

Posted June 1997
Participation and grass-roots organizations in integrated range and livestock development, Pakistan: Part 2
by Angelo Bonfiglioli
Socio-economist
FAO/UNDP Integrated Range and Livestock Development Project (IRLDP)
Balochistan, Pakistan
Organization of participation
Introduction
Within the context of an approach emphasizing self-management and participation,
the organization of people has been adopted by the IRLDP as the main strategy
aimed at achieving the general objective of enhancing the participation
of the community in the development process. From this perspective, organizing
people essentially means organizing their participation in the development
process.
For the IRLDP, organizing people is an activity aimed at establishing among
the members of the communities of the pilot areas specific institutional,
managerial and administrative linkages which will allow them to act together
to fulfil their needs.
Through appropriate organizations, rural populations would be in a better
position to release their energies, building up group skills to gain greater
access and control over land and productive resources. This Part discusses
some elements arising from the organization of participation. Issues addressed
include organizing for what, organization of whom, how to organize. Conclusions
are drawn from the main lessons of the SEU experience in organizing people
in the pilot areas.
Building on existing organizations and social values
There is much debate within development literature over whether to build
development initiatives around 'existing' organizations or to create 'new'
ones to serve as vehicle of change. In the approach adopted by the SEU there
were, however, no ambiguities:
- the socioeconomic studies had identified the main features of the notion
of community among Pashtun populations. In the pilot areas, people appeared
to be integrated both in kinship-based groupings and in larger neighbouring
entities. These complex socio-territorial units were
considered by the project as the most appropriate units for development
interventions. From this perspective, organizing did not mean attempting
to establish order out of 'social chaos', but rather entailed acknowledging
and strengthening existing linkages between persons and groups of persons;
- the general principle was, however, to introduce into existing organizations
new behaviours and attitudes. Traditional socio-territorial units appeared
to be coherent only in certain spheres of social life and united only in
cases of external danger and threats. These units were generally weakened
by daily internal tensions and disputes between family lineages, and crippled
by excessive individualism and trends towards autonomy.
The transition from kinship-based traditional groups to modern forms of
problem-oriented 'units of collective action' is not easy. The process needs
time, incentives and stimulation, and involves deep changes in behaviours
and attitudes. In this way, as pointed out by some authors (see, for instance,
Johnston & Clark, 1982:166), efforts to organize rural populations are
efforts to reorganize, to create new patterns of linkage different from
the existing ones, beginning with a recognition of what the existing linkages
are and how they affect the well-being of the rural poor.
Social values and participation
Two social values of the Pashtun were considered as particularly important
by the project in its attempt to link the participatory approach to local
culture: the pashtunwali and the jerga system:
- being a Pashtun means essentially behaving according to the Pashtun
system of values, called pashtunwali, the social code of morality and honour,
which is perhaps the most formal code known among Middle Eastern tribal
groups (Lindholm, 1982:210). Pashtunwali is comprised of the total sum of
values and social norms which determine the way of life peculiar to the
Pashtun (Steul, quoted in Grima 1993:3). It is a concept which covers all
kinds of public behaviour and includes everything a Pashtun should or should
not do, with rigid behavioural requirements. According to the words of an
elder in one the IRLDP pilot areas, pashtunwali is 'whatever is wise and
good, whatever is outstanding and appreciable'. The notion of pashtunwali
serves as an ideological model, which is particularly important in small
communities, as well as in poor rural communities, where food security and
subsistence are more important than accumulation of surplus. It is a stringent
code, a tough code for tough men, living tough lives (Dupree, 1972:127);
- in Pashtun communities, councils of elders (called jerga) have always
played an important role, regulating many aspects of community life according
to precise rules and protocols. A jerga may be defined as an assembly or
council, regulating life at all levels requiring community attention within
the tribal society. The jergas may operate at the level of a tribe or a
clan as well as of a village or a cluster of homogenous villages. Decisions
are based on a combination of Islamic law and Pashtun custom (Ahmed, 1980:91),
but the essential role of the jerga is the interpretation and adaptation
of the prescriptions of the pashtunwali. The jerga expresses the cultural
emphasis on egalitarianism and political autonomy (Barth, 1965:120). In
fact, the basic assumption underlying the jerga system is that individuals
and groups of individuals are basically equal and, more precisely, that
all adult males (called spin jire or white beards) have an equal right to
be heard. The jerga system has played a crucial role in handling democratically
potential shifts towards anarchy (Planhol, 1993:612), in a society where
people believe that individuals stand alone independent of the world and
that every man stands in opposition to his nearest neighbour (Lindholm, 1983:114).
For the SEU, the organization of popular participation, as a complex social,
political, institutional process, had to be based on social values such
as the pashtunwali and the jerga. Thus, it was clear that a long term, comprehensive
project for social development based on popular participation should take
inspiration from these notions and ideologies, enhancing their potential,
recognizing their limits or weaknesses, and attempting to go farther, by
adapting them to changing social and economic circumstances, and trying
to translate them into real collective action.
Many elements of the pashtunwali may constitute the basis upon which the
entire process of participation can build, while others may pose particular
problems. In its strong points, pashtunwali stresses the role of hospitality
(melmastaya), while participation stresses that of interdependence. Pashtunwali
emphasizes the importance of exchange (badal), participation the importance
of solidarity. Pashtunwali is built upon individual honour (nang), participation
stresses self-determination and the capacity of each individual to be involved
in the development process. However, pashtunwali reveals some weaknesses.
It is only in opposition to outsiders that people may realize their unity
or the effectiveness of the social code linking them, and act together to
preserve the honour of their lineage and their village. Without external
threats, it is difficult to mobilize cooperation within the community, because
this could destabilize existing equilibria and balances in terms of power.
Yet, participative development needs a constant popular mobilization in
all aspects of social and economic life.
Participation is based, as the jerga system, on the ideal of equality, and
equality is considered as the core of the Pashtun culture and a fundamental
feature of Pashtun tribal structure and organization (Ahmed, 1986). The
sense of egalitarianism accompanies a strong sense of community. However,
while the jerga system expresses a certain equality among people with equal
status, it also indicates a certain vertical inequality among people with
different status (such as men/women, or elders/youths). Women, for instance,
do not participate in jergas and there are no specific councils for them.
The jerga system has also traditionally dealt mostly with civil and criminal
cases (murder, adultery, theft, matrimonial and land disputes), but has
never acted as a body for social progress and welfare, and has never dealt
with issues related to the protection and management of the natural environment.
Jergas are activated only when there is a need, and do not occur with periodicity.
Finally, recent social, political and economic changes have deeply weakened
the role of the jergas in Balochistan. Only rudimentary forms of jerga still
operate in cases aimed at the settlement of local village disputes.
The challenge faced by the project was therefore twofold:
- to base its approach to participation on Pashtun social and cultural
values, and institutions;
- to make them a more effective means of achieving development objectives.
Insecurity, poverty and destitution were to be considered as the real dangers
faced by the community in the new social and political environment.
Multipurpose organizations
According to the initial document of the project, the establishment of a
single-function organization, to be called 'grazing control association',
was foreseen. This organization uniquely aimed at improving the protection
and management of the rangelands. In this perspective, the SEU had only
to play an accompanying role to facilitate the implementation of range-oriented
initiatives.
However, this restricted view of organization appeared unrealistic and opposed
to the participatory approach. The project had to enlarge the scope of these
organizations, attempting to establish multipurpose institutions capable
of providing a framework within which a variety of sectoral interventions
(mainly linked to livestock and agriculture productivity, but also to social
welfare and identified through participatory mechanisms), may be coordinated
and improved. From this revised perspective, the SEU was called upon to
play an increasingly important role.
Roles of the organizations
Although an evaluation of the performances of the IRLDP organizations is
premature after only one and a half years of operation, it may be said that
they were efficient in what they were called upon to do. They constituted
an essential means of development, providing the institutional nucleus for
a participatory development framework:
- from an ecological point of view, these organizations have provided
the necessary conditions for the initiation of a flexible, effective and
sustainable system of natural resource management on a territorial basis
which takes into account the particular characteristics of ecological variability.
For example, the creation of resting areas (called pargora) within the territory
controlled by a village or several villages (though problematic in certain
aspects) do allow the communities to better fulfil their responsibilities
in the protection of common resources;
- from a social perspective, these organizations have favoured the identification
and implementation of a relatively large spectrum of initiatives aimed at
satisfying the basic needs of local communities. Initiatives have stressed
the establishment of an effective and appropriate system of provision of
services to rural populations. These have ranged from provision and storage
of water for human beings and adult education to creation of village infrastructures,
provision of basic equipment, etc;
- from an economic point of view, the grassroots organizations established
by the IRLDP in the pilot areas have also implemented productivity-raising
technical packages, as well as activities aimed at generating income and
improving local skills, in an approach stressing local capacity building.
Grassroots organizations have also initiated a process of activating the
financial contributions of local producers, promoting the collective interest
of their members and coordinating their obligations. The principle was that
self-sufficient organizations may decrease local dependency on the outside
world and, therefore, decrease local vulnerability to changes in policies
or lapses in delivery systems.
Ideally, after initiating and gaining experience from a limited number of
activities, more mature institutions should eventually diversify their functional
base. This transition should ideally take from 2 to 4 years. Multipurpose
institutions are, thus, to be considered as an objective, never a starting
point.
But, the IRLDP had to adapt this ideal scheme to its own schedule, with
the SEU assisting local organizations to achieve a speedier transition towards
assumption of multipurpose functions. In the near future, such an option
demands a long phase of consolidation of existing processes.
Priorities of multi-purpose development organizations
According to the IRLDP approach, multipurpose organizations should undertake
development activities which:
- balance long term goals (such as rehabilitation and protection of the
environment) with current and immediate needs;
- are tailored to the needs/aspirations of local communities and take
into consideration the social, economic, cultural and ecological conditions
of the pilot areas;
- are economically viable, which means that, from a wider and long term
perspective, they might be promoted by local governmental institutions or
non-governmental agencies even without the financial support of a project;
- establish the social conditions for collective entrepreneurship;
- change the pattern of management of existing natural resources, by involving
large groups of people in conservation and management techniques, and stimulating
the adoption of new activities.
Multidimensional organizations
Social setting
In the process initiated by the IRLDP aimed at establishing the most appropriate
social setting, the challenge was to go beyond the broad term 'people' and
to identify exactly the content and the dimensions of social units and definable
groups which can act as viable social structures for long term and sustainable
development activities.
More precisely, from the perspective of the IRLDP, participative organizations
should have two basic dimensions in order to be effective as social units
of organization:
- horizontally, a primary organization should link a relatively small
number of individual households (that is the elementary nuclei of social
and economic life) to each other within the context of enhanced solidarities.
From this perspective, the household and a grouping of homogenous households
are considered as the focal points for production, consumption and social
life. The question of size is important: social communication between members
is not easy in large communities where the habitations are scattered. Within
the general context of a segmentary society, the interests of community
members often differ to such an extent that unified action is impossible.
In larger groupings, influential and powerful members may more easily manipulate
the other members and mobilize project resources for themselves. The relatively
recent experiences of community forestry projects in developing countries
suggest that it is preferable to put the focus on the small local community,
made up of a limited number of individual families;
- vertically, these primary organizations should still be incorporated
into larger socioeconomic structures and units of collective action within
a wider framework. The basic principles are that: local socio-territorial
units are not self-contained units; their reciprocal links should be strengthened;
and they should not be isolated from the outside world. Being part of a
larger group gives to primary social entities something of an inalienable
guarantee of livelihood. Existing social and economic ties should therefore
rather be enhanced against the trend towards atomization.
The framework adopted by the SEU attempted to reconcile the different principles
underlying the organization of the society (such as autonomy/interdependence,
self-reliance/cooperation, fission/fusion, anarchy/cooperation, etc.) and
the different needs of local socioeconomic systems, through the establishment
of a chain of semiautonomous but interrelated organs, and a dual-level institutional
structure. This is the recognition that, although the society seems made
up of self-contained groups, its members have to cooperate in order to survive.
Village Organization
In the IRLDP approach, each neighbourhood constitutes the basic grassroots
organization (called by the project 'Village Organization', VO, to follow
the terminology already in use in Balochistan). Each VO is composed of a
relatively small and manageable number of households (from 15 to 35), living
in close proximity, maintaining daily social and economic relationships,
and using and managing the same resources within the same micro-environment
(village territory).
The members of a Village Council (or 'village's jerga'), selected by the
community, are called upon to play an important role in grouping the members,
guaranteeing their involvement in the identification and implementation
of development initiatives, and inter-reacting with the project staff on
a regular basis. The Village Council also plays an important role in the
solution of potential disputes among the members of the VO in matters related
to development initiatives.
In the work of the SEU, the role of the Council, acting as an intermediate
body between the project and the larger community, is essential. This form
of 'representativity' is not considered as an alternative to 'participation',
but only as the first step towards a fully integrated participation, in
line with the pragmatic participatory approach outlined above.
Within a VO, roles and responsibilities are shared. Given the fact that
a VO is small, one every three to four heads of households are members of
the Council. Several other members are involved in other aspects of the
life of the community, namely as 'village specialists' with specific technical
responsibility (para-veterinarians, accountants, traditional birth attendants,
etc.).
Within each VO, interest groups (called 'associations') have also been created:
rangeland users associations, women's associations, and orchard growers'
associations. These units have been used to implement specific technical
initiatives. Particularly important are women's associations, because they
give women the possibility of fully acting as social actors in specific
aspects of development, and palliate the lack of direct representation of
women within the larger village and community organizations.
Community Organization
Within the boundaries of a specific socio-territorial entity, several Village
Organizations constitute a 'Community Organization' (CO), an entity which
covers a larger geographical area and a wider homogenous social group as
a whole. A community organization 'vertically' links small grassroots organizations
into a larger social, economic and institutional framework. Between the
summer of 1994 and October 1995, 18 Village Organizations had been established
in 4 different Community Organizations. About 400 households (i.e. about
3,500 persons) have been affected by the project.
On the one hand, a VO is considered a too small unit to deal with issues
related to the general protection, rehabilitation and management of communal
resources. It is also too small and fragile to interact with outsiders.
On the other hand, a Community Organization is too big an entity to deal
with small-scale income generating activities or with the management of
small village-based infrastructures. There is thus a need for them both.
The VOs are represented in a larger council, called the Steering Committee
of Community Organization (the 'Community's jerga'). This committee represents
the population of the area as a whole vis-a-vis the external world (that is,
projects, all technical units and government departments, and other participants
in development). They guarantee the involvement of each VO in larger community
development schemes and have a crucial role in solving eventual disputes
between different VOs and/or members of different VOs. It was found that
the respective roles of the Village Council and of the Community Steering
Committee may vary from one community to another. For instance, in the largely
compact residential setting found in Kach Mulazai, the role of the Steering
Committee is less important than in a scattered residential configuration,
as found in Asghara, because linkages between relatives/neighbours are stronger
and more efficient in Kach Mulazai.
Within the community, a Motivator or facilitator (selected by the members)
is a focal point for the project, providing constant communication not only
between the project staff and the community as a whole, but also among members
(a Motivator receives a small salary by the project, on a temporary basis)
Main lessons learned
Taking into account the above considerations, some important lessons may
be drawn from the IRLDP's experience with participative organizations:
From an institutional perspective:
- as noted above, it has to be acknowledged that there is a fundamental
ambiguity in a scheme aimed at improving local participation that is planned
from the top (a project of a governmental department) and promoted by outsiders.
Furthermore, at the beginning of the process, local populations had not
designated the establishment of grassroots organizations as a priority.
However, the project considered that without this component, people's participation
would not have been possible. Only local organizations may enhance the capacity
of their members, maximizing the cumulative impact of the contributions
of individuals and enabling them to perform activities and achieve objectives
that otherwise might not be attained (Noronha & Spears, 1985:279). It
is also interesting to note that, in subsequent evaluations of project activities,
local populations (men and women) have stressed the importance to them of
these organizations which afford them an opportunity to meet and discuss
together common problems, apparently filling an important gap in the life
of the community;
- local institutions may easily serve as the subject of mere rhetorical
discourse: the IRLDP rejected the easy temptation to set up local institutions
for their own sake, i.e., as has so often happened, to establish long lists
of individual heads of households out of a comprehensive scheme of participative
development initiatives. The creation of grassroots institutions could potentially
be considered as a simple exercise of lumping together a set of individuals
into artificial entities labelled as 'Village Organizations'. Other projects
have not resisted this temptation, under the pressure of administrators
who tend to evaluate the success of a 'participatory' project by the number
of institutions created at local level.
From a social perspective:
- influential and powerful people may easily use the framework of newly
established grassroots organizations to enhance their own positions and/or
to re-establish hierarchies weakened by social change. In line with a participatory
approach, the IRLDP has, for instance, slowed down its activities in one
pilot area (Uch Wani) and has postponed all involvement in another area
(Ragha Bakalzei) where these deviations seemed to be unavoidable;
- without a proper and separate entity (such as an association), women
would be excluded from the development process and further marginalized.
In order, however, to avoid counter-productive gender conflicts and resistance,
the project should operate to increase men's awareness concerning the role
of women in development, helping them not feel threatened by the process;
- only an appropriate chain of grassroots organizations at local level
may raise popular participation and enhance the capacity of producers for
collective action. It is extremely important not to limit the participatory
process to the establishment of organizations, but to quickly define concrete
and precise initiatives with attractive benefits. These organizations may
effectively allow people to participate in the different phases of development
programs, i.e., design, identification of priorities, methods of implementation,
monitoring, evaluation and, if necessary, changes of direction. Furthermore,
the ultimate goal is not to create autonomous and self-contained communities,
but communities able to build effective linkages with the broader social
and economic system.
From a development perspective
- grass-roots organizations should put people together not only for
decision making, but also for resource mobilization and management. In this
perspective, there is no participative development unless people realize
that the process requires important inputs in time, energy and material
contributions from them, and demands changes in many aspects of their individualistic
attitudes/behaviours;
- grass-roots organizations should be given not only the right to participate
in development, but also the capacity to assume their responsibilities in
participation. There is no participative development without a strong emphasis
on education, training and building on local skills;
- grassroots organizations may constitute an essential means of development
and communication not only between local communities and the project and
other external participants in development, but also among the members of
local communities themselves, fulfilling an important gap in the life of
communities which may be socially fragmented, economically diversified,
and/or geographically dispersed.
Future perspectives
The IRLDP was to undertake an initial experimental approach on a relatively
small scale, before future expansion. Its involvement in the pilot areas
has so far been too short to draw firm conclusions. But in light of lessons
already learned from this initial phase, several future developments may
be foreseen:
- first of all, in order to be efficient, local-level organizations should
receive full legal recognition and legal empowerment from the state, particularly
from local government structures, and be considered as the legal translation
of the very notion of community. More particularly, the new institutional
framework should encourage the progressive devolvement of some of the powers
which are in the hands of civil servants and particularly of forestry officers
to fully recognized community groups, according to principles of equity
and justice;
- in a broader perspective, these organizations should represent local
communities to the government and to other outsiders, and serve as the conduit
through which rural populations could voice their needs for access to services
controlled by the state and make services more responsive to users, activating
at the same time their financial contributions;
- grass-roots organizations should progressively develop internal responsibility
and capability for the management of their land and its resources. According
to this principle, local organizations should have the capacity to organize
and to supervise the protection and management of natural resources, to
confirm their special priority access rights to specific grazing areas,
and to resolve local land conflicts arising between different users and/or
between different uses of the same land. These organizations should also
provide a means of determining whose claims have priority and of reconciling
available resources with those priorities, also providing the incentives
to induce and the channels to permit appropriate responses to those claims
(see Johnston & Clark, 1982:156). They could also serve as the nuclei for
the provision of ecological information, both from local populations to
technical services and from technical services to local populations;
- finally, from an economic point of view, grassroots organizations could
contribute to enhancing the viability and security of the system, to reinforcing
the labour patterns of individual households within the particular dimensions
of economies of scale, rendering them more viable as dynamic economic units,
and to reducing the vulnerability of individual households vis-a-vis economic
and ecological crises.
Conclusion
Organizing people has never been considered by the IRLDP as a goal in itself,
but only as a strategy to promote participation. The difficult task of organizing
people in participative grass-roots institutions is undertaken only in order
to enhance local participation in social and economic development. This
Part has analysed how people may be organized and has identified some
of the obstacles which may be encountered.
The next Part will address the question of what can be done by participative
organizations, presenting some aspects of the socio-economic activities
initiated in the pilot areas.
To Part 3: Participative organizations in action