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1. Introduction

Aquaculture is the fastest growing food production sector in the World with annual growth in excess of 10 percent over the last two decades. Much of this development has occurred in Asia, which also has the greatest variety of cultured species and systems. Asia is also perceived as the ‘home’ of aquaculture, as aquaculture has a long history in several areas of the region and knowledge of traditional systems is most widespread. Furthermore, the integration of livestock and fish production is best established in Asia.

In this initial section we introduce the rationale for the study and provide definitions of integrated livestock-fish farming. We then examine the current status and future importance of livestock and fish production being integrated rather than being developed further as specialized, separate activities. Their sustainability and importance in a broader context are then considered.

1.1 Rationale of the Study

Livestock-fish production systems develop to satisfy needs if they fit into the resource base or environment, and if they are socially and economically viable. Macro-level factors may also have a significant influence and there are environmental implications, both on- and off-farm, for the development of sustainable systems (Figure 1).

The current status of livestock-fish systems reflects their evolution in response to changing circumstances: the past history of current systems is not generally appreciated; nor is their future potential apparent.

The rationale for this study is to interpret Asian, especially East and Southeast Asian experience in integrated systems through analysis of their evolution and current status and to consider their relevance for livestock-fish planning in Africa and Latin America.

FIGURE 1

The development of sustainable aquaculture systems involves consideration of production technology, social and economic aspects, and environmental aspects

Source: AIT (1994)

1.2 Definitions of Integrated Farming

Integrated farming is commonly and narrowly equated with the direct use of fresh livestock manure in fish culture (Little and Edwards, 1999). However, there are broader definitions that better illustrate potential linkages. Indeed, the term ‘integrated farming’ has been used for integrated resource management which may not include either livestock or fish components. Our focus is the integration of livestock and fish, often within a larger farming or livelihood system. Although housing of livestock over or adjacent to fish ponds facilitates loading of wastes, in practice livestock and fish may be produced at separate locations and by different people yet be integrated. Chen et al. (1994) distinguished between the use of manures produced next to the fishpond and elsewhere on the same farm. A wider definition includes manures obtained from off-farm and transported in bags, e.g. poultry manure, or as a slurry in tanks, such as for pig and large ruminant manure.

Integrated farming involving aquaculture defined broadly is the concurrent or sequential linkage between two or more activities, of which at least one is aquaculture. These may occur directly on-site, or indirectly through off-site needs and opportunities, or both (Edwards, 1997). Benefits of integration are synergistic rather than additive; and the fish and livestock components may benefit to varying degrees (Figure 2). The term “waste” has not been omitted because of common usage but philosophically and practically it is better to consider wastes as “resources out of place” (Taiganides, 1978).

1.3 Potential Linkages Between Livestock and Fish Production

The main potential linkages between livestock and fish production concern use of nutrients, particularly reuse of livestock manures for fish production. The term nutrients mainly refers to elements such as nitrogen (N) and phosphorous (P) which function as fertilizers to stimulate natural food webs rather than conventional livestock nutrition usage such as feed ingredients, although solid slaughterhouse wastes fed to carnivorous fish fall into the latter category. There are also implications for use of other resources such as capital, labour, space and water (Figure 3). A variety of factors affect potential linkages between livestock and fish production (Box 1.A).

Both production and processing of livestock generate by-products that can be used for aquaculture. Direct use of livestock production wastes is the most widespread and conventionally recognized type of integrated farming. Production wastes include manure, urine and spilled feed; and they may be used as fresh inputs or be processed in some way before use.

Use of wastes in static water fishponds imposes limitations in terms of both species and intensity of culture. Stimulation of natural food webs in the pond by organic wastes can support relatively low densities of herbivorous and omnivorous fish but not a large biomass of carnivorous fish. These biological processes are also temperature dependent. The optimal temperature range is between 25-32°C although waste-fed aquaculture in sub-tropical and temperate zones where temperatures rise seasonally has also been successful. Processing wastes through organisms such as earthworms and insect larvae that feed on them and concentrate nutrients to produce ‘live feeds’ is an alternative approach to raising fish needing high levels of dietary animal protein. Livestock processing can also provide a wide variety of wastes that vary from dilute washing water to high value meat and bloodmeal that can be used as high value fish feeds or feed ingredients. If enough of these types of feeds are available, high density and intensive production of carnivorous fish species can be supported. Aquaculture may also provide inputs and other benefits to livestock production. A variety of aquatic plants e.g. duckweeds and the aquatic fern Azolla have proven potential as livestock feeds; and invertebrates such as snails and crustaceans can be used for poultry feeds.

BOX 1.A

Checklist of key issues affecting linkages between livestock and fish production

  • Is there demand for fish species capable of feeding on natural foods generated by fertilization using livestock wastes?

  • Are the livestock monogastrics or ruminants?

  • Can the wastes be cost effectively collected?

  • Will legislation require processing of wastes before use for fish culture?

  • Do livestock wastes have a high opportunity cost?

  • Will low ambient temperatures (<18°C) restrict waste-fed aquaculture?

  • Is fish culture already established based on conventional feeds and systems?

FIGURE 2

Potential outcomes of livestock-fish integration

Our study focuses on the integration of fish and livestock. The use of cultured fish or fish products as livestock feeds, although currently uncommon, holds promise and is reviewed. Other, more minor beneficial linkages between fish and livestock production include use of fish culture water for drinking/bathing livestock and cooling livestock housing. Nutrients contained in culture water and sediments may be used to produce arable crops for livestock. The viability of these options depends on a variety of factors, including the types of livestock and fish that can be raised profitably and the production systems used.

1.4 Relevance of Integrated Farming

The integration of fish and livestock production is probably closer today, and more important than ever before (FAO, 2000). On a global basis most cultured freshwater fish are produced in Asia in semi-intensive systems that depend on fertilizer nutrients. Moreover, with increasing need for multipurpose use of water resources, community water bodies used for watering livestock are increasingly stocked with fish seed and their management intensified. Several studies of smallholder aquaculture in Bangladesh, India, Thailand and Viet Nam indicate that livestock wastes are the most commonly used input. Fish yields may not be optimized for a variety of reasons but livestock wastes purposely used in ponds, or draining into them, support the production of most cultured fish in Asia.

FIGURE 3

Main and secondary linkages in livestock-fish integration (P = processing)

An analysis of China, the ancestral home of aquaculture, indicates that whilst intensive practices based on formulated pelleted feed are developing rapidly, much of the vast increase in China’s recent inland aquaculture production is linked to organic fertilization, provided by the equally dramatic growth of poultry and pig production. Trends in those parts of Asia which are undergoing rapid industrialization and urbanization suggest that livestock-fish systems can retain a relative advantage over intensive aquaculture for production of low-cost carps and tilapias. A strong link to the use of livestock wastes remains even when high-quality supplementary feeds are available and widely used.

A major issue is the potential competition for, and relative efficiency of the use of, limited amounts of feeds between livestock and farmed fish. This has both local and global implications. Supplementary feeds, such as ricebran and oil cakes, which are traditionally fed to livestock, are often in demand for feeding fish. Continued growth in demand for livestock and fish has raised alarm bells over the sustainability of feed supplies and the impacts of such growth on the environment.

1.5 Sustainability Issues at Micro- and Macro-Levels

Sustainability may be considered at global, national, regional, community and household level and from a variety of perspectives. Sustainability as defined by an ecologist, may be very different to that by an economist, but most can support the essence of that in the Brundtland Report (WCED, 1987) which incorporates social and economic as well as environmental concerns. Important questions relate to the role of integration of aquaculture with livestock to improve sustainability of food production in socially and economically advantageous ways while safeguarding or improving the environment. For this to occur, the roles of culture and institutions both have to be considered also since they are major forces for change or conservatism. A major issue of this book is how integration, rather than specialization and separation, of livestock and fish production can enhance sustainability at all levels and perspectives.

BOX 1.B

A widely used definition of sustainability

“Sustainable development is that which meets the needs of the present without compromising the ability of future generations to meet their own needs”

Source: WCED (1987)

1.5.1 MICRO-LEVEL

The interpretation and measurement of sustainability have become focal points of rural development. In a smallholder farmer’s world, key parameters of sustainability have been identified as high levels of species diversity, nutrient cycling, capacity (total production) and economic efficiency (Lightfoot et al., 1993; Bimbao et al., 1995; Dalsgaard et al., 1995). At the micro-level, watershed, community, farm, plot and pond may be used as a basis for assessing sustainability, but the role of people is central to development.

Most poor rural people do not rely entirely on their own land to sustain them. Typical livelihoods are complex and depend on a variety of resources, many of which are off-farm (Ellis, 1992). At the heart of the issue of ‘sustainability’ are peoples’ livelihoods (Box 1.C). Holistic thinking is required to analyse and describe livelihoods with a focus on peoples’ relative strengths rather than ‘needs’. Building up assets is a core component of empowerment (Figure 4). How the inclusion of intensified management of aquatic resources can support, or detract, from this process is indicated in Table 1.1.

People base their livelihoods on a range of assets in addition to financial capital that include natural, human, physical and social capital. A pentagon can represent these five types of asset or capital although in practice there is overlap between them (Figure 4). Understanding trends in peoples’ assets over time can indicate if positive or negative developments are occurring, and if livelihoods are deteriorating or improving. The approach can be applied on a community, group or household level to inform and guide the development process. Knowing about the assets of different wealth and social groups in the same community can allow better targeting of poorer people and monitoring of changes that occur. The impacts of shocks of various types, and how assets are used to reduce vulnerability, are important aspects of assessing livelihoods.

Forging links between ecosystem theory and farming system analysis (Dalsgaard et al., 1995) can be useful, provided that the results are placed within a broader framework of sustainability issues. A range of different system attributes has been identified that provides measures of how livestock and fish can improve sustainability of farming systems (Table 1.2). As sub-systems within the wider farming system (Edwards et al., 1988), fish culture and livestock can improve nutrient recycling and concentration. This feature is important in both nutrient-rich, peri-urban systems and nutrient-poor, rural situations (Little and Edwards, 1999). Diversity, stability and capacity can all be enhanced through inclusion of livestock and fish on farms, as can both economic efficiency and the scope for future change or ‘evolvability’.

BOX 1.C

Livelihoods defined

"A livelihood comprises the capabilities, assets (including both material and social resources) and activities required for a means of living. A livelihood is sustainable when it can cope with and recover from stresses and shocks and maintain or enhance its capabilities and assets both now and in the future, while not undermining the natural resource base".

Source: Carney (1998)

The greater ecological similarity of low external input than intensive systems to natural ecosystems reduces adverse environmental impacts (Kautsky et al., 1997). But very low input systems, especially in nutrient-poor environments, may not adequately support livelihoods, driving poor people to ever more extractive and unsustainable practices off-farm. Small external nutrient injections may enhance performance or help to regenerate degraded agro-ecosystems (Kessler and Moolhuijzen, 1994). The productivity and stability of farming systems in Machakos, Kenya, improved considerably as incomes from off-farm employment were reinvested in agro-forestry, livestock and horticulture. Intensification of livestock and soil management have also reduced land degradation in heavily populated parts of Uganda (Lindblade et al., 1998). Integration of livestock and fish at a community or watershed level may have more potential than household-level in some situations.

FIGURE 4

Asset pentagon to analyse sustainable rural livelihoods

Source: Carney (1998)

TABLE 1.1

How the integration of fish culture into small-holder crop/livestock systems affects asset accumulation and livelihoods

Capital assets

Possible impacts of introduction of intensified aquatic resource management

Positive

Negative

Natural

  • Reduced pressure on remaining natural aquatic resources can relieve pressures on biodiversity and integrity of remaining natural habitats
  • Increased pressure on natural resource stock for water, nutrients and fish seed

Social

  • Increased fish and other aquatic products available for enhancing social relationships
  • Increased discordance on use of resources within household, increased opportunities for theft, increased conflicts over water (quantity and quality) available for other purposes

Human

  • Skills and knowledge developed that can be used to further diversify livelihood strategies
  • Improved nutrition enhances physical and mental health
  • Competition with more vital activities for time and attention
  • Extra labour burden and change in use of nutrient resources could reduce physical and mental health

Physical

  • Improved potential for diversification of farming systems and livelihoods generally through transformation of land and water holding to reduce risk to both flood and drought
  • Physical assets may be multipurpose e.g. for communication and machinery
  • Reduced area available for staple crops

Financial

  • Improved overall income and regularity of income, credit worthiness, and savings
  • More diversified production reduces
  • High investment cost for pond construction may cause indebtedness that poor subsequent management cannot repay

Framework for role of capital assets in sustainable livelihoods adapted from Scoones (1998) and Carney (1998)

TABLE 1.2

How livestock and fish improve the sustainability of farming systems

System attribute

Livestock

Fish

Notes

Nutrient recycling

Feeding crop byproducts such as ricebran and terrestrial and aquatic plants to livestock increases recycling of nutrients within the farm. Pigs are used particularly for this purpose in parts of China and SE Asia

Nutrients from other sub-systems in the farm are retained in fishpond sediments and water and can be used for crop production

Use of livestock wastes in fishponds may be the most practical way to reduce nutrient losses, especially N

Nutrient concentration

Feeding off- and on-farm feeds can allow concentration of nutrients, and act as a pathway for nutrients to be cost -effectively gathered or harvested from common property. Ruminants are important for this aspect of enhanced sustainability

Natural and stocked fish can harvest nutrients from common property for direct human food or use in livestock diets

Overgrazing of common land by ruminants may lead to deterioration, increased erosion and declining sustainability of the surrounding watershed or ecosystem

Diversity

Most small-holder farms manage a range of livestock that utilize the variety of feed resources available. Important advantages include pest control, recycling, manageability, economic reasons (risk aversion and cash flow)

Efficiency of polycultures within aquatic systems in exploiting the range of aquatic niches. Control of livestock and human pests with an aquatic phase within the life cycle

Increasing diversity of livestock and fish may complement or compete within the farming system. Whereas increased amounts of monogastric waste are valuable for planktivorous fish, grass carp and ruminants may compete for limited amounts of grass

Stability (resistance to change)

Livestock are a stabilizing influence, reducing perturbation on households during time of physical or social stress. Their variety of uses (draught, fertilizer, social value, fuel, cash, food) allows smallholders to better maintain productivity when faced with change

Maintenance of a water body necessary to raise fish improves the stability of water availability for the whole farming system

Livestock can be a contributing factor to destabilization, especially through deforestation, overstocking and soil erosion

Capacity

Livestock waste improves soil quality and fertility; grazing can improve species richness and reduce soil erosion

Increased water and nutrient holding improves productive capacity around the pond. Sealing of pond traps nutrients and prevents loss to ground water

Fertile ponds may not contaminate groundwater significantly but more research is needed

Economic efficiency

Livestock products are often the major source of cash in smallholder systems. Having a variety of livestock types improves versatility with respect to investment, cash flow and risk aversion

Small individual size of fish often improves local marketability. Polyculture and perennial water increases opportunities for strategic marketing

Returns to labour are often attractive for livestock and fish production, and integration is particularly favourable. Integration reduces market risk and improves flexibility

Evolvability

Dominance of commercial livestock systems threatens the scope for small-holder production to change in response to demand

Aquaculture systems are generally recent and are evolving rapidly around resources and markets. The dominance of small-holder compared to commercial production, and importance of aquaculture and fisheries as suppliers of fish, are major issues with policy implications

Concept coined by Pullin (1993) to describe the scope for future change of any system

1.5.2 MACRO-LEVEL

Sustainability viewed at a macro-level may include global, national, regional and watershed contexts. The expected dramatic increases in global trade following recent WTO agreements are expected to have wide ranging impacts on the nature of food production and viability of farming systems. Agribusiness is positive about the effects such measures will have on sustainability of food product (Box 1.D) but other groups fear a rapid undermining of poorer national economies and marginalization of small-holders with little market leverage.

Global trends in resource use for livestock and fish production, trade and consumption are important for understanding constraints at the farm, or even plot or pond level. One example of how macro and micro-level sustainability issues can interact, and be affected by institutions, is the changing basis of pig and fish production in the Red River Delta of Northern Viet Nam (Box 1.E).

Pig and poultry production using modern systems have been challenged as unsustainable in the long term on a global basis because of dependence on concentrates, which are based on non-renewable, fossil-fuels (Preston, 1990). Examples exist where modern systems, following ‘shocks’, have collapsed. These include oil exporting countries where oil price decline, and associated revenues made imported concentrates and poultry production uneconomic. Cuba saw major disruption in its imported, concentrate-based livestock industry as Soviet Union support was withdrawn and favourable terms of trade shifted. Even if concentrate feeds can be used economically, and the wastes productively reused for aquaculture, there may be inequities in the system that prove unsustainable in the longer term. Thus, an analysis of current systems using sustainability indicators can lead to the development of relevant research agendas. Given its complexity, some advocate the use of consensus indicators of sustainability in aquaculture production (Caffey and Kazmierczak, 1998).

BOX 1.D

Agribusiness view on sustainability

It is generally accepted that intensification of livestock and fish production is required as low production levels do not meet people’s needs. The major issue is the level of intensification that can support overall sustainable development.

The feed and pharmaceutical industries make the following claims:

Aspects of intensification that support sustainable development:

  • intensive agriculture allows livelihoods to be sustained through increased production to satisfy needs, without the need to further encroach on the natural environment with losses to biodiversity;

  • removal of political and trade barriers that artificially support agriculture and lead to expensive surpluses:

  • high yield agriculture can protect the environment by reducing soil erosion e.g. use of minimum tillage, intensified ruminant production can reduce greenhouse gases, and

  • without veterinary medicines, livestock in Europe would need to increase from between 25 percent to 89 percent to maintain existing production levels.

The need for alternatives to the narrow range of feed ingredients used in most concentrates has been identified as urgent, especially for the tropics where little research has been conducted so far (Preston, 1990). In China, the substitution of semi-intensive aquaculture integrated within farming systems by intensive, feedlot production has been advocated on the grounds of improved productivity and reduced negative environmental impacts (Box 1.F). The analysis, though flawed, does identify a general tendency towards intensification of aquaculture. This may have particularly large impacts since intensive aquaculture is relatively more profligate than livestock in its use of feed resources and is more polluting. The major species raised intensively (salmonids and shrimp) are fed diets high in fishmeal (Naylor et al., 1999) and often have large impacts on the local environment. Potentially the intensification of semi-intensive culture of carps an tilapias will have even greater impacts on the environment through raising demand for such feeds (Naylor et al., 1999).

BOX 1.E

Challenges to sustainable farming in the Red River Delta, Viet Nam

In this region of historically high population density, both traditional farming systems and the ‘green revolution’ have failed to sustain livelihoods alone. Sustainable central and local level institutions have been critical to the maintenance of irrigation and flood prevention structures essential to maintain productivity in this area characterized by climatic perturbations1. Government policy changes towards a market system with increased availability of inorganic fertilizers, livestock feeds and breeds and fish farming systems are highly productive, use many external inputs and recycle intensively but recent studies indicate that sustainability is threatened by a declining capacity as soils become acidic2. Shortages of organic inputs, and excess inorganic fertilization, may exacerbate these problems. Traditional household pig production is valued for its role in asset accumulation and provision of organic manure for field crops. Certain developments may further undermine the sustainability of the system by reducing the availability of pig manure for application to the land:

  • Government policy change towards support for industrial pig production, leading to concentration of the national herd among fewer, larger producers, and

  • increase in aquaculture leading to a demand for more inputs, including pig manure.

    Changes in demand are also occurring:

  • market for more and leaner pork, increasing demand for balanced feeds i.e. concentrates and modern strains of pig, and

  • increase in demand for tilapia3, which has become dominant in other parts of Asia where commercial, feedlot livestock-fish occurs.

Source: 1 Adger (1999); 2 Patanothai (1996); 3 Binh (1998)

Difficulties in maintaining feeds or disposing of wastes will probably be only part of the problem of sustaining intensive livestock and fish systems on a macro-level scale. Control of pathogens may prove a more important constraint and pose greater threats to human populations (see 6.1.4). Densities of pigs exceed 9 000 animals km-2 in parts of Western Europe as economies of scale and demand for cheap pork favour intensified production close to concentrated markets. The cost of disease epidemics such as classical swine fever, and the difficulties in their control at such levels of density, are prompting a rethink and new legislation (MacKenzie, 1998). Similar experiences are occurring with intensively raised fish such as the Atlantic salmon and black tiger shrimp. Control of pathogens through isolation is particularly problematic because of the need for water exchange in intensive systems.

High input, export driven agriculture (agronomy, animal husbandry and aquaculture) is more likely to be non-diverse (monoculture), highly extractive and polluting (little recycling) and unstable in the face of environmental change. Moreover, its economic efficiency can be drastically affected by the vagaries of global markets. Smaller livestock units spread more evenly, based on local production of feeds and disposal of wastes, are likely to improve the sustainability of the livestock and associated farming systems.

Intensification is important, however, to ensure that smaller scale systems are economically viable and sustainable. Improvements in productivity at the local level have also been shown to be important globally. Low productive ruminants have been implicated in the increase in greenhouse gases, which could undermine sustained food production worldwide (see 4.2.1).

BOX 1.F

A decline in integrated farming in China?

Rapid increases in production of cultured freshwater fish have occurred in China since 1985-86, the time of the Chen et al., study1. Economic growth both created demand and the resource base to support an estimated 400 percent increase in production between 1985 and 1995. It has been estimated that by 1996, 40 percent of total production was based on ‘aquafeeds’, complete and incomplete feeds from small and large feed mills2. This infers that the other 60 percent (6.56 tonnes) were still dependent on ‘no inputs’ or ‘organic farming’. This level of production is nearly 250 percent of that recorded in 1985, suggesting that integrated farming, far from being redundant, has expanded massively.

Since these systems are based primarily on waste from livestock production, which has also soared, any reduction in recycling in fish culture might further impact the wider environment that is rapidly deteriorating. Although aquaculture itself is acknowledged as partly responsible for the general decline in surface water quality that threatens further expansion, they2 suggest that traditional manure-based integrated systems are the ‘most significant’ contributors. This is at odds with any other comparison of nutrient accounting which conclude that in semi-intensive pond culture, most nutrients are retained within sediments that can be removed occasionally and utilized locally3.

The expected rate of pond expansion2 (1-3 percent annually) suggests that even as availability of improved feeds encourages intensification, semi-intensive practices will dominate in the foreseeable future. Lack of self-sufficiency in food grains and protein concentrate could moderate tendencies towards intensive, feed-only based fish culture systems in China. Demand for ‘fed’ fish species is increasing rapidly but of the major species in the category tilapia, as a filter feeder, is known to be very cost effectively raised through fertilization and feeding4. Filter feeding carps still represent 38 percent of total production and registered an annual increase of 13 percent in 19962. These levels of growth are more sustainable than those recorded for high priced luxury species (>40-80 percent year-1) such as eels and turtles for which markets are quickly saturated and production costs highly sensitive to imported feed ingredients.

Source: 1 Chen et al. (1994); 2 Cremer et al. (1999); 3 Edwards (1993); 4 Diana et al. (1996)


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