Many Asian countries look to the aquaculture sector to supplement the gap between the demand and supply in domestic fish consumption and earn more foreign exchange, and thus have intensified their efforts to increase aquaculture production. As part of the overall effort to facilitate increased contribution of research to sustainable aquaculture development and management, a study was initiated by FAO and NACA aimed at identifying research opportunities that address common concerns of countries in Asia.
The analysis of the national reports and survey responses led to the following observations:
Issues and Constraints in Aquaculture Development |
No. of countries |
Priority Areas of Aquaculture Development Research |
No. of countries |
Institutional & Administrative Aspects |
|||
| Ineffective technology transfer | 13 | ||
| Weak institutional linkages & coordination | 11 | ||
| Lack of skilled technical personnel | 10 | ||
| Lack of information delivery methods & mechanisms | 9 | ||
| Weak enforcement of regulations & timely intervention | 7 | ||
| Overlapping jurisdictions; lack of legal guidelines to avoid intersectoral conflicts | 7 | Legislation, regulations and policies | 2 |
| Lack of regulations on sitting, zoning, water quality effluent management | 7 | ||
| Lack of skilled extension personnel | 4 | ||
| Inefficient administration; lack of representation at decision making level | 4 | ||
| Low support for aquaculture | 3 | ||
| Insufficient or uncoordinated training/HRD | 3 | ||
| Inefficient/Ineffective plans or policies | 2 | ||
| Underutilization of skilled manpower | 1 | ||
| Cumbersome recruitment of personnel | 1 | ||
Socio-economic Aspects |
|||
| Inadequate marketing & involvement of middlemen | 6 | Socio-economic assessment | 3 |
| Lack of loan support and credit assistance | 6 | ||
| Low price of inland fish & demand | 3 | ||
| Lack of incentives for private sector | 1 | ||
| Security at culture sites & risk involved | 1 | ||
| Difficulty in finding workers in aquaculture | 1 | ||
| Low priority given to welfare of fishermen | 1 | ||
Technical & Environmental Aspects |
|||
| Pollution and other environmental factors | 10 | Environmental management | 12 |
| Effluent & water treatment; farm management | 8 | ||
| Insufficient supply of quality seeds | 7 | Breeding & seed production | 13 |
| Genetic improvement | 11 | ||
| Species diversification | 4 | ||
| Lack of quality fish feeds & feed ingredients | 7 | Fish nutrition & feed development | 11 |
| Fish health management & pest control | 7 | Fish health management | 11 |
| Insufficient infrastructure, e.g., hatcheries, feed mills, storage & processing facilities, etc. | 5 | ||
| Inadequate aquaculture enclosures & engineering, e.g., design of ponds, cage, pen, etc. | 1 | Aquaculture enclosures & engineering | 3 |
| Weak postharvest handling & product development | 4 | Postharvest handling & product development | 3 |
| Shortage of suitable culture sites | 3 | Culture sites, identification & expansion | 2 |
| Lack of survey data | 1 | Inland waters & stock enhancement | 7 |
| Population dynamics & stock assessment | 5 | ||
| Lack of or insufficient culture technologies | 2 | Culture systems & technologies | 14 |
|
4 | ||
|
4 | ||
| Lack of EIA | 1 | ||
The above observations are disconcertingly similar to the findings of previous studies. For example, the shortcomings mentioned in the SIFR studies include resources spread across too many institutions; inappropriate resource allocation; poorly integrated strategies and coordination mechanisms; lack of multidisciplinary staff resource; lack of long-term funding support; low motivation; quality and relevance of training; communication gap between public sector institutes, universities and production sector; inappropriate dissemination mechanisms; top-down approaches and unrealistic demonstrations in technology transfer; and relevance and effectiveness of research outputs. The present study shows that little change in the sector management has occurred since late 1980s, except increased awareness of shortcomings and needed changes, and reactions to such external pressures as environmental degradation, social and resource (i.e., land and water) use conflicts, and stringent quality control for consumer safety.
Indicative opportunities for regional research cooperation were identified mainly on the basis of the objectives of aquaculture development and the key common constraints that emerged from the survey and national reports. Special attention was given to the need to strengthen the enabling environment, e.g., institutional arrangement and policies that foster sound aquaculture development research, assisting aquaculture managers, planners and other concerned parties in making decisions. Contrary to the general view that economic, social, legislation, policy and management issues are outside the aquaculture research programmes, or "non-researchable", it is necessary to complement research on technology with research on socio-economics. This is because technology application must take into account environmental and socio-economic implications. More importantly, appropriate policies and institutional arrangements must be in place to facilitate technology development and use.
Recognizing the existing research efforts on production technology, the available capacities for research on various technical aspects, and the knowledge gaps in addressing the common concerns in aquaculture development and management, the following areas were identified as priority research opportunities for regional collaboration:
PLANNING AND MANAGEMENT OF AQUACULTURE DEVELOPMENT AND RESEARCH
ENVIRONMENTAL MANAGEMENT IN AQUACULTURE
SOCIAL AND ECONOMIC ASSESSMENT OF AQUACULTURE
LEGISLATIVE FRAMEWORK FOR AQUACULTURE
FISH HEALTH MANAGEMENT
FISH NUTRITION AND FEED DEVELOPMENT
BREDING & BROODSTOCK MANAGEMENT
The outcome of this study does not reveal new information on aquaculture development research needs. However, it underscores the need for concerted action to strengthen management and planning capacities of the aquaculture sector and improve the enabling environment. In this context, regional collaboration would support and supplement national efforts, and help to muster the political will that institutions, acting alone, would not be able to inspire.
Action plans for regional cooperative research should be formulated and implemented on the basis of the interests and commitment expressed by the countries in the suggested themes. An incremental or step-by-step approach could be taken in the development and implementation of the regional activities. Formulation of action plans and project proposals should give particular attention to the needs for field-oriented, problem-solving and policy-relevant research, and encourage active participation of the private sector, local and fishfarming communities, and policy-planners.
Success of regional collaboration depends on the commitment of the participating countries. They must be prepared to play the central role in implementing and managing the collaborative regional research. To be sustainable, regional collaboration must be based on on-going or planned national development research programmes rather than the presence or absence of external support. External assistance should be sought as a means to strengthen regional cooperation and efforts. Therefore, the role of the regional and international organizations, including funding agencies, should be as a catalyst and facilitator.
Aquaculture in many parts of Asia is a traditional practice and has been an integral part of rural life. In recent years the world has witnessed a decline in the abundance of natural fish stocks. Many Asian countries regard aquaculture as the sector that must fill the gap between demand and supply in domestic fish consumption as well as a means to increase foreign exchange earnings. Thus, they have intensified their efforts to increase aquaculture production. The actions of recent years have helped to achieve the short-term goal of increased fishery production. However, the rapid expansion and what has been widely perceived as uncoordinated development of aquaculture have resulted, in some instances, in a variety of problems relating to environmentally sound and socially responsible aquaculture development and management, particularly in coastal areas.
In the post-UNCED and post-GATT world, the issues and challenges faced by the aquaculture sector have become more numerous and complex. The aquaculture sector must address the task of increasing production while dealing with a variety of issues such as intensive competition for resources i.e. land and water; increasing cost of inputs; consumer demands for food safety and high quality products, food security; social equity; and environmental soundness. The management and development of the aquaculture sector require interdisciplinary, multi-agency and multi-jurisdictional approaches. However, much of the basic knowledge required to understand these issues and take appropriate management action is lacking, and must be generated through well formulated research.
In February 1994, FAO organized a roundtable discussion among the regional fisheries bodies, i.e., FAO/RAPA, AIT, AFS, NACA and SEAFDEC, for the purpose of initiating the preparation of a study to determine aquaculture research priorities and an action plan within the framework of the Strategy for International Fisheries Research (SIFR). The objectives of the study were to assist in maximizing the contribution of research to aquaculture development; promoting regional collaboration in aquaculture research; and focusing the attention of donors and development agencies on regional research needs and opportunities for collaboration. The roundtable discussion noted gaps in existing information, particularly at national level on aquaculture development and research priorities, and the need for active national participation in the study.
In following up the recommendations of the roundtable meeting, FAO and NACA agreed to implement the current study, with the following specific objectives:
The study followed the methodological guidelines agreed to by FAO and NACA, which comprised the following basic steps:
In February 1996, a three-section-questionnaire was prepared (Annex 1) and sent to twenty-two countries (through the offices of the NACA Council members or the offices that are responsible for cooperation with NACA) in March 1996. Fourteen countries responded by nominating National Coordinators for the Study (NCARSs) who facilitated the in-country surveys and preparation of the national reports (Appendix 2, List of NCARSs). The participating countries/region were Bangladesh, China, Hong Kong China, India, Indonesia, Iran, Korea DPR, Malaysia, Nepal, Pakistan, Philippines, Sri Lanka, Thailand and Vietnam.
At the national level, the NCARSs distributed the survey forms, accomplished some of the forms themselves and forwarded the completed survey forms to NACA. To facilitate the survey, the NACA Information Specialist who was the coordinator for the study, explained the purposes of the study and the specifics of the questionnaires at the 4th NACA Technical Advisory Committee meeting held in Islamabad in May 1996. Additionally, the NACA professional staff assisted the NCARSs during their missions to six countries, i.e., Bangladesh, India, Malaysia, Nepal, Pakistan and Vietnam.
Regional and international organizations or national institutions with regional programmes, i.e., AAHRI, AIT, Bay of Bengal Programme, FAO/RAP, ICLARM, Mekong River Commission, NACA and SEAFDEC Aquaculture Department, were requested to provide information on their programmes, capacities, and on-going activities in aquaculture, as well as issues and constraints in formulating and implementing their programmes. Three organizations responded to the request, but only one fully. Therefore, additional information on the programmes of the regional organizations was gathered from the published literature.
The survey returns that were received by the end of August 1996, were summarized for each country and the summaries sent to the countries for their review and validation in September 1996 (see Section 2. Summary of the Survey Returns). At the same time, the countries were requested to prepare a national report on aquaculture development research priorities and capacities, interpreting information presented in the summary of the survey returns. An outline for national reports (Annex 3) was provided to the countries to ensure use of common format and consistency in contents. The countries were also offered assistance in preparing national report.
By the end of December 1996, nine country reports were received, four of which were incomplete. In view of the time constraint and the need to prepare a background paper for the Regional Workshop scheduled for May 1997, a regional synthesis was prepared on the basis of available information.
The regional synthesis ( i.e. Part II of this report) summarized the priorities, capacities, on-going efforts, issues and constraints in aquaculture development and development research that were articulated in the survey responses and national reports, observed gaps in research efforts in addressing issues and constraints in aquaculture planning and management, and identified opportunities for regional collaborative research on common concerns.
For the purpose of identifying gaps and concentration in research efforts, the aquaculture development priorities and actions and aquaculture research priorities and efforts were grouped by using common broad thematic headings. The research priorities and efforts were then compared with the development priorities and actions, and issues and constraints in aquaculture planning and management.
In a number of cases, survey responses were incomplete or too general, or no information was provided (Table 1). Therefore, survey responses were supplemented with information from other sources such as national reports, papers presented at recent national or regional meetings, and NACA Secretariat staff. The sources of information are indicated in footnotes in the Summary of the Survey Returns.
Some survey responses seemed inconsistent. For example, although most countries indicated existence of a number of research institutions that conduct substantial research in various aspects of aquaculture, it appears that the capacities of these research institutions were not always taken into consideration in assessing adequacy of national research capacity to meet development needs.
Table 1. National responses to the survey
Survey returns |
||||
Countries |
Section I (Development Agency) | Section II (Research (Coordinating Agency) | Section III (No. of Res. Organizations responding) | National reports |
| BGD | Yes* |
Yes |
1 |
Yes |
| CPR | Yes |
* |
3 |
* |
| DRK | Yes* |
Yes |
* |
* |
| HOK | Yes |
Yes* |
3* |
Yes |
| IND | Yes |
Yes |
6 |
Yes |
| INS | Yes* |
Yes |
7* |
Yes* |
| IRA | Yes* |
Yes* |
* |
Yes* |
| MAL | Yes* |
Yes* |
1 |
* |
| NEP | Yes |
Yes |
6 |
Yes |
| PAK | Yes |
Yes |
4 |
Yes |
| PHI | Yes |
Yes* |
4 |
Yes |
| SRL | Yes |
Yes |
5 |
Yes |
| THA | Yes |
* |
5* |
Yes |
| VIE | Yes |
Yes |
6* |
Yes* |
Note: * no returns or incomplete returns (no response to more than one question).
In some cases, the responses were not appropriate (e.g., cumbersome credit systems, lack of high quality feed or fish disease as the constraints in planning and managing aquaculture development research programmes) and had to be excluded from the analysis or moved to appropriate sections.
The identification of regional collaborative research opportunities took into account such factors as issues and constraints in planning and managing aquaculture development and development research; on-going efforts addressing the issues and constraints; available capacities and expertise to address the issues and constraints; importance to the sector management; and existing regional and international initiatives.
The draft regional synthesis was distributed to the countries for review and validation in March 1997, and used as a discussion paper at the Regional Workshop on Survey and Analysis of Aquaculture Development Research Priorities and Capacities, held in Bangkok on 21-23 Many 1997. The report presented here incorporates additional information received since December 1996.
Three basic shortcomings arose from the responses, namely, (i) the survey returns were not comprehensive or complete in terms of their coverage of institutions concerned with aquaculture research, (ii) the survey responses were often too general or partially answered and (iii) not all countries replied to every survey question.
The responses seemed to indicate that the respondents considered aquaculture along the traditional zoology-based disciplines, and strictly within the programmes of their own institutions or units. Although some academic research institutions participated in the survey, it is difficult to assess the coverage of relevant research activities and programmes carried out by the institutions outside the national fisheries and aquaculture agencies.
There were considerable differences in response styles among the countries, e.g., articulation and level of details. The countries where English is commonly used tend to be more descriptive. It also appeared that different countries used somewhat different criteria to describe such aspects as key constraints, research capacities or research organizations with major aquaculture research programmes.
The difficulties and delays encountered in the survey and preparation of national reports, as well as incomplete responses or data compilation, may be symptomatic of the situation that the aquaculture sector encounters in planning and managing its research programmes. Formulation and implementation of responsive research programmes require coordination and collaboration with related institutions and programmes and an efficient flow of reliable and relevant information for management and planning decisions. If this observation is proven to be valid, the aquaculture sector will need to give immediate attention to improve accessibility and availability of information for planning and management, and coordination among related institutions and programmes.
Notwithstanding the limitations, the usefulness of the information presented in this report is to serve as an indicator rather than full description of the situation in national aquaculture sectors. It identifies some of the more critical issues and significant constraints that may be the subject of a detailed assessment. The issues and constraints can serve as the focus of collaborative research in the region.
Asia is home of over half of the world population. It is also the major fish consuming region of the world. The survey responses and national reports highlighted that the contribution of aquaculture to fishery production, food security, employment, nutrition particularly in rural and coastal communities, and national economy is significant and steadily increasing.
Asian aquaculture has a long history and is generally considered as most developed, compared to other developing regions of the world. According to the FAO statistics aquaculture production has increased significantly over the past 12 years, from 10.5 million metric toones (mt) in 1984 to 27.8 million mt in 1995, of which 13.7 million mt (after gutting and shelling) were fish and shellfish for direct human consumption. In 1995, Asia contributed to 90% of total world aquaculture production.
Nine of eleven major aquaculture producing countries/regions are in Asia, i.e., China, Taiwan China, India, Japan, Indonesia, Thailand, Philippines, Korea Rep, and Bangladesh. In these countries, aquaculture contributed from 13-60% of national fish production in 1995. Although it is difficult to obtain accurate statistics on employment, largely due to the integral or part-time nature of the work, the aquaculture sector is known to play an important role in generating employment opportunities, particularly in rural communities.
Asia is a major importer and exporter of fishery products, and does influence the global balance between supply and demand. FAO statistics place Asias 1995 share of world trade of fishery products at approximately US$ 24.7 billion for imports and US$ 18.3 billion for exports.
A large number of aquatic species are being cultured in the Asian countries, using a variety of culture systems. Main aquaculture systems used in inland aquaculture are pond, pen, cage, tank systems as well as culture-based fisheries in open water bodies. Coastal aquaculture is dominated by pond, cage and pen systems, and such methods as floating, hanging, broadcast, long-line, pole, mudflat, and bottom culture of mollusc and seaweeds. Integrated farming systems; i.e. agriculture/livestock/fish, is popular in several countries such as Bangladesh, China, India, Indonesia, Nepal, Philippines, Sri Lanka, Thailand and Vietnam.
Tables 2, 3 and 4 show selected aquaculture and fisheries statistics of the countries in the region.
Table 2. Selected fishery statistics of Asian countries/regions
| Country | Population 1995 (million) | Total fish prod., 95 (mt) | Total Aquaculture Prod. in 95 (mt) Fish & Shellfish Others |
Aquaculture Value in 95 (1000 US$)3 Fish & Shellfish Others |
Fish Supply (kg per caput) |
Fish /Animal (%)Protein in934 | ||
| Bangladesh | 120.0 |
1,170,365 |
321,506 |
- |
595,206 |
- |
8.8 |
46.7 |
| Bhutan | 1.6 |
340 |
30 |
- |
36 |
- |
0.2 |
1.6 |
| Brunei | 0.3 |
4,812 |
103 |
- |
823 |
- |
20.4 |
11.1 |
| Cambodia | 10.3 |
112,510 |
9,511 |
- |
23,632 |
- |
8.5 |
38.6 |
| China | 1,221.5 |
24,433,321 |
12,792,021 |
4,807,066 |
12,401,439 |
3,986,073 |
14.3 |
21.5 |
| Hong Kong China | 6.2 |
203,570 |
8,571 |
- |
50,832 |
- |
57.9 |
28.3 |
| Taiwan China | 20.1 |
1,288,406 |
277,954 |
8,284 |
1,371,655 |
3,532 |
37.1 |
28.9 |
| India | 935.7 |
4,903,659 |
1,608,938 |
- |
2,138,813 |
- |
4.0 |
53.5 |
| Indonesia | 197.6 |
4,118,000 |
611,410 |
108,000 |
1,851,944 |
11,800 |
4.0 |
12.70 |
| Iran I R | 67.3 |
368,300 |
28,500 |
- |
297,426 |
- |
5.3 |
9.0 |
| Japan | 125.2 |
6,757,570 |
820,124 |
585,363 |
4,271,660 |
1,581,679 |
67.8 |
47.02 |
| Korea, DPR | 27.9 |
1,850,000 |
85,450 |
130,500 |
269,638 |
64,150 |
43.6 |
65.2 |
| Korea, R | 45.0 |
2,688,o24 |
368,155 |
649,099 |
617,364 |
323,903 |
52.3 |
46.8 |
| Laos | 4.9 |
40,250 |
14,400 |
- |
36,000 |
- |
6.8 |
23.6 |
| Malaysia | 20.1 |
1,239,755 |
132,730 |
- |
151,564 |
- |
29.0 |
21.6 |
| Maldives | 0.3 |
104,566 |
- |
- |
- |
- |
144.4 |
89.3 |
| Myanmar | 46.5 |
832,469 |
47,255 |
- |
667,715 |
- |
16.0 |
47.6 |
| Nepal | 21.9 |
21,148 |
9,918 |
- |
10,896 |
- |
0.8 |
3.2 |
| Pakistan | 140.5 |
540,560 |
15,116 |
- |
12,621 |
- |
2.4 |
4.0 |
| Philippines | 67.6 |
2,269,234 |
346,271 |
466,224 |
1,224,928 |
43,985 |
34.4 |
51.5 |
| Singapore | 2.8 |
66 |
3,625 |
- |
11,644 |
- |
37.2 |
18.8 |
| Sri Lanka | 18.4 |
235,829 |
6,329 |
- |
270,053 |
- |
15.4 |
51.5 |
| Thailand | 58.8 |
3,501,772 |
464,224 |
- |
1,894,300 |
- |
26.5 |
41.1 |
| Vietnam | 74.6 |
1,200,000 |
211,400 |
8,000 |
547,810 |
3,600 |
13.3 |
35.0 |
.
Table 3. Import and export statistics of fish and fish products of selected Asian countries/regions (1995)
Country |
Import Quantity (mt) |
Import Value (US$ 1000) |
Export Quantity (mt) |
Export Value (US$ 1000) |
Net (E.-I.) Quantity in 95 (mt) |
Net (E.-I.) Value in 95 (US$ 1000) |
| Bangladesh | 46 |
199 |
32,383 |
220,229 |
32,337 |
220,030 |
| Brunei | 3084 |
6,551 |
192 |
629 |
-2,892 |
-5,922 |
| Cambodia | - |
- |
23,816 |
14,300 |
23,816 |
14,300 |
| China | 1,324,824 |
941,293 |
679,073 |
2,854,373 |
-645,751 |
1,913,080 |
| Hong Kong China | 328,727 |
1,827,691 |
224,470 |
638,523 |
-104,257 |
-1,189,168 |
| Taiwan China | 532,645 |
589,723 |
848,753 |
2,328,105 |
316,108 |
1,738,382 |
| India | 7,055 |
8,119 |
425,817 |
1,240,603 |
418,762 |
1,232,484 |
| Indonesia | 159,056 |
101,104 |
499,066 |
1,666,752 |
340,010 |
1,565,648 |
| Iran I R | 97,592 |
76,444 |
11,397 |
55,010 |
-86,195 |
-21,434 |
| Japan | 3,481,081 |
17,853,481 |
228,431 |
713,219 |
-3,252,650 |
-17,140,262 |
| Korea, DPR | 1,117 |
2,336 |
62,811 |
77,430 |
61,694 |
75,094 |
| Korea, R | 407,320 |
824,817 |
406,177 |
1,564,878 |
-1,143 |
740,061 |
| Laos | 565 |
227 |
26 |
67 |
-539 |
-160 |
| Malaysia | 257,863 |
323,619 |
189,234 |
334,873 |
-68,629 |
11,254 |
| Myanmar | - |
- |
26,449 |
79,743 |
26,449 |
79,743 |
| Nepal | - |
- |
54 |
71 |
54 |
71 |
| Pakistan | 89 |
104 |
62,556 |
150,396 |
62,467 |
150,292 |
| Philippines | 396,508 |
134,789 |
127,125 |
502,201 |
-269,383 |
367,412 |
| Singapore | 212,693 |
659,681 |
154,700 |
584,594 |
-57,993 |
-75,087 |
| Sri Lanka | 61,430 |
58,038 |
5,358 |
56,227 |
-56,072 |
-1.811 |
| Thailand | 915,850 |
825,606 |
1,019,112 |
4,449,457 |
103,262 |
3,623,851 |
| Vietnam | 4,105 |
2,506 |
83,726 |
512,937 |
79,621 |
491,431 |
The countries/region in the shaded area participated in this study.
Table 4. Aquaculture production (mt) in participating countries/regions by category (1995)
Country |
Freshwater Fishes |
Diadromous Fishes |
Marine Fishes |
Crustaceans |
Molluscs |
Aquatic Animal nei |
Aquatic Plants |
Total |
| Bangladesh | 287,476 |
- |
- |
34,030 |
- |
- |
- |
321,506 |
| China | 9,311,196 |
- |
182,401 |
181,880 |
3,099,099 |
17,445 |
4,807,066 |
17,599,087 |
| Hong Kong | 2,958 |
207 |
5,035 |
- |
371 |
- |
- |
8,571 |
| India | 1,512,065 |
- |
- |
96,873 |
- |
- |
- |
1,608,938 |
| Indonesia | 298,800 |
160,440 |
10,000 |
142,170 |
- |
- |
108,000 |
719,410 |
| Iran IR | 13,115 |
500 |
2,130 |
- |
- |
- |
- |
15,745 |
| Korea DPR | 12,000 |
2,500 |
- |
13,700 |
57,250 |
- |
130,500 |
215,950 |
| Malaysia | 15,501 |
5,175 |
3,493 |
7,481 |
101,080 |
- |
- |
132,730 |
| Nepal | 9,918 |
- |
- |
- |
- |
- |
- |
9,918 |
| Pakistan | 15,048 |
20 |
- |
48 |
- |
- |
- |
15,116 |
| Philippines | 89,154 |
137,796 |
927 |
93,239 |
25,155 |
- |
466,054 |
812,325 |
| Sri Lanka | 3,000 |
- |
- |
3,329 |
- |
- |
- |
6,329 |
| Thailand | 95,157 |
2,702 |
1,066 |
285,718 |
79,530 |
51 |
- |
464,244 |
| Vietnam | 150,000 |
61,400 |
- |
- |
- |
- |
8,000 |
219,400 |
The national aquaculture development plan is generally formulated within the overall framework of the fisheries development plan which is a component of the national agricultural development plan and, ultimately, the national economic development plan. Every country has a central agency, under the ministry of agriculture or fisheries, that is responsible for development and implementation of the aquaculture development plan.
The central aquaculture development agency assesses development needs through analysis of available data and consultations with key stakeholders, e.g., fisheries and related agencies both at national, provincial and local levels, national policy planning agencies, academic and research organizations, private sector, including investment organizations such as banks, and fishfarmers. The survey responses indicated that the consultation process encourages active participation of fisheries agencies and provincial and local government agencies, and the involvement of the agricultural sector (mainly because fisheries is often under the ministry of agriculture). The responses did not indicate the extent of the consultation with related sectors such as industry and environment.
Formulation of the national aquaculture development plan is reported to generally follow a consultative process, utilizing reports, workshops and meetings at national and local levels. Two approaches, bottom-up and top-down, are followed in formulating aquaculture development plans. The bottom-up approach begins with the issues and needs identified at local and field levels, while top-down approach which most of the responding countries use begins with the needs and issues identified by the central planning agencies. The priority needs are determined through consultation, taking into account the needs and interests of the various parties.
Table 5. Processes and criteria used in formulating national aquaculture development plans
| Countries | Processes followed |
Participating Groups |
Criteria used |
| BGD |
|
|
|
| CPR |
|
|
|
| DRK |
|
|
|
| HOK |
|
|
|
| Countries | Processes followed |
Participating Groups |
Criteria used |
| IND |
|
|
|
| INS |
|
|
|
| IRA |
|
|
|
| MAL |
|
|
|
| NEP |
|
|
|
| PAK |
|
|
|
| PHI |
|
|
|
| SRL |
|
|
|
| THA |
|
|
|
| VIE |
|
|
|
The key factors considered are the priority needs identified in the national development plan, needs of local communities and fishfarmers, opportunities for employment and income generation, gaps between demand and supply of food fish, potentials of aquaculture resource bases (e.g., land and water), availability of aquaculture inputs (e.g., seeds and feeds), and availability of financial and human resources to support aquaculture development.
The survey responses indicated that the aquaculture development objectives of the participating countries basically center around increased productivity and aquaculture production; employment generation and fish for domestic consumption. As shown in Table 6, most countries (12 of 14) indicated increased productivity and aquaculture production as their first priority, and two countries indicated supply of quality fish food for domestic needs as the first priority.
Table 6. Aquaculture development objectives
Aquaculture Development Objectives |
Countries |
% of countries |
| Increased productivity and aquaculture production (first priority of 9 countries) | BGD; CPR; DRK; HOK; IND; IRA; NEP; PAK; PHI; SRL; THA; VIE | 86 |
| Employment generation (first priority of 1 country) | BGD; INS; IRA; NEP; PAK; SRL; VIE | 50 |
| Supply of quality fish food for domestic needs (first priority of 2 countries) | BGD; INS; IRA; SRL; THA; VIE | 44 |
| Increased income for fishfarmers | NEP; PAK; SRL; THA | 29 |
| Improved export earning | BGD; PAK; SRL; THA | 29 |
| Industrialization and modernization of aquaculture (first priority of 1 country) | DRK; MAL; VIE | 21 |
| Minimization of ecological damage & impacts | CPR; MAL | 14 |
| Improve quality of life for small scale fishfarmers (first priority of 1 country) | INS; PHI | 14 |
| Expansion or identification of new culture areas/sites | HOK | 7 |
While physical space, i.e., land and water, available for aquaculture development is limited, the countries reported that the potentials for increased aquaculture production and increased productivity are high. Basic strategies to be used in achieving aquaculture development objectives include optimum and intensive use of water bodies, expansion of culture in underutilized areas, refinement and innovations in culture systems and technologies through research, improvement of management techniques, upgrading of farmer capabilities, and implementation of policies and regulations that facilitate availability of quality inputs, private sector participation and efficiency in resource use.
The priority actions in the national aquaculture development plan are summarized in Table 7. It is not surprising to see that the national aquaculture development plans give priority to those activities concerned with reliable supply of quality inputs, e.g., seed and feed; sustainable use of resource bases, e.g., water and land; and environmental and health management.
However, it is interesting to observe that the aquaculture development plans of many countries pay considerable attention to technology transfer and farmers skill development; development of infrastructure and supporting facilities, socio-economic assessment and interventions; and improvement and enforcement of aquaculture legislation, regulations and policies.
Table 7. Aquaculture development priorities
Activities |
Countries |
Total countries No % |
| Breeding & seed production | CPR, DRK, HOK, IND, INS, IRA, MAL, NEP, PHI, SRL, THA, VIE | 12 86 |
| Infrastructure & facility development | BGD, DRK, IND, INS, IRA, MAL, PAK, PHI, SRL, THA | 10 71 |
| Technology transfer, extension & skill training | BGD, CPR, IND, INS, IRA, NEP, PAK, PHI, THA, VIE | 10 71 |
| Environmental management & biodiversity | CPR, DRK, HOK IND, INS, IRA, MAL, PHI, THA, VIE | 10 71 |
| Culture sites, Identification & expansion | CPR, HOK, IND, INS, MAL, NEP, PAK, SRL, THA | 9 64 |
| Socio-economic assessment & interventions | BGD, CPR, IND, INS, NEP, PAK, PHI, SRL, THA | 9 64 |
| Fish nutrition & feed development | CPR, HOK, IND, INS, MAL, PHI, SRL, VIE | 8 57 |
| Health management | CPR, DRK, HOK, IND, PHI, SRL, THA, VIE | 8 57 |
| Inland waters, intensive use, & stock enhancement | CPR, DRK, IRA, MAL, NEP, PAK, PHI, SRL | 8 57 |
| Legislation, regulations & policies, improvement & enforcement | CPR, HOK, INS, MAL, PHI, SRL, THA, VIE | 8 57 |
| Species diversification | CPR, DRK, HOK, INS, MAL, SRL, THA | 7 50 |
| Genetic improvement | CPR, DRK, IND, MAL, PHI, THA | 6 43 |
| Marketing & market development | BGD, CPR, PAK, THA, VIE | 5 36 |
| Postharvest handling & product development | CPR, IND, MAL, PAK, VIE | 5 36 |
| Integrated fish farming | CPR, IND, MAL, NEP, SRL | 5 36 |
| Intensification of culture systems | CPR, IND, INS, PHI, VIE | 5 36 |
| Population dynamics & stock assessment | PHI | 1 7 |
| Culture and technology development* | All countries | 14 100 |
|
CPR, IND, MAL, NEP, SRL | 5 36 |
|
CPR, IND, INS, PHI, VIE | 5 36 |
* Although target species vary, all countries indicated that culture and increased production are one of the main priorities in national aquaculture development plans. Most of the countries also indicated specific aspects of culture systems and technologies, e.g., breeding & seed production, disease control, etc., that were given priority considerations in the national plan. All activities that were expressed in the survey and national reports were recorded in summarizing the survey returns. See Annex 4 for details, including target species.
Although there exist some variation in key cultured species, all countries are concerned with expansion and promotion of culture of high value species such as prawn & shrimp, grouper, seabass, snapper, oyster, crab, etc. for the export market. For domestic and rural consumption, carp, milkfish, catfish, tilapia and other low value or inland species are promoted for culture.
It was reported that the main beneficiaries of development projects/programmes are fishfarmers, hatchery operators and aquaculturists. Some actions are directed to improve capacities of the government agencies so that they can better assist their clients, e.g., fishfarming communities, private entrepreneurs, etc.
The countries have made significant progress in aquaculture development, particularly increased production, through improved technology, intensification of culture system and expansion of production areas. However, the agencies that are responsible for national aquaculture development reported a number of constraints and issues that impede formulation and implementation of national aquaculture development plans and programmes (Table 8).
It is important to note that some of the most common constraints in aquaculture development of the countries are of an institutional nature and relate to development planning and management and to utilization of technology and information. Weak institutional linkages and coordination in sector planing and management, combined with overlapping jurisdiction, lack of aquaculture legislation, regulations and policies, and inefficient exchange and use of information, suggest that aquaculture development is very much affected by non-technical impediments.
Issues relating to human resources were mentioned by 93% of the countries as a major constraint, with lack of skilled technical personnel as a key problem in 71 % of the countries. However, in spite of the most common constraints noted above, i.e., issues relating to management, legislation, effective utilization of technology and information, no country indicated lack of expertise in management, planning, development and legislation as a hindrance. Similarly, no mention was made of the lack of expertise in information management or development communication, or absence of policy framework required for balanced and effective human resource development.
As to technical and physical constraints, 71 % of the countries reported pollution and environmental factors as key environmental constraints. Reliable supply of quality seed and feed, and management and control of fish health and environment were reported as key technical constraints by 50% and 58% of the countries, respectively. It is interesting to note that 36% of the countries mentioned that lack of infrastructures and supporting facilities as constraints, but only one country reported inadequate aquaculture enclosures and engineering as constraints. Inadequate postharvest handling and product development was mentioned by only 29% of the countries.
Meanwhile, the countries reported various socio-economic factors as constraints in aquaculture development, particularly inadequate marketing (43%) and issues relating to loans and credits to fishfarmers (43%). Three countries (21%) reported low price or demand for inland fish as a key constraint.
Table 8. Issues and constraints in aquaculture development
Issues and Constraints |
Countries |
Institutional & Socio-economic Aspects |
|
|
BGD, CPR, HOK, IND, INS, IRA, MAL, NEP, PAK, PHI, SRL, THA, VIE (93%) |
|
BGD, IND, INS, IRA, MAL, NEP, PAK, PHI, SRL, THA, VIE (79%) |
|
CPR, HOK, INS, IRA, NEP, PAK, PHI, SRL, THA, VIE (71%) |
|
BGD, DRK, HOK, INS, IRA, MAL, NEP, PHI, VIE (64%) |
|
CPR,IND, NEP, PHI, SRL, THA, VIE (50%) |
|
BGD, HOK, IND, PHI, SRL, THA, VIE (50%) |
|
IND, INS, MAL, NEP, PHI, SRL, VIE (50%) |
|
IND, MAL, NEP, PAK, THA, VIE (43%) |
|
BGD, IND, MAL, NEP, PHI, VIE (43%) |
|
IND, PAK, PHI, SRL |
|
INS, IRA, NEP, SRL |
|
CPR, HOK, NEP |
|
IND, MAL, VIE |
|
HOK, PAK, SRL |
|
INS, NEP |
|
PAK |
|
INS |
|
THA |
|
SRL |
|
BGD |
|
SRL |
Technical & Environmental Aspects |
|
|
CPR, HOK, IND, INS, MAL, NEP, PHI, SRL, THA, VIE (71%) |
|
HOK, IRA, MAL; NEP, PAK, PHI, SRL, THA (58%) |
|
BGD, CPR, IND, INS, MAL, PHI, SRL (50%) |
|
BGD, IND, INS, MAL, PAK, PHI, SRL (50%) |
|
CPR, HOK, IND, INS, MAL, PHI, SRL (50%) |
|
CPR, IND, NEP, PAK, SRL |
|
IND, MAL, NEP, PAK |
|
HOK, IND, SRL |
|
DRK, VIE |
|
VIE |
|
IND |
|
VIE |
Note: * Specific culture systems or technologies were not indicated.
The research sector supports national aquaculture development with improved and applicable aquaculture policies, technologies, and management methods and tools for environmentally sound and socially responsible aquaculture.
All countries have a national agency, under the ministry of agriculture, fisheries or science & technology, that plans and coordinates the national aquaculture research agenda and programmes. As the summary Table 9 showes, the responsible agencies working closely with the agencies in charge of overall development of national aquaculture, determine research priorities and formulate national aquaculture research programmes.
Table 9. Processes followed in setting national aquaculture
research priorities
| Countries | Processes followed |
Participating groups |
|
| BGD |
|
|
|
| CPR |
|
|
|
| DRK |
|
|
|
| HOK |
|
|
|
| IND |
|
|
|
| INS |
|
|
|
| IRA |
|
|
|
| Countries | Processes followed |
Participating groups |
| MAL |
|
|
| NEP |
|
|
| PAK |
|
|
| PHI |
|
|
| SRL |
|
|
| THA |
|
|
| VIE |
|
|
Research priority setting is reported to follow consultative and/or participatory processes, using both top-down and bottom-up approaches that are similar to the processes used in formulating national aquaculture development plans. The survey indicated that research organizations and the research community as a whole have close linkages with the research planning agencies and play an important role in formulating aquaculture development research programmes and plans. The survey also indicated that the agencies that administer national research grants, e.g., LIPI in Indonesia, Agro-industrial Panel in Malaysia and PCAMRD in Philippines, have influence over aquaculture research directions as they determine the research projects that will receive research grants.
Seven of 14 countries indicated that fishfarmers, fishfarming communities, industry and private sector also participate in the research priority setting exercise. However, as with the process followed in aquaculture development plans, the survey responses did not show the extent to which the agencies and research organizations in the related sectors such as industry and environment, participate or collaborate in setting priorities.
Of the many factors considered in setting aquaculture research priorities, the most common criteria used are national development plans and priorities; field problems & fishfarmers needs; availability of funds, land, water, expertise and manpower; and local and provincial development needs. Few countries reported giving attention to such criteria as potential benefits to the poor; contribution to national food security (e.g., availability of fish for domestic consumption; contribution to management of fisheries and aquatic resources); or potential impacts on the development of the sector. In spite of the fact that one of the aquaculture development objectives is generation of employment and income generating opportunities (see Table 6), only three countries mentioned this as one of the key criteria used in setting research priorities in aquaculture.
Table 10. Criteria used in setting development research priorities
Criteria used |
Countries |
| National development plans and priorities | BGD; IND; INS; IRA; MAL; PHI; SRL; THA; VIE |
| Field problems and fishfarmers needs | BGD; HOK; IND; NEP; PAK; SRL; VIE |
| Availability of funds, land, water, expertise and manpower | BGD; HOK; IND; IRA; MAL; SRL |
| Local and provincial development needs | IND; IRA; PAK; PHI; VIE |
| Needs of government agencies | BGD; IRA; SRL |
| Needs of industry & private sector | MAL; PHI; SRL |
| Potential contribution to income and employment generation | IND; INS; IRA |
| Potential contribution to sector development | HOK; INS |
| Potential contribution to national economy | IRA; PAK |
| Technological innovation | INS; PAK |
| Potential contribution to increased production | NEP; PAK |
| Potential contribution to export earnings | PHI |
| Potential contribution to production of fish for domestic consumption | PHI |
| Interests and criteria of funding agencies | PAK |
| Recommendations of national workshops | BGD |
| Potential contribution to mangement of fisheries resources and stocks | PAK |
| Potential benefits to poor | INS |
Note: No information was provided by China and the Democratic Peoples Republic of Korea.
The survey responses indicate that national aquaculture research priorities correspond to the priorities of national aquaculture development plans (Table 11). That is, technology development for breeding, seed production, feed production, health and environmental management, and genetic improvement dominates aquaculture development research priorities.
Table 11. Aquaculture development research priorities
Activities |
Aquaculture development research priorities |
Total countries No % |
| Breeding & seed production | BGD, CPR, DRK, IND, INS, IRA, MAL, NEP, PAK, PHI, SRL, THA, VIE | 13 93 |
| Environmental management & biodiversity | BGD, CPR, DRK, HOK, IND, INS, MAL, NEP, PHI, SRL, THA, VIE | 12 86 |
| Health management | BGD, CPR, HOK, IND, INS, IRA, MAL, NEP, PHI, SRL, THA, VIE | 12 86 |
| Fish nutrition & feed development | BGD, CPR, DRK, HOK, IND, INS, IRA, MAL, NEP, PHI, THA | 11 78 |
| Genetic improvement | BGD, CPR, DRK, IND, INS, IRA, NEP, PAK, PHI, THA, VIE | 11 78 |
| Inland waters, intensive use & stock enhancement | BGD, DRK, IND, INS, NEP, PAK, SRL | 7 50 |
| Population dynamics & stock assessment | BGD, DRK, PAK, PHI, SRL | 5 36 |
| Species diversification | DRK, HOK, MAL, VIE | 4 28 |
| Legislation, regulations & policies | DRK, PHI, SRL | 3 21 |
| Postharvest handling & product development | BGD, CPR, VIE | 3 21 |
| Socio-economic assessment & interventions | BGD, IND, NEP | 3 21 |
| Aquaculture engineering, e.g., design of pond, cage, pens, water recycling systems, etc. | HOK, IND, MAL | 3 21 |
| Culture sites, identification & expansion | HOK, INS | 2 14 |
| Culture and technology development* | All countries | 14 100 |
|
BGD, IND, PHI, SRL | 4 28 |
|
BGD, DRK, IND, PAK | 4 28 |
Note: * - See Annex 5 for detailed summary.
All countries reported to give a priority to the refinement and development of culture systems and technologies. Research on semi-intensification or intensification, and integrated farming systems as priority were specifically mentioned by several countries. In spite of global concerns for sustainable aquaculture and food security, development of technologies for low-input and low-cost aquaculture systems, except integrated fishfarming with agriculture, were not specifically highlighted.
It is important to note that (a) only a few countries give priorities to research on the identification of potential culture areas; study on aquaculture legislation, regulation and policies; research on postharvest handling and product development; and research on socio-economic aspects of aquaculture, and that (b) the countries give no priority to research on markets and marketing; study on strategies, methods and mechanisms for improved technology transfer and extension, and study on requirements and strategies for human resource development and development of infrastructure and supporting facilities.
Recently, a number of regional and international studies and meetings have considered ways to respond to various constraints in aquaculture development, including adverse effects resulting from the rapid growth and unplanned development and expansion of aquaculture. Of the 19 regional and international studies and meetings reviewed, 12 addressed specific issues such as environment, women, shrimp, diseases, chemicals, etc. and 7 examined the general aspect of aquaculture. The studies and meetings recognized that research is required to better understand causes of adverse effects, and to find measures to deal with the challenges facing the aquaculture sector, and recommended priority research areas.
Table 12. Aquaculture research areas recommended by international and
regional fora/studies
Research themes |
Research areas recommended by regional & international fora |
| Environmental management | Shrimp-96: environmental impacts of
shrimp culture; management of shrimp pond sediments; assessment & management of water
quality & quantity; effects of acid sulphate soils on shrimp pond environment;
rehabilitation of abandoned shrimp ponds & mangrove Commercial/shrimp-96: environmental degradation in specific ecological, social and political contexts; social and environmental implications of commercial shrimp farm expansionLegal-96: pollutant loading; carrying capacity; rehabilitation & re-use of abandoned operationsBOBP-96: methodology for EIA; protocols & guidelines for siting and cluster density; standards for effluents; rehabilitation & reuse of abandoned operationsKyoto-95: impact on environment and biodiversity; health of cultured stock Sustainability-95: methodologies to quantify environmental impacts; development of national water management policies and systems; formulation of water and effluent quality standards; development of aquaculture system that make efficient use of water; re-use of water; addition of market value to sediments; best management practices for sediment; conservation and rehabilitation strategiesEnvironment-94: standard methods for environmental monitoring of aquaculture; methodologies for assessing environmental impact; assessment of magnitude and impact of mangrove destruction; measures for rehabilitation of mangroves; assessment of environmental impacts of drugs and chemicals; assessment of impacts of exotic species on indigenous aquatic biodiversity; integrated use of water; standards for effluent management & water quality; reduction of sediment loads; sediment utilization; rehabilitation of mangrove & abandoned sitesIPFC/experts-94: relationship between intensification of culture systems and environmental impactsASEAN-94: ecological impacts of shrimp cultureADSEA-94: rules & regulations for aquaculture not to exceed the carrying capacity of the environment; carrying capacity of sensitive ecosystems; use of open seaExperts/Rome-94: ecosystem management; performance indicators for sustainable aquaculture; minimization of waste & environmental damageNACA/TAC-92: management of effluent |
Research themes |
Research areas recommended by regional and international fora |
| Culture systems & technologies | Shrimp-96: shrimp pond
management Legal-96 : codes of practiceSustainability-95: culture systemsSeaweed-95: polyculture & integrated seafarming;ASEAN-94: integrated fishfarmingIPFC/experts-94: farming systems approaches; aquaculture techniques appropriate for local physical and socio-economic context of small-scale farmersExperts/Rome-94: analyze the scope of spatially dispersed inland culture fisheries integrated into farming systemsNACA/TAC-92: marine finfish culture |
| Breeding & seed production | BOBP-96: seed supply & hatchery
development Sustainability-95: guidelines for healthy seed and broodstock qualityASEAN-94: hatchery & nursery technologies; seed productionEnvironment-94: guidelines for health & quality of seeds and broodstock; improved hatchery operation for carp; domesticated shrimp seed stocks |
| Health management | Shrimp-96: shrimp disease prevention
and management Chemicals-96: efficacy of chemicalsBOBP-96: prevention & control of diseasesSustainability-95: rapid disease diagnostic procedures; guidelines for use of probiotic materialsEnvironment-94: health & disease managementDisease-93: improvement in diagnostic techniques, control and management, including training on dissemination and transfer of technology; assessment of disease status, both pathological and economic terms; environmental impacts |
| Genetic improvement | Shrimp-96: improved domesticated
shrimp broodstock; sustainable domesticated shrimp broodstock supply Sustainability-95: genetic improvement of carp; development of domesticated shrimp seed stock; disease-tolerant varietiesSeaweed-95: taxonomy of GracilariaIPFC/experts-94: improvement of cultured stocksASEAN-94: genetic finger-printing; genetic manipulation & hybridsEnvironment-94: development of disease-free broodstock and production of healthy seedNACA/TAC-92: conservation & promotion of indigenous species |
| Feed & nutrition | Shrimp-96: development of quality low
pollution feeds; feeding strategies BOBP-96: feed development & improvementSustainability-95: standards for environmentally sound formulation and utilization of feeds; well-formulated farm-made feedsEnvironment-94: nutrient requirements of important species; standards for feedsASEAN-94: feed development & improvementNACA/TAC-92: live feed for marine finfish & crustacean; low-cost, balanced feed formulation |
| Intensive use of inland waters & Stock enhancement |
Kyoto-95: environmentally sound
stocking Sustainability-95: guidelines for inland water utilizationASEAN-94: development of inland fisheriesExperts/Rome-94: assessment of inland water resourcesNACA/TAC-92: management of culture-based fisheries in inland waters |
| Postharvest handling; Product development; Marketing |
Seaweed-95: improved processing of
Gracilaria Kyoto-95: minimize postharvet lossesASEAN-94: technologies for postharvest processing & quality controlExperts/Rome-94: improvement of product quality and price acceptable to consumerPostharvest-94: all aspects of processing and product development, including marketing and quality assurance |
| Research themes | Research areas recommended by regional & international fora |
| Social and Economic aspects | Shrimp-96: social conflicts over
alternative land use options and coastal land use planning for shrimp farming; social
benefit & cost study on all aspects of shrimp farming, industry and farming systems;
factors affecting success and failures of shrimp farming Commercial/shrimp-96: social and environmental implications of commercial shrimp farm expansionWomen-96: gender issuesBOBP-96 : methodology for social impact assessmentWomen-95: gender issues, e.g., impacts of aquaculture policies, technology, systems, practices, projects on women; methodologies to assess contribution of women to the sectorASEAN-94: socio-economic impacts of shrimp cultureADSEA-94: marcoeconomics and social feasibility of intensive monoculture systemsExperts/Rome-94: aquaculture trade; issues relating to products destined for consumption by poor; market & marketing; guidelines on aquaculture research priorities; research support & utilization of research outputs; case study on aquaculture successes and failures; research on human subsystemSocioeconomics-94: all social & economic aspects of aquaculture |
| Legislation, regulations, policies, & management aspects | Shrimp-96: plans & strategies for
integrated coastal zone management; international trade agreements, government polices and
management instruments relevant to development and mangement of shrimp industry; cost
effective training & information transfer Commercial/shrimp-96: political economy of shrimp farming; institutional linkages, constraints and opportunities; effects of public policies and economic constraints & alternativesLegal-96: aquaculture legislationKyoto-95: sustainable contribution of fisheries to food securitySustainability-95: aquaculture legislationIPFC/experts-94: guidelines for aquaculture legislation; guidelines for improved cooperation, coordination and linkages with other sectorsExperts/Rome-94: regulatory devices & alternative techniques as incentives; policy concerning role of fish in food security; options for reducing imbalance between demand and supply of fish and fish products; technology transferSocioeconomics-94: policy, legislation and regulatory issues for sustainable aquaculture |
Note: See references for sources. The number in parenthesis corresponds to reference number.
Shrimp-96 (1); Commercial/shrimp-96 (2); Chemical-96 (3); Legal-96 (4); Women-96 (5); BOBP-96 (6); Kyoto-95 (7); Sustainability-95 (8); Environment-94 (9); Women-95 (10); Seaweed-95 (11); IPFC/Experts-94 (12); ASEAN-94 (13); ADSEA-94 (14); Experts/Rome-94 (15); Socioeconomics-94 (16); Postharvest-94 (17); Disease-93 (18); NACA/TAC-92 (19)
The international and regional studies and meetings gave considerable attention to research on socio-economic aspects, policy, and legal and regulatory issues that were not emphasized in the responses to the current study (Table 12). Furthermore, the research areas recommended by the regional and international studies and meetings appear to be more closely related to the issues and constraints in aquaculture development noted earlier (see Table 8). There is a need to examine the processes and criteria used in identifying aquaculture development research needs and priorities at all levels, particularly in view of the fact that the recommendations of the international and regional studies and meetings were formulated and adopted by the representatives of the participating countries.
The countries have a significant number of aquaculture research organizations (Table 13). All main aquaculture research organizations are affiliated either with government agencies (mainly with the ministry of agriculture, fisheries, education, or science and technology) or with academic institutions. No country listed private sector research organizations.
The programmes and competence of the main research organizations cover a broad spectrum of disciplines, emphasizing fish breeding and seed production, genetics, fish health, feed and nutrition, culture technologies and systems, conservation and enhancement of aquaculture environment, effluents, and soil and water management.
Significantly, there is no mention of competence or programmes in aquaculture management, planning, economics and marketing, social sciences, legal and policy studies, and postharvest handling and product development.
Table 13. Main aquaculture research organizations and their programmes
| Countries | Main research organizations |
Areas of competence or main programmes |
|
| BGD | Fisheries Research Institute, Ministry of
Fisheries & Livestock and six research stations; Bangladesh Agriculture University |
All aspects of aquaculture, emphasizing culture technologies & systems, floodplain & integrated fishfarming, breeding & seed production, genetics, health & environmental management, feed &nutrition, product development, quality control, fisheries economics, soil & water management | |
| CPR | Ten research institutes under the Chinese
Academy of Fisheries Science (CAFS), Ministry of Agriculture; Three Institutes under Chinese Academy of Science; Five universities & colleges; One institute under a provincial ministry |
All aspects of aquaculture There are 184 fishery science and aquaculture research institutions with approximately 6,000 professional research personnel. |
|
| DRK | Four aquaculture research institutions under Korea State Academy | All aspects of sea animal and seaweed production and fish farming | |
| HOK | Agriculture and Fisheries Department and
its three stations; Universities are also active in marine biology, feed and ecological studies |
All aspects of aquaculture | |
| IND | Seven research institutes under Min. of
Agriculture; Nine state organizations either under the state Min. of Agriculture or Min. of Education |
All aspects of aquaculture | |
| INS | Eight institutes and centres under the
Min. of Agriculture; Six universities under the Min. of Education |
All aspects of aquaculture; emphasizing key commodities determined by AARD | |
| IRA | Sixteen research organizations, centres and stations | All aspects of aquaculture, emphasizing sturgeon, marine finfish, freshwater fishes, coldwater fishes, shrimp, oyster, seaweed | |
| MAL | Two institutes under the Min. of Agriculture; Four universities under the Min. of Education; Two organizations under the state Min. of Agriculture |
All aspects of aquaculture, emphasizing culture technologies and systems, breeding and seed production, diseases and health, nutrition, genetics | |
| Countries | Main Research Organizations |
Areas of competence or main programmes |
|
| NEP | Five centres under the Nepal Agriculture Research
council; One university under the Min. of Education |
Aquaculture in coldwater, riverine, lake, reservoir and warmwater pond; carp culture, fish ecology and taxonomy, environmental impact assessment | |
| PAK | Three institutes under the Min. of Food and
Agriculture; Five universities under the Min. of Education; Pakistan Science Foundation under the Min. S&T; Research and Training Centre under the Directorate of Fisheries of Punjab |
Problem-oriented research in culture technologies and system, breeding, genetic improvement, feeds; biological and management aspects; basic and taxonomic research; limnology; postharvest handling | |
| PHI | Two bureaus, and four centres and stations under the
Dept. of Agriculture; One main research council under the Dept. S&T Two autonomous universities; One university under the Dept. of Education; ICLARM; SEAFDEC |
All aspects of aquaculture, focusing on shrimp, crab, seaweed, catfish, carp, grouper, seabass, siganid, sea urchin, tridacna, pholas, placuna, abalone, milkfish, tilapia, | |
| SRL | One main research agency under the Min. of Fisheries
and Aquatic Resources; Six universities under the Min. of Higher Education |
Culture of shrimp, ornamental fish, bivalve, artemia; wetland management; utilization of problem soils for shrimp culture; inland fisheries management; fish disease; integrated fishfarming; reservoir fisheries; fish breeding | |
| THA | Nine institutes and organizations under the Dept. of
Fisheries; Six universities; AIT |
All aspects of aquaculture | |
| VIE | Four institutes under the Min. of Fisheries; Two universities | Freshwater and coastal aquaculture, emphasizing fish diseases, seed production, fish processing, seafarming, culture of shrimp, prawn, seaweed, mollusc and marine fish | |
The survey also revealed that the countries have a considerable number of research personnel (Table 14). The majority (75%) specialize in biological sciences, and only a few specialize in such areas as physical and engineering sciences (6%), social sciences (3%), economics (2%), policies and legal studies (0.3%). It is understood that specialists affiliated with non-aquaculture organizations and agencies could effectively participate in aquaculture research through cooperative and collaborative programmes and arrangement. However, the survey responses did not indicate the nature and extent of participation of research personnel from non-aquaculture or non-fisheries organizations. There was no clear indication that multidisciplinary or intersectoral approaches are encouraged in formulating aquaculture development plans and research programmes.
Table 14. Reported number of research personnel by country
| No. of Org.# | Biological sciences | Physical & engg sci. | Social sciences | Economics | Legal studies | Others | Total | |
| BGD | 1 |
124 |
17 |
- |
1 |
- |
1423 |
284 |
| CPR | 3 |
226 |
72 |
- |
- |
- |
- |
298 |
| DRK | n |
n |
n |
|||||
| HOK | 3 |
35 |
- |
- |
- |
- |
- |
35 |
| IND | 6 |
721 |
20 |
1 |
10 |
- |
123 |
764 |
| INS1 | 7 |
- |
- |
- |
- |
- |
- |
2043 |
| No. of Org.# | Biological sciences | Physical & engg sci. | Social sciences | Economics | Legal studies | Others | Total | |
| IRA | n |
n |
n |
|||||
| MAL | 1 |
14 |
2 |
- |
- |
- |
184 |
34 |
| NEP1 | 6 |
- |
- |
- |
- |
- |
- |
243 |
| PAK | 4 |
81 |
4 |
4 |
2 |
3 |
- |
94 |
| PHI | 4 |
72 |
2 |
4 |
4 |
1 |
93 |
92 |
| SRL | 5 |
98 |
54 |
16 |
13 |
- |
2055 |
386 |
| THA | 5 |
754 |
- |
55 |
13 |
3 |
- |
825 |
| VEI | 6 |
135 |
20 |
5 |
1 |
2 |
243 |
187 |
| Total | 51 |
2260 |
54 |
9 |
3227 |
|||
| % of Total2 | - |
75.3 |
6.3 |
2.8 |
1.8 |
0.3 |
13.6 |
- |
# - Number of research organizations that provided data.
1 - Specialization of personnel was not indicated.
2 - Percentage was calculated by excluding Indonesia and Nepal
3 - specialization was not specified.
4 - 1-environmetal science; 2-chemistry/biochemistry; 7-fisheries; 8-others
5 - Agricultural specialists, e.g., biology, soil, etc.
n - no information
In addition to the national aquaculture research organizations, several regional and international organizations located in Asia support research activities to promote aquaculture development in the region. For example, the Asian Institute of Technology (AIT) and Aquaculture Department of Southeast Asian Fisheries Development Centre (SEAFDEC/AQD) are known for their expertise in a broad range of aquaculture, from breeding, genetics, environmental and health mangement to postharvest handling; and the Aquatic Animal Health Research Institute (AAHRI), Department of Fisheries, Thailand for its expertise in all aspects of fish health management. They have been making an important contribution to regional human resource development and aquaculture research. ICLARM, FAO/RAP, INFOFISH, MRC, NACA and SEAFDEC/AQD have been supporting and promoting aquaculture development by initiating and implementing various regional cooperative actions in development, research, institutional capacity building and human resource development, as well as facilitating information exchange and dissemination.
Professional organizations and research networks such as the Asian Fisheries Society (AFS), Network of Tropical Aquaculture Scientists (NTAS), and Aquaculture Genetics Network of Asia (AGNA), facilitate regional cooperation in aquaculture research and information exchange. The programmes of these regional and international organizations support the national efforts and complement national research capacities.
The survey suggested that considerable research efforts are on-going in the countries; 330 aquaculture development and research projects were reported by twelve countries (note: no specific information on on-going projects was provided by Korea DPR and Iran).
Review of the main thrusts of the projects showed that technology development dominates existing research efforts. Approximately 22 % (71) of the on-going projects are concerned with improvement of culture systems and technologies; 12 % (41) with health management; 12 % (40) with breeding and seed production; 12 % (38) with genetic improvement; 10 % (32) with species diversification; 9 % (32) with environmental mangement; and 9 % (28) with fish nutrition and feed development (Table 15).
While overall, there are more studies geared to improving culture systems and technologies than to other areas, China, Indonesia and the Philippines have more projects on health management. Together, health and environmental management comprise about 20% of the reported projects. Two of the main inputs to aquaculture, i.e., seeds and feeds, are the subject of 68 (20%) projects.
Research on policy, legislation, socio-economics, and postharvest were least mentioned. However, a fair amount of effort is being made in extension and training; i.e., about 5 % of the reported projects.
In terms of target beneficiaries, it was reported that approximately 76 % of the projects were for fisharmers and fishfarming communities; about 11% for extension or government technical officers; 5% for planners or managers; 4 % for industries; and 3 % for rural or coastal communities.
To obtain an indication of the thrusts of aquaculture projects funded by donors, aquaculture projects listed in the FIPIS (Fisheries Projects Information System) database that is maintained by FAO were examined (Table 16). The summary presented below seems to indicate that (a) donors support mainly activities such as research, aquaculture production, institutional support and training/extension and (b) there is a general trend for reduced donor support for aquaculture, particularly for research activity in Asia. This report does not examine the reasons for the reduced number of donor-supported projects.
Examination of 58 aquaculture research projects supported since 1990 revealed that approximately 28% of the projects were concerned with fish health; 12% with culture systems and technologies; 12% with fish nutrition and feed development; 12% with environmental management; 10 % with research infrastructure & institution building; 10% with genetics; and 9% with breeding and rearing. In common with the projects reported by the countries, few donor-funded projects were concerned with studies and investigation of socio-economic aspects (1 project), institutional arrangements, utilization of research outputs (2 projects), and legal or policy issues relating to aquaculture development and management (1 project).
The aquaculture research organizations that responded to this survey indicated that the main users of their research outputs are extension specialists, fishfarmers and fishfarming communities, followed by administrators and managers in fisheries/aquaculture agencies, industries, research community and policy planners. Booklets, demonstrations and training are the frequently used media for disseminating research findings to extension and fishfarming communities, while reports, seminars and workshops are used to communicate with administrators and policy planners. Journals, books, conference proceedings and reports are the media used for scientific community. Occasionally, mass media such as newspapers, radio and television are used to disseminate research findings of importance to the public.
Table 15. Main thrust of the on-going aquaculture research projects
Aquaculture Areas |
BDG |
CPR |
DRK |
HOK |
IND |
INS |
IRA |
MAL |
NEP |
PAK |
PHI |
SRL |
THA |
VIE |
Total |
|
No. |
% |
|||||||||||||||
| Culture systems and technologies | 2 |
3 |
4 |
21 |
8 |
7 |
5 |
3 |
2 |
1 |
4 |
11 |
71 |
21.5 |
||
| Health management | 2 |
5 |
1 |
8 |
10 |
2 |
1 |
2 |
6 |
2 |
2 |
41 |
12.4 |
|||
| Breeding and seeds production | 1 |
1 |
2 |
9 |
10 |
4 |
1 |
1 |
2 |
1 |
8 |
40 |
12.1 |
|||
| Genetic improvement | 1 |
7 |
7 |
6 |
5 |
3 |
1 |
1 |
2 |
2 |
3 |
38 |
11.5 |
|||
| Species diversification | 2 |
1 |
4 |
11 |
2 |
1 |
4 |
6 |
1 |
32 |
9.7 |
|||||
| Environmental management | 1 |
9 |
4 |
9 |
3 |
4 |
30 |
9.1 |
||||||||
| Fish nutrition and feeds | 1 |
3 |
2 |
7 |
7 |
1 |
1 |
3 |
3 |
28 |
8.5 |
|||||
| Extension, technology transfer & human resource development | 1 |
7 |
2 |
2 |
1 |
3 |
16 |
4.8 |
||||||||
| Culture sites, identification and expansion | 3 |
1 |
2 |
2 |
1 |
2 |
11 |
3.3 |
||||||||
| Inland waters, intensive use of, and stock enhancement | 1 |
2 |
1 |
1 |
1 |
2 |
8 |
2.4 |
||||||||
| Socio-economic assessment & interventions | 3 |
1 |
1 |
5 |
1.5 |
|||||||||||
| Legislation, regulation and policies | 2 |
1 |
1 |
4 |
1.2 |
|||||||||||
| Postharvest handling and product development | 1 |
1 |
1 |
3 |
0.9 |
|||||||||||
| Infrastructure and supporting facilities | 2 |
1 |
3 |
0.9 |
||||||||||||
| Total | 8 |
28 |
28 |
76 |
65 |
21 |
9 |
8 |
15 |
14 |
19 |
39 |
330 |
|||
Table 16. Number of aquaculture projects in Asia funded by donors* reporting to FIPIS
1990 |
1991 |
1992 |
1993 |
1994 |
1995 |
Total |
|
| Research | 21 |
11 |
15 |
7 |
8 |
0 |
62 |
| Aquaculture production | 9 |
1 |
3 |
6 |
5 |
1 |
25 |
| Institutional support | 4 |
1 |
4 |
5 |
6 |
3 |
23 |
| Training/extension | 3 |
0 |
5 |
3 |
5 |
2 |
18 |
| Environmental protection | 0 |
0 |
1 |
3 |
2 |
0 |
6 |
| Sector/feasibility study | 2 |
0 |
0 |
1 |
0 |
1 |
4 |
| Multicomponent (not costed) | 1 |
0 |
1 |
2 |
0 |
0 |
4 |
| Women in development | 1 |
1 |
0 |
0 |
1 |
0 |
3 |
| Survey/exploratory fishing | 2 |
0 |
0 |
0 |
0 |
0 |
2 |
| Processing & marketing | 0 |
0 |
0 |
2 |
0 |
0 |
2 |
| General line of credit | 0 |
0 |
1 |
0 |
0 |
0 |
1 |
| Fishery inputs | 0 |
0 |
1 |
0 |
0 |
0 |
1 |
| Total |
*Note: Not all donors report their project information to FIPIS. What is shown here is an indication. Additionally, FIPIS information for 1995 is incomplete.
In spite of the existence of a large number of research organizations and personnel, and the established mechanisms and processes for formulating and implementing aquaculture research programmes, the survey indicated that the countries are faced with a variety of constraints and issues in planning and implementing aquaculture research programmes (Table 17). The most common of these relate to ineffective dissemination and exchange of information (93% of the countries), weak interagency linkages and inter-institutional coordination (86%), insufficient skilled personnel (86%), inadequate research facilities (86%), low level of research funding and support (71%), insufficient technology transfer (64%), lack of training opportunities (57%), and inadequate consultation and communication with users of research outputs (57%).
Table 17. Issues and constraints in aquaculture development research
Issues and Constraints |
Countries |
Administrative & Institutional Aspects |
|
|
BGD, CPR, DRK, IND, INS, IRA, MAL, NEP, PAK, PHI, SRL, THA, VIE (93%) |
|
BGD, CPR, HOK, IND, INS, IRA, MAL, PAK, PHI, SRL, THA, VIE (86%) |
|
BGD, DRK, HOK, INS, IRA, MAL, NEP, PAK, PHI, SRL, THA, VIE (86%) |
|
BGD, CPR, HOK, IND, INS, PAK,PHI, SRL, THA, VIE (71%) |
|
BGD, CPR, IND, INS, NEP, PAK, PHI, THA, VIE (64%) |
|
CPR, IND, INS, MAL, PAK, SRL, THA, VIE (57%) |
|
BGD, INS, MAL, NEP, PAK, PHI, SRL, THA (57%) |
|
BGD, IND, IRA, NEP, PHI, SRL (43%) |
|
INS, MAL, SRL |
|
INS, PHI, SRL |
|
NEP, PAK, THA |
|
INS, NEP |
|
MAL |
|
IND |
|
IND |
Research Environment |
|
|
BGD, CPR, DRK, IND, INS, IRA, NEP, PAK, PHI, SRL, THA, VIE (86%) |
|
CPR, IND, INS, IRA, MAL, NEP, PAK, PHI (57%) |
|
BGD, INS, MAL, NEP, PAK, SRL (43%) |
|
HOK, IND, IRA, NEP, PHI, THA (43%) |
|
HOK, IND, PAK, PHI, THA |
|
HOK, INS, MAL, PHI, THA |
|
INS, PHI, SRL |
|
CPR, IRA, NEP |
|
IND, IRA |
|
CPR, PHI |
|
IND, THA |
|
BGD, NEP |
|
INS |
|
CPR |
|
PHI |
In spite of the reported existence of a significant number of research organizations and personnel in the countries, lack of skilled technical or research personnel emerged as the most common constraint in planning and managing aquaculture research. At the same time, the survey revealed such related issues as lack of incentives and motivation, uncoordinated training programmes, and lack of information on human resource requirements. This suggests that existing personnel may not be fully utilized or skills may not match needs. It does appear that the issues in human resources are more complex than merely lack of skilled technical personnel.
The aquaculture research sector seems adversely affected by inadequate research support such as poor research facilities and information services, which is closely linked to poor funding. Three countries reported lack of information for planning and management as key constraints.
Weak interagency linkages and lack of coordination in formulating and implementing aquaculture research programmes and projects was reported in several different ways, both under the general headings of the Administrative & Institutional Aspects and Research Environment; e.g., the lack of participation or consultation with planners, fishfarmers or private sector in planning and formulating research projects and programmes. It is interesting to note that several countries reported that lack of information sharing results in duplicated research efforts.
Significantly, a good number of countries reported the lack of or limited experience and expertise in planning and management of research programmes (43% of the countries) and inefficient administration as key constraints (43% of the countries). The survey responses suggest that the aquaculture research sector suffers from lack of continuity in planning and funding. Although mentioned by fewer countries, some of the more critical issues include the frequent changes in research directions; lack of long-term research efforts; and lack of sound research plans and policies. The causes were not well explained, but annual budgeting process; i.e., annual approval of research projects and budgets, was reported as one of the reasons for lack of continuity.
Issues such as lack of field/problem-oriented research and farmer participation; over-emphasis on certain species/topics; lack of understanding on impacts of aquaculture policies; lack of interdisciplinary research; and difficulties in balancing direct (or short-term) economic benefits and long-term social impacts, were reported by few countries. However, these issues deserve more attention as they are closely related to the central functions of aquaculture development research. Furthermore, they may be causes of lack of support for aquaculture research and funding. There appears to be a need to strengthen national capabilities for aquaculture research management and planning, in order to enhance the contribution of research to the development and management of the aquaculture sector.
Aquaculture plays an important role in the livelihood of people and in the national economy of countries in Asia. It produces food fish which is an important component of the diet of the people; it provides income and employment opportunities for many coastal and rural people; and it helps earn foreign exchange. Thus, the objectives of national aquaculture development are to increase aquaculture production to meet demands for fish products for domestic consumption and export market, and to generate income and employment opportunities.
The basic strategies used to achieve objectives of national aquaculture development plans include application of improved culture technologies and systems; supply of quality inputs, i.e., seed and feed; development of culture facilities and infrastructure; management of fish health and the culture environment; and improvement of postharvest handling and product development. This indicates that the countries have place a priority on technological solutions as the means for promoting aquaculture development and deriving economic benefits.
The countries formulate national aquaculture development and research plans through consultative and/or participatory processes, involving government agencies at all levels, research organizations, fishfarming communities, private sector, professional and trade organizations, and other interest groups such as environmental NGOs and funding or donor agencies. However, the planning processes do not appear to facilitate or promote the participation of non-fisheries or non-aquaculture agencies and organizations.
National aquaculture research priorities are determined by using a variety of criteria. The most common are national development priorities; needs of fishfarming communities and the private sector; local and provincial development needs; and availability of funds, land and water resources, expertise and manpower.
The aquaculture sector has made significant progress in recent years, but a variety of issues and constraints threaten further development. The common constraints and issues are weak institutional linkages; lack of coordinated planning and programming; lack of skilled human resources; ineffective technology transfer and underutilization of information; pollution of aquatic environment; low support and funding for aquaculture research; lack of inputs and appropriate technologies for environmental and health management; and inadequate aquaculture legislation, regulations and policies.
Research is considered to be critical to support national aquaculture development since the management and removal of key constraints require application of scientific, technical and socio-economic knowledge and understanding. The national aquaculture research sector has given priority to developing and refining culture systems and technologies in support of increased production, particularly technologies for seed and feed production, genetic improvement and management of fish health, effluent and water.
To illustrate the current status of aquaculture development research, information presented in the previous sections is reiterated in Table 18, summarizing the survey responses, the priority research topics recommended by regional and international studies and meetings, and the research areas of the regional and international organizations by broad aquaculture activities or topics.
National aquaculture research priorities do not appear to give adequate attention to development issues and constraints related to socio-economics and planning and management aspects of the sector, despite the fact that weak interagency linkage, lack of coordinated planning, insufficient consultation with planners, extension specialists and fishfarmers, and lack of socio-economic assessment and interventions were cited as some of key constraints in planning and managing national aquaculture development and research.
Significantly, although one of the main aquaculture development objectives is concerned with the social and economic well-being, the stated research priorities and efforts give little attention to generating better understanding of social and economic impacts of aquaculture policies and socio-economic issues, and to finding alternative management strategies, instruments and interventions.
The research priorities recommended by recent regional and international meetings and studies seem to underscore the need to undertake research and generate new knowledge in various non-technical aspects of aquaculture, including policy, legislation, regulations, institutional and organizational arrangements, as well as culture systems and technologies. These recommended research areas correspond more consistently with the issues and constraints in aquaculture development reported by the countries in this survey. However, it is difficult to asses the extent to which the recommendations relating to non-technical areas were used or translated into the formulation of national aquaculture research programmes. According to the criteria reported by the countries, recommendations of regional and international meetings and studies were not mentoned as having been considered in the formulation of national aquaculture development and research programmes and priorities.
Although most countries consider their research facilities inadequate and in need of upgrading, it appears that the countries collectively have a considerable number of research organizations that are capable of undertaking research in various aspects of aquaculture, particularly in culture systems and technologies, breeding, genetic improvement, nutrition and feed formulation; and health and environmental management. The capacity to undertake research in socio-economic aspects, postharvest handling and product development was not clearly indicated.
In addition to the national aquaculture research organizations, the region has well established regional aquaculture research institutions and programmes, e.g., AAHRI, AIT and SEAFDEC/AQD, and several regional and international organizations that facilitate and promote aquaculture development and research. These regional organizations and programmes support and supplement the national efforts and make critical contributions to human resource and capacity development.
The survey indicated that the countries have a considerable number of research personnel. However, a good majority of research personnel in aquaculture specialize in biological sciences. The aquaculture research organizations reported having few or no specialists in non-biological and non-physical sciences or little access to them. This imbalance in specialization of research personnel may have been one of the main reasons for the concentration of research priorities and efforts on technological innovation based on biological sciences and lack of integrated research programmes/projects that respond to the socio-economic and environmental concerns confronting the sector. It is necessary for the aquaculture sector to give more attention to balanced human resource development and utilization.
Significant aquaculture development and research efforts are on-going in the countries, reflecting national aquaculture development and research priorities. Over 80 % of the 330 aquaculture projects reported are concerned with development and research on aquaculture technologies and systems; health and environmental management; production of seed and feed; genetic improvement and species diversification. Few on-going projects (less than 3%) are concerned with socio-economic and management aspects.
The thrusts of the aquaculture research projects funded by donor agencies show similar patterns as the national efforts, showing a good majority supporting technology oriented research.
The important contribution that research has made to the development of aquaculture, particularly the biological basis for cultivation of commercially important species, is well recognized. However, the constraints and issues in aquaculture development seem to indicate that the countries are not able to optimally utilize human and physical resources and fully benefit from available technologies because of weak management policies, institutional arrangement and coordination.
The survey responses indicated participation of private sector in formulating aquaculture development and research plans, but no significant role in conducting and supporting research. It is generally known that the private sector carries out significant research that results in commercial gain, e.g., development of drugs and feeds. Lack of information on private sector research capacity and research supported by private sector could be attributed to the proprietary nature of private sector research.
The private sector derives significant benefits from technological innovation in culture technology and systems, e.g., development of hatchery technologies, feeds, drugs, new products, packaging and handling, and should be encouraged to undertake and support research through appropriate policies and incentives. Furthermore, it would be useful to establish a policy that outlines the roles of the public and the private sectors in conducting and supporting research. For example, the public sector could give priority to research on development, policy, socio-economic and management related areas, and the private sector to research on market-led and commercially important areas, e.g., drugs, chemicals, feeds, seed production, posthavest handling, and product development.
The issues and constraints seem to suggest that consultative and/or participatory processes in setting research priorities are not effective, and existing efforts in disseminating research outputs and technology transfer are insufficient and/or ineffective, indicating underutilization of technological innovation. There is need to investigate causes for the ineffectiveness of existing processes and to facilitate active participation of fishfarmers and policy planners in identifying and formulating research projects and programmes, thus making research more relevant to user needs. Furthermore, there is need to better understand conditions and processes of assimilation, and identify the inhibiting factors in technology adaptation and utilization, so that effective and efficient utilization of research findings can be facilitated.
It appears that the aquaculture research sector suffers from lack of long-term planning and funding. Low level of support given to aquaculture research has been identified as one of the key constraints. This does not appear to be consistent with the increasing importance given to role of aquaculture in national food security and generation of income and employment opportunities in coastal and rural communities. To increase political support, it may be necessary for the sector to raise awareness of the public and policy makers of the benefits of aquaculture and aquaculture research. Further attention to problem-solving and policy-relevant research could help in securing and increasing support for aquaculture research.
Aquaculture has been said to be a victim of its own success; i.e., many of problems confronting aquaculture development have resulted from its rapid but unplanned growth. It appears that the sector has not had time to accumulate adequate information and knowledge bases that are required to support management actions. The policies and regulations often arrive late, and do not guide and encourage environmentally sound and socially responsible aquaculture. Institutional arrangements and capacity do not appear to have adjusted to meet the requirements of the fast growing sector. Management approach is often reactive rather than proactive.
Management of aquaculture has became a complex task, involving all levels of governments and many disciplines. Additionally, aquaculture is affected by and affects the actions of other sectors that utilize the same resources, i.e., land and water. A concerted effort is required to build up tools and knowledge base that will enable the sector to address economic, development, environmental, legal and social issues as well as technical issues. There is a need to further emphasize intersectoral, multidisciplinary and precautionary approach to the management and development of aquaculture.
It appears that the tendency to emphasize technological solutions as the means of promoting aquaculture development and deriving economic benefits, has overlooked the need to study economic and social dimensions of intensified production systems and the effects of technological approaches on development. It has been reported that one of the primary goals of aquaculture development is to contribute to social and economic well-being. It is important to have better understanding of impacts of the aquaculture development policies on availability of affordable fish food for local and domestic consumption, creating income and employment opportunities for rural communities, women and small scale fishfarmers, and use the findings as inputs to future policy and program planning.
Contrary to the general view that the issues relating to economic, social, legal, policy and management fall outside the aquaculture research programmes or are non-researchable, it is necessary to complement research on technology with research on socio-economics. This is because application of technological innovations must take into account environmental and socio-economic impacts and implications. More importantly, appropriate policies and institutional arrangement must be in place to facilitate development and application of technological innovations.
Table 18. Regional summary of aquaculture development and research priorities,
issues & constraints, research programmes and on-going projects
Activities |
Aquaculture Development Priorities |
Issues & Constraints in Aquaculture Development |
Aquaculture Research Priorities |
Research Areas Recommended by Regional Fora |
National Research Programmes |
On-going national Project No. % |
Programmes of Reg. Fishery Bodies |
| Breeding & seed production | CPR, DRK, HOK, IND, INS, IRA, MAL, NEP, PHI, SRL, THA, VIE | BGD, CPR, IND, INS, MAL, PHI, SRL | BGD, CPR, DRK, IND, INS, IRA, MAL, NEP, PAK, PHI, SRL, THA, VIE | BOBP-96; Sustainability-95; ASEAN-94; Environment-94 | all countries | 40 12.1 |
AIT; SEAFDEC/AQD |
| Culture sites, Identification & expansion | CPR, HOK, IND, INS, MAL, NEP, PAK, SRL, THA | HOK, IND, SRL | HOK, INS | ||||
| Environmental management & biodiversity | CPR, DRK, HOK IND, INS, IRA, MAL, PHI, STHA, VIE | CPR, HOK, IND, INS, IRA, MAL, NEP, PAK, PHI, SRL, THA, VIE | BGD, CPR, DRK, HOK, IND, INS, MAL, NEP, PHI, SRL, THA, VIE | Shrimp-96; Commercial/shrimp-96; Legal-96; BOBP-96; Kyoto-95; Sustainability-95; Environment-94; IPFC/experts-94; ASEAN-94; ADSEA-94; Experts/Rome-94; NACA/TAC-92 | all countries | 30 9.1 |
AIT; ICLARM; NACA; SEAFDEC/AQD |
| Fish nutrition & feed development | CPR, HOK, IND, INS, MAL, PHI, SRL, VIE | BGD, IND, INS, MAL, PAK, PHI, SRL | BGD, CPR, DRK, HOK, IND, INS, IRA, MAL, NEP, PHI, THA | Shrimp-96; BOBP-96; Sustainability-95; Environment-94; ASEAN-94; NACA/TAC-92 | all countries | 28 8.5 |
AIT; SEAFDEC/AQD |
| Genetic improvement | CPR, DRK, IND, MAL, PHI, THA | BGD, CPR, DRK, IND, INS, IRA, NEP, PAK, PHI, THA, VIE | Shrimp-96; Sustainability-95; Seaweed-95; IPFC/experts-94; ASEAN-94; Environment-94; NACA/TAC-92 | all countries | 38 11.5 |
AIT; ICLARM; SEAFDEC/AQD | |
| Health management | CPR, DRK, HOK, IND, PHI, SRL, THA, VIE | CPR, HOK, IND, INS, MAL, PHI, SRL | BGD, CPR, HOK, IND, INS, IRA, MAL, NEP, PHI, SRL, THA, VIE | Shrimp-96; Chemicals-96; BOBP-96; Sustainability-95; Environment-94; Disease-93 | all countries | 41 12.4 |
AAHRI; AIT; NACA; FAO SEAFDEC/AQD |
| Infrastructure & facility development | BGD, DRK, IND, INS, IRA, MAL, PAK, PHI, SRL, THA | CPR, IND, NEP, PAK, SRL | n/a | 3 0.9 |
|||
| Aq. engineering, e.g., design of pond, pen, cage, water recycling systems, etc. | VIE | HOK, IND, MAL | |||||
| Use of inland waters & stock enhancement | CPR, DRK, IRA, MAL, NEP, PAK, PHI, SRL | IND | BGD, DRK, IND, INS, NEP, PAK, SRL | Kyoto-95; Sustainability-95; ASEAN-94; Experts/Rome-94; NACA/TAC-92 | all countries | 8 2.4 |
AIT; NACA; SEAFDEC/AQD |
(Table continues)
Activities |
Aquaculture Development Priorities |
Issues & Constraints in Aquaculture Development |
Aquaculture Research Priorities |
Research Areas Recommended by Regional Fora |
National Research Programmes |
On-going national Project No. % |
Programmes of Reg. Fishery Bodies |
| Legislation, regulations & policies | CPR, HOK, INS, MAL, PHI, SRL, THA, VIE | BGD, HOK, IND, INS, MAL, NEP, PHI, SRL, THA, VIE | DRK, PHI, SRL | Shrimp-96; Commercial/shrimp-96; Legal-96; Sustainability-95; IPFC/experts-94; Socioeconomics-94; Experts/Rome-94; | All countries except NEP; PAK; SRL; VIE | 4 1.2 |
AIT; FAO/RAP; ICLARM |
| Marketing & market development | BGD, CPR, PAK, THA, VIE | IND, MAL, NEP, PAK, THA, VIE | |||||
| Postharvest handling & product development | CPR, IND, MAL, PAK, VIE | IND, MAL, NEP, PAK | BGD, CPR, VIE | Seaweed-95; ASEAN-94; Experts/Rome-94; Postharvest-94 | All countries except NEP; PAK; VIE | 3 0.9 |
FAO/RAP; SEAFDEC/AQD SEAFDEC/MFRD |
| Socio-economic assessment & interventions | BGD, CPR, IND, INS, NEP, PAK, PHI, SRL, THA | BGD, IND, HOK, MAL, NEP, PAK, PHI, SRL, THA, VIE | BGD, IND, NEP | Shrimp-96; Commercial/shrimp-96; Women-96; BOBP-96; Women-95; ASEAN-94; ADSEA-94; Experts/Rome-94; Socioeconomics-94; | All countries except NEP; PAK; SRL; VIE | 5 1.5 |
AIT; FAO/RAP; IFOFISH; SEAFDEC/AQD |
| Species diversification | CPR, DRK, HOK, INS, MAL, SRL, THA | DRK, HOK, MAL, VIE | All countries | 32 9.7 |
AIT; ICLARM; SEAFDEC/AQD | ||
| Stock assessment & population dynamics | PHI | BGD, DRK, PAK, PHI, SRL | MRC; SEAFDEC/AQD | ||||
| Technology transfer & extension | BGD, CPR, IND, INS, IRA, NEP, PAK, PHI, THA, VIE | BGD, CPR, HOK, IND, INS, IRA, MAL, NEP, PAK, PHI, SRL, THA, VIE | all countries | 16 4.8 |
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| Culture & technology development | All countries | all countries | All countries | Shrimp-96; Legal-96; Sustainability-95; Seaweed-95; ASEAN-94; Experts/Rome-94; NACA/TAC-92 | all countries | 71 21.5 |
AIT; NACA; ICLARM; MRC; SEAFDEC/AQD |
|
CPR, IND, MAL, NEP, SRL | BGD, IND, PHI, SRL | |||||
|
CPR, IND, INS, PHI, VIE | BGD, DRK, IND, PAK |
In this connection, it would be useful to recall the shortcomings in aquaculture research strategies and capacities that were highlighted by the SIFR evaluation exercise in the late 1980s. The SIFR studies expressed concerns over the institutional organization of the research system; the nature and appropriateness of the science activities being carried out; and the effectiveness in delivering research outputs and communicating with end-users concerned. Specific shortcomings mentioned in the SIFR studies include resources spread across too many institutions; inappropriate resource allocation; poor integrated strategies and coordination mechanisms; lack of multidisciplinary staff resource; lack of long-term funding support; low motivation; quality and relevance of training; communication gap between public sector institutes, universities and production sector; inappropriate dissemination mechanisms; top-down approaches and unrealistic demonstrations in technology transfer; and relevance and effectiveness of research outputs.
Many issues and constraints revealed in this study are disconcertingly similar to the weaknesses pointed out by the SIFR studies, suggesting that little change in the sector management has been made since late 1980s, except increased awareness of shortcomings and needed changes, and reactions to urgent external pressures such as environmental degradation, social and resource (i.e., land and water) use conflicts, strict quality control for consumer safety.
The objectives of national aquaculture development and the issues and constraints in aquaculture development suggest a number of researchable areas suited for regional cooperation (Table 19).
In order to ensure relevance of research to sustainable aquaculture development, the process of identifying research opportunities of common concerns was guided mainly by the objectives of aquaculture development and common key constraints that emerged from the survey. Additionally, consideration was given to the need for an enabling environment, e.g., institutional arrangements and policy frameworks that foster sound aquaculture development research and provide guidance to aquaculture managers, planners and other concerned parties in making decisions.
Many of the current problems in aquaculture are of managerial and socio-economic nature, and solutions to some of the major problems in aquaculture may have to be found outside the traditional aquaculture disciplines through multidisciplinary and intersectoral research.
The aquaculture sector, which has often been said to lie in a grey area between agriculture and fisheries, does not seem to have had time to accumulate appropriate tools and adequate knowledge base for policy planning and management decisions. Furthermore, due to weak interagency linkages and the lack of appropriate policies and organizational frameworks, the countries are not able to optimally utilize human, financial and physical resources, and benefit fully from technological innovations.
The region collectively has a significant number of organizations and personnel that can undertake research on technical aspects, although they are not evenly distributed. Research on various technical areas and production systems could effectively be supported through the existing national and regional research programmes. For instance, since many diseases are closely linked to deteriorating environmental conditions, prevention of diseases through management of the aquatic environment, in the context of a systems approach, rather than treatment by drugs, should be the main approach in disease control and health management. Additionally, the private sector could realistically conduct and support research on market-led and commercially important areas such as development and production of aquaculture equipment, vaccines, drugs, chemicals, feeds, seeds and new value-added consumer products.
Thus, the following seven areas (three in the areas of institutional and socio-economic aspects and four in technical aspects) have been identified, for consideration by the countries, as priority research opportunities for regional collaboration:
Planning and management of aquaculture development and research
Social and economic assessment of aquaculture
Legislative framework for aquaculture
Environmental management of in aquaculture
Fish health management
FISH nutrition and feed development
Breeding & broodstock management
Table 19. Indicative research opportunities to address the common issues and constraints of the countries
Aquaculture development objectives |
Main common issues and constraints |
Possible research opportunities |
|
|
Understanding of aquaculture management and planning, including functional relationships among the agencies and organizations within aquaculture and with the organizations and sector outside aquaculture; policies and strategies for improved interagency linkages and institutional arrangement for improved intersectoral and multidisciplinary coordination and collaboration; protocols and mechanisms for multidisciplinary, intersectoral and coordinated planning and management; strategies for targeted, field-oriented, policy-relevant research; mechanisms and processes for improved consultation |
|
|
Understanding of causes for ineffective technology transfer and underutilization of research outputs; methods and mechanisms that facilitate effective technology transfer; communication channels, and sources and flow of information in aquaculture; weakness in existing aquaculture information programmes and services; appropriate mechanisms and methods for effective dissemination and exchange of information |
|
|
Assessment of human resource requirements; strategies for human resource development, particularly critical masses of expertise in target areas; strategies and policies for optimal utilization of the existing human resources and expertise; quality and relevance of training in the context of the national aquaculture development needs |
|
Increase awareness of the role of aquaculture in food security, economy and employment, and the needs for research to support aquaculture development; strategies and mechanisms for securing continuity in funding and diversifying sources of funds; improvement in resource allocation; strategies for developing core aquaculture research organizations |
Aquaculture development objectives |
Main common issues and constraints |
Possible research opportunities |
|
Understanding the issues, identification of main sources of pollutants, and strategies for better control and monitoring of pollutants, including mechanisms for coordination and cooperation with agencies and sectors dealing with the pollutants; strengthen regulations and monitoring mechanisms; integrated area management and environmental impact assessment (EIA) of aquaculture; siting protocols and guidelines for aquaculture zoning; environmental standards for aquaculture effluents and water quality | |
|
Technology assessment and adaptation; methodologies for environmental impact assessment; environmentally sound and socially responsible culture systems and technologies; disease diagnosis and control methods; epidemiological assessment; strategies for disease control and prevention; low cost and farm made feeds; feeding strategies and optimization; culture species diversification; broodstock development; strategies for enhancing natural stocks | |
|
Guidelines for application of existing laws to aquaculture; guidelines and strategies for formulating aquaculture legislation; methodologies and guidelines for social impact analysis; cost benefit of aquaculture systems and production economics; impacts of aquaculture development policies, particularly on food security, income and employment generation, livelihood of small-scale and/or subsistence fishfarmers, gender and equity; macro- and micro-economic policy requirements for sustainable aquaculture; strategies for improved postharvest handling and product development, including distribution, marketing and relationships between fishfarmers and middlemen; strategies for mobilizing human and financial resources for aquaculture development and research; relevance of research programmes and priorities in the context of national and local development needs |
The survey revealed common concerns in aquaculture development and research of the fourteen Asian countries and provided a basis for identifying regional/sub-regional research opportunities. The survey responses did not reveal new information, rather it confirmed the weaknesses and needs identified by previous studies, emphasizing the need for collective actions in support of management and development of environmentally sound and socially equitable aquaculture.
Although not evenly distributed, the countries collectively have considerable aquaculture research capacities and resources that a regional cooperative activity could utilize. Furthermore, the needs and stages of aquaculture development vary among the countries. An incremental or step-by-step approach could be taken in development and implementation of the regional actions, so that these need not be contingent on participation of all countries or availability of external funding support.
Regional cooperative action plans should be formulated and implemented on the basis of the interests and commitment expressed by the countries. NACA and FAO, in collaboration with other relevant regional and international bodies, could facilitate the regional consultation processes in formulating action plans. It should be borne in mind that regional actions do not replace or duplicate the national actions and efforts, rather they support and complement national actions under a regional scheme.
It has been noted that some countries are reluctant to disclose the details of their aquaculture research programmes, perhaps due to some economic interests at stake and the market competition with others. To ensure formulation of action plans that are truly cooperative and beneficial to all participating countries, it is necessary for the countries to address this issue, and define the nature and types of regional collaborative and cooperative research that they would support and participate in.
Formulation of action plans and project proposals should take into account the needs of field-oriented, problem-solving and policy-relevant research, and should involve the active participation of the private sector, local and fishfarming communities, policy-planners and implementors.
Finally, it should be kept in mind that success of regional collaborative research depends on the commitment of the participating countries. The countries must be prepared to play a central role in determining the research activities and methodologies, as well as the implementation and management of regional collaborative research. The role of the regional and international bodies, including funding agencies, should be that of a catalyst and facilitator.