fertility results in erosion, salinization and desertification. Soil can also become contaminated with chemicals. For instance, in Poland, the Czech Republic and Romania soil degradation and soil erosion are seen as major environmental problems (FAO, 1999A). Biological diversity in the soil is not fully understood yet (Helenius 1999A). Heavy metals in the soil (e.g. as a consequence of impurities, like cadmium, in fertilizers) will also affect soil sustainability in the long run.

Sustainable farming systems should take the effects on the atmosphere into account. Agriculture has a double role here since it works as a sink of carbon dioxide (CO2), but is an emitter of methane (CH4) and nitrous oxide (N2O). Volatilization of ammonia is a source of acid rains. Especially high animal stocking densities may be a reason of ammonia emissions. Stocking density is also significant in determining grazing pressure. Several factors, however, must be taken into account when referring to stocking densities, such as (a) how the foraged area is managed and what the soil type is and (b) whether the grazing of unimproved grass-land is sustainable or not. The distribution of livestock over time is also another important factor. (Baldock and Beaufoy, 1993). Traditional farming systems using transhumance have tried to resolve the pressure by moving their cattle to other areas, for instance, during dry periods or during warmer periods.

Biological diversity in its various forms needs to be preserved. Helenius cites an FAO estimate, according to which 75 percent of the genetic diversity in agricultural crops has disappeared in the past hundred years (Helenius, 1999A). The loss of heritage from former eras is considered to be a main environmental problem in Latvia (FAO, 1999A).

In summary, the above-mentioned factors in farming systems that affect ecological sustainability include:

One could ask what might be done in order to make farming systems sustainable. Lockeretz has claimed that sustainable agriculture is based on the following general concepts (Lockeretz, 1988): The practices above certainly have many components that are beneficial from an environmental point of view. On a more general level, one could claim that sustainable farming typically involves a number of good agricultural practices. This report offers the hypothesis that good agricultural practices, in the long run, will offer a way to create sustainable farming systems in the CEECs.

By using good agricultural practices, negative environmental impacts of farming systems can be reduced, excessive amounts of leaching can be avoided, ammonia volatilization can be reduced and pesticide losses can be minimized.

What are good agricultural practices from a sustainability point of view depends partly on local conditions. In order to exemplify such practices, the following list (applicable to northern Europe) compiled by Seppänen and Korkman et al. is presented (Seppänen, 1999; Korkman et al., 1993):

  1. Cultivation planning and monitoring.

  2. An annual, appropriate cultivation plan for the whole farm is made. Measures carried out on each parcel are recorded, including nutrient inputs amounts. Results from soil analysis are included in the plan.
     
  3. Fertilizer and pesticide use.

  4. The appropriate amounts of nitrogen, phosphorus and pesticides vary greatly depending on the productive potential of soil.
     
  5. Headland and filter strips.

  6. Buffers zones, filter strips and headlines are left next to waterways to prevent soil, nutrients and other substances from leaching out of arable fields into surface water.
     
  7. Plant cover outside the growing season.

  8. Fields are covered with plants in the wintertime to reduce nutrient leakage.
     
  9. Reduced tillage.

  10. If no plant cover is used, autumn ploughing can be replaced by direct sowing, stubble cultivation or spring ploughing.
     
  11. Stocking densities.

  12. It is somewhat difficult to generalize what should be considered maximum stocking densities, depending on the agroecological system in question (for examples, see Baldock and Beaufoy 1993, p. 30-31). Pork and poultry production tends to be intensive and less sustainable than cattle or sheep production. However, good agricultural practices require not using livestock densities above a certain ceiling. In Finland this ceiling is defined as 1.5 LU/ha (Pirttijärvi et al., 1995).
     
  13. Storage and application of manure.

  14. Manure must be appropriately stored and ploughed into the field when spread and alternatively injected or placed under the soil in order to avoid ammonia losses.
     
  15. Nature and landscape management.

  16. Biodiversity as well as diversity in the landscape should be taken care of, and possible valuable habitats should be preserved or restored.
This list is, of course, not exclusive. More detailed information on good agricultural practices has been published, for instance, by the Welsh Office of the British Ministry of Agriculture, Fisheries and Food (MAFF 1991, MAFF 1992, MAFF 1993). Formulating lists for good agricultural practices on a national level is likely to be necessary in the CEECs.

In summary, it is possible to use checklists in order to determine factors affecting the sustainability of farming systems. Two examples of such checklists have been presented in this section. The checklists can be used for identifying constraint on sustainability on a local or regional level. The checklists, while tentative, may function as a starting point for defining sustainability problems in selected CEECs. In the long run, sustainable farming in the CEECs will likely be based on so-called good agricultural practices. Examples of such practices have been given. More specific lists on a national level for the various CEECs may be formulated.



 
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