This section provides an indication of the major accomplishments of the countries as a consequence of the national forest programme, as it compares and contrasts the situation.. In addition, this section presents an indication of the qualitative changes brought about by the nfp and examines whether changes in forest policies, legislation and institutional arrangements have influenced qualitative improvements as implied by the nfp process.
Founded upon the recommendations of the sector review and strategic planning phases of the nfp formulation, a policy and institutional reform was carried out in all the five countries (Gabon, Namibia, Nigeria, Senegal and Sudan) to accommodate policies and laws which were recognized as critical to sustainable forestry development. As a matter of fact, Nigeria did not have a separate forest sector policy prior to embarking upon the nfp process. At the time, the national forestry policy was an obscure component of an overall Agricultural Policy (Adedoyin 2001). The revised national policies to a great extent, are more comprehensive, imbibe the spirit and letter of the agreements made at the UNCED, as well as the principles derived from international dialogues (IPF/IFF/UNFF) on forestry as explained earlier in this document. In essence it laid down the framework for forestry to contribute to social, economic and environmental well-being of mankind. Across the five countries, it could be said that at the policy level the forestry sector is increasingly receiving attention, and the role of forests and trees in environmental protection, biodiversity maintenance and in combating land degradation and desertification is becoming increasingly appreciated. Again at the policy and legislative level the implementation of the nfp process in Nigeria, Namibia, Sudan and Senegal has contributed in building up an iterative forest sector planning process. For example Nigeria concluded a revision of its nfp in 2002, and has drafted its first ever National Forest Act; Senegal modified its forestry code in 1993, adopted a regionalisation approach in 1996, modied again its forestry code in 1998 and is at present 2003, in the process of updating its Regional Forest Action Plans.
Implementation of the revised national forest policies brought about reforms within the institutional framework for forestry in the five case study countries. Gabon, Sudan, Senegal, created various new institutions while Nigeria and Namibia revised the roles, mandates, rights and responsibilities of existing institutions. A major phenomenon resulting from nfp implementation is the focus on the improvement of the organizational efficiency of the forest administration. The countries that are predominantly semi-arid (Namibia, Senegal and Sudan) made more efforts in recognition of the various categories of actors- government or public administration, the private investors, the local community and civil society and the non-governmental organizations; and the international community. Within each broad category are witnessed quite a number of smaller user-based or geographic-based groups. In Senegal, Namibia, Sudan and dry ecozone of Nigeria, the herders group are quite as influential as the farmer groups, while the timber logging companies are quite powerful in Gabon. The rights and responsibilities of these groups are changing. Recognition and identification of these institutions is a fundamental step into forest sector governance, despite the fact that these national institutions are weak, thus hindering effective implementation of the nfp process.
In Namibia it is presumed that the decree of decentralization witnessed in the forestry sector is not owed to the nfp process, rather that it stemmed from overall policy of the government to devolve more power to the regional and local governments. The forest service, however, is centrally planned and controlled, but has a network of offices in each of the 13 political regions of the country. In contrast, major shifts towards decentralization in Senegal was ushered in by the nfp process. For instance, the Forest code of 1993, revised in 1998 gave a legal backing to devolution of authority to regions, counties and rural communities in forestry matters. In addition Law 96 – 07, is viewed as the legal instrument ushering in decentralization in the sector. This decentralization provided the forestry sector the opportunity to get integrated into the national framework of the evolving socio-economic scene in Senegal.
Despite a very long history of the concept of decentralization in Sudan dating back to 1824, decentralization process in forestry administration is still in its infancy in the country. Nevertheless, devolution of management authority and division of forest resources between federal government and state governments was achieved under the nfp, with the advent of a federal system of government in 1994. On a closer look, the enunciation of the decree allocating all existing institutional, community or private forests to the entity which established them is a milestone in the decentralization process in the forestry sector in Sudan (Abel Nour, 2001).
In view of the preceding, it has been noted that weaknesses exist in forest institutions at the national level, across the 5 sub-Saharan African countries under review, which is a major factor hindering successful nfp implementation at the local level. Particularly pertinent are the lack of capacity and the lack of financial and institutional means for participation of rural populations in decision-making. Tackling these issues will require financial commitment and ingenuity of all parties involved.
In several African countries most of the investment made in the forestry has been sourced externally. For example, Senegal contributes less than 10% of additional funds required to implement its nfp and 90% of the funding of forestry initiatives comes from outside the country, in form of grants. Rural communities’ contribution to forest development is mainly in kind, while NGOs , like the State, also depend on external funding. Private sector’s financial contribution to forest development is very minimal if not altogether absent due to unprofitability of such investments to date (Cissé. 2001). To halt and subsequently reverse this trend is one of the aims of the nfp process in Africa. The challenge is how African countries can position themselves in order to mobilize new and additional sources of internal funding to fill this gap and still keep investments at a reasonable level.
Analysis of financing of nfp in the five case study countries afforded us some clues, on efforts made so far along this line. In Gabon, some proactive logging companies have begun to made efforts to draw up forest management plans. This is an indirect way of making financial investment in the sector. Gabon also plans to reduce the nine different types of forest taxes to 2 or at most 3 to facilitate their recovering and contribution of the private sector more directly to investments in t he sector. Meanwhile Forestry Environment Sectorial Programme (PSFE) , which is a multi-donor programme has been established in Gabon with an estimated cost of sixty two million US Dollars (62, 000, 000).
In contrast to Gabon, current levels of investment in the forest sector of Namibia have been dominated by the public sector and the nfp has not made noticeable changes in private sector investment in the forest sector. In Nigeria, positive pronouncements by government to invest in its forest sector has been clearly made but translation of these to actual investment has not been forthcoming (FDF, 2001). To illustrate, one of the recommendations emanating from nfp process is to incorporate all aspects of forestry in the computation of national accounting and a working group was set up to this effect. Further more an awareness of the correct contribution of all aspects of forestry to the national economy was emphasized with the intention that it would spur the public and private sector and civil society to mobilize domestic funds to finance operations in the sector. The Federal government and State governments took the bold step and contributed to financing the nfp process from 1992 to 1996. The blue print on National Forestry Programmes was developed and Federal Executive Council approved US$ 112.5 million to execute the programme from 2000 to 2003, but these funds were never released to this end. In general finances mobilized at domestic level have not been comprehensively substantiated. On the whole, however, international community invested about US$ 156.5 million between 1991 to 2001 in the forestry sector of Nigeria (Adedoyin, 2001).
In Sudan, the impact of the nfp process on the investment in the forestry sector both by GOS and donor community is positive as investment increased substantially (Abdel Nour 2001). Investment by GOS and donors was around LS 5.0 million1 (US$450,000) and US$ 7.5 million respectively prior to the nfp. With the advent of nfp, some 16 forestry projects were operating simultaneously in the forestry sector with a total finance of LS 101 million ( US$9.09 million); US$ 25.13 million; DM 21.52 and 1.0 million pounds sterling. It is important to note that since 1989 the GOS faced diplomatic and economic sanctions thus the overall foreign aid dropped from an annual average of $900 million before 1989 to less than $ 50 million a year during the 1990s. Consequently nfp process in Sudan benefited nearly exclusively from domestic finances when external financial support was withheld due to political reasons and nfp had to be integrated into the country’s 10 year development plan, The Comprehensive National Strategy – CNS 1992 – 2002 (Abdel Nour, 2001).
Whiteman (2002), reporting on an EC-FAO Project on sustainable forest management in Africa, where FAO was working with African countries to examine the effect of fiscal policies on the implementation of sustainable forest management, declared that innovative or new sources of finance to support investment in the forestry sector are currently not very well developed. Analysis of current status of innovative financing in the sector identified three key sources, namely:
The five case study countries collect forest revenue principally from taxes and fees on traditional forest produce such as timber, fuel wood, bushmeat etc .
Table 9 Major accomplishments from nfp implementation in the countries under study
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Key aspects of forestry impacted by implementation of nfp |
Major accomplishments from nfp implementation by country |
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Gabon |
Namibia |
Nigeria |
Senegal |
Sudan |
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Creation of national awareness for SFM
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*Need to investigate the state (quantity & quality) of forest resource holding emphasized.
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*Increased publicity for SFM *A focus on gathering and management of information on forest resources * More information on extent and state of Namibia’s forests available
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*Increased publicity for SFM
*Need to investigate the state (quantity & quality) of forest resource holding emphasized. |
*Increased publicity for SFM
*Need to investigate the state (quantity & quality) of forest resource holding emphasized. *PAFS (Senegal Forestry Action Plan)update currently in progress |
*Heightened awareness and enthusiasm of administration and people following nfp process *Recognition of forestry as an important sector and the elevation of its status
* Positive national attitude towards the sector. |
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Policy reform |
*Strategic directions for SFM elaborated *Forest legislation revised to emphasize SFM *Stratification of the forest domain into two blocks: State permanent forest domain (production & protection forests); and Rural forest domain *Adoption of ITTO’s objective 2000.
*PSFE incorporates knowledge and skills acquired from previous planning processes - NFAP 1999 NEAP 2000 NSBD 2000 |
*Revised forest policy adopted 2000, in tune with national development objectives, rural development and global environmental concerns * The recognition of group or communal tenure over land resources *New forestry strategic plan recommended and developed a revised forest policy. *A revised forest legislation adopted 1998, allows for implementation of new policy orientations. * Definition of high conservation value forests of national importance existing outside protected areas. |
*A new tool for periodic review of forest policy introduced ( state of the environment report, pronouncing on the conditions of the forest). *A separate comprehensive national forest policy drawn up in 2002.
*nfp called for re-orientation in agric programmes, incentives and practices that contribute to deforestation * Investigation into appropriate technologies in renewable energy promoted. |
* The 1981 Master Plan for Forestry Development revised *Adoption of the 1992 PAFS, currently being updated *1998 legislation transferring natural resource management responsibilities to local communities *Adoption of Programme Approach beginning 1998. |
* Updated Forest Policy (1986) the basis for the strategy for forestry sector in Sudan *Revision of Forest Act of 1989 *Enactment in 1992 of 10 yrs devt plan- The CNS 1992-2002.
*Creation of FNC * The CNS of 1992 - 2002 recommended 25% of the countries land area (63 million ha) to be devoted to forestry, range and wildlife, and be put under management plans. *A number of presidential decrees in 1993 which expedited the slow process of forest reservation. *Creation of Federal and State forests * Positive politicization of forestry *Realization and admission of the short-sightedness of previous agricultural policies which called for unqualified horizontal expansion of cropped areas. |
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Capacity building |
Encouraged authorities to collaborate with ATO, ITTO and CIFOR in forest certification.
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*Focus on human capacity building highly emphasized *local diploma level training in forestry developed
*Capacity to control illegal harvesting improved. *Performance management system in the forest sector institutionalized * The directorate of forestry has run a staff-training scheme in government *Annual planning session for all staff institutionalized |
* Capacity of the sector to conceptualize and plan for forestry development increased |
*Creation the national institute in charge of forestry training at different levels (Centre Forêt). |
*Forestry education at diploma and degree levels in only 5 institutions prior to nfp, in 2001 increased to 9. *Forestry departments in 2 institutions elevated to Faculties bringing the total number to 4. *Forestry extension service flourish and became the main driving force in Sudanese forestry. |
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Establishment,strengthening and improvement of forestry national institutions |
*Signing of agreement, binding logging companies to create forest resource management units within their administrative structures. *Departments of water & forestry and Environment merged *Directorate of Reforestation and that of Inventory & Forest management merged for better tracking of progress towards SFM. *Creation of Planning, Monitoring and Evaluation Unit (CPSE) to pull together knowledge, experience and lessons learned from TFAP, PFE, PNAE etc. *PSFE created in conformity with the Government of Gabon’s development agenda. PSFE covers the whole spectrum of forestry and environment sector.
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*A focus on institutional reform * Organisational efficiency of forest administration received renewed emphasis |
*Institutional weaknesses identified, prospects for enhancement assessed, and suggestions proffered *Fed Min of Environment created * PRA institutionalized as a tool for ascertaining areas of research needs. *Forest extension received a boost. * Technical committees on agroforestry created *Institutional overlaps in the management of natural resources removed. |
* Adoption of NFAP in 1992 resulted in: re-organisation of forest service in 1994. *Efforts made to adapt Institutional framework to exigencies of dynamic, integrated, shared, economic and diverse forestry. |
*nfp was integrated into the country’s 10 year development plan – CNS 1992 - 2002 *Establishment of an autonomous FNC through 1989 parliamentary Act, replacing CFA (Central Forest Administration) *Weaknesses in data base for planning identified and efforts garnered to redress these.
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Improve People Participation in policy decision and implementation |
SFM has become the aim of both government and the private sector
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*Community participation strategy adopted *Community based management of forests operational *Community- based fire prevention established
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* Stakeholder participation strategy adopted Rural forestry a key feature
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*Application of nfp based on empowerment of rural people to manage forest resources. * Decree n0. 96-1134 for the application of Law N0. 96 – 07, aims at devolution of power to the populace * Rural forestry was introduce in 1999 |
*Concept of community forestry institutionalized for the first time
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Decentralisation |
Forest policy and legislation favour decentralisation |
*Rapid development of field offices |
*Reinforced government decentralization policy |
* decentralization Law 96 – 07 adopted * devolution of authority to regions, counties and rural communities in forestry matters backed Forest code of 1993, revised in 1998 . * forestry sector integrated into national socio-economic framework |
* federal system of government established 1994. * management authority for forest resources shared between federal government and state governments *ownership of existing institutional, community or private forests goes to initiator. |
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Financing of nfp |
*Logging companies finance elaboration of forest management plans of attributed concession |
*Public sector continues to invest in the forest sector.
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* Incorporation of all aspects of forestry in the computation of national accounting recommended. *Federal government and state governments contributed to financing the nfp process from 1992 to 1996. * 112.5 million USD earmarked by govt. for nfp implementation 2000 to 2003 (Funds not released). *International community invested about USD 156.5 million between 1991 to 2001. |
*Government contributes less than 10% of additional funds required to implement its nfp *90% of the funding of forestry initiatives comes from outside the country, in form of grants. *Rural communities contribute in kind *NGOs depend on external funding. *Private sector’s financial contribution minimal. |
*Investment in the forestry sector both by GOS and donor community increased substantially until diplomatic and economic sanctions of 1989. *With the advent of nfp, some 16 forestry projects were operating simultaneously in the forestry sector with a total finance of US$ 25.13 million; *nfp benefited nearly exclusively from domestic finances when external financial support was withheld
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Enforcement and implementation of international agreements, supporting technically and institutionally related implementing mechanisms |
Principles, Criteria and Indicators for SFM tested under forest certification |
* biodiversity maintenance integrated into concrete activities at field level *Adoption of criteria & indicators. *Facilitated translation of the global forestry policies and conventions into operational planning. *Aided positive response to devoluion of power to local communities; poverty reduction; *Decentralisation as a tool in empowering local governing structures and the democratization of decision making |
Facilitated attempts at translation of the global forestry policies and conventions into operational planning |
Facilitated attempts at translation of the global forestry policies and conventions into operational planning |
Facilitated attempts at translation of the global forestry policies and conventions into operational planning |
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Changes in conditions of forest resources |
* low rate of deforestation <1% (nfp only a partial contributing factor) |
*Biomass yields improved in Kalahari and Mopane woodlands *Deforestation appears to have stabilized at 0.5%. *Quality and quantity of pastureland improved in the Caprivi region *Game species restocked *Quantity and diversity of valuable thatch grass increased in Caprive.
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* More trees planted on-farm through agroforestry programme
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*Due to human influence, as well as poor soils and increasing arid climatic conditions (severe drought), efforts deployed under nfp have yielded mitigated results in key indicators such as extent of forest cover, incidences of wild forest fires, protected areas, and forest plantations. |
Area of forest reserves, protected area under management plans, plantations and natural forests increased. The deforestation of 5.19 million ha in 17 years (1983 – 2000) still leaves an annual deforestation rate of some 300 000 ha *Sustainability of supply of goods and services from forest resources are more promising as a result of nfp process |