9.1. Introduction
9.2. The Congruence Approach
9.3. Initial Priority Setting
9.4. Modification of the Baseline
9.5. Modifiers Chosen
9.6. Data for Modifiers
9.7. Modifier Weights Chosen
9.8. Quantitative Impact of Each Modifier
9.9. Impact of Modifiers
9.10. Impacts of Changing Modifier Weights
9.11. Expected Productivity Gains
9.12. Importance of Particular Commodities for the Poor
9.13. Spillovers
9.14. Additional Inputs: The ACIAR Framework
9.15. Conclusion
This chapter is the first of three describing the approach used by TAC to develop an analytical framework for the priority setting exercise. The approach began with agroecological zones, which were disaggregated by region before modifiers were applied to take into account concerns of efficiency, equity, sustainability, strength of national systems, self-reliance, and agroforestry. The results provide insights by agroecological zone, regional agroecological zone, region, production sector and commodity. The analysis is done in three parts - agriculture, forestry and fisheries. The next two chapters (Chapters 10 and 11) present TAC's analysis of needs and issues to be addressed by the CGIAR in institution building, and of public policy, public management and socioeconomic research issues.
The current chapter is structured as follows. Section 9.2 describes the nature of a congruence approach to priority setting. The approach requires the establishment of a baseline value for each production sector - agriculture, forestry and fisheries - in each agroecological zone. TAC selected a composite base made up of value of production, number of poor people and land area (agriculture and forestry only). This is described in Section 9.3. The rationale and mechanisms for modifying the baseline, and the modifiers chosen, are described in Sections 9.4 and 9.5. Section 9.6 provides the raw data for the modifiers chosen, while Section 9.7 discusses the weights to be attached to each modifier. Section 9.8 describes the quantitative impact on the baseline of each modifier. The results of the analysis using a uniform weight for the modifiers are presented in Section 9.9. Section 9.10 provides a sensitivity analysis of the impact of modifiers, first when all weights are changed and second when selected weights only are changed. Section 9.11 presents a discussion of inputs received from CGIAR Centres on the progress that can be expected from investment in research on particular commodities in particular agroecological zones, given critical mass. The chapter concludes (Section 9.12) with a brief review of another approach to quantitative priority setting, namely the framework developed by ACIAR.
The congruence approach is one in which research resources are allocated according to the relative value of production by region or commodity. The approach is commonly used to assist in priority setting for resource allocation in agricultural research. It assumes that the opportunities for research to generate new knowledge to increase productivity are equal across commodities. It further assumes that the value of new knowledge produced by research is proportional to the value of output, ignoring the costs of inputs or the value added by processing.
A congruence approach can usefully be applied to the initial distribution of CGIAR priorities among agroecological zones, regions or regional agroecological zones.
However, care must be taken to restrict the analysis to parameters that measure extensity. Examples of such parameters are the value of production, the number of poor people or the area of agricultural land. Other parameters measure intensity. Examples are GDP per caput, or value of production per hectare. The congruence approach cannot be applied when intensity parameters are used because they cannot meaningfully be aggregated across regions.
9.3.1. An Overview
9.3.2. Baseline for Agriculture
9.3.3. Baseline for Forestry
9.3.4. Baseline for Fisheries
9.3.1.1. Value of production
9.3.1.2. Poverty
9.3.1.3. Land use
TAC proposed to assign relative priorities by region and by agroecological zone initially on the basis of a weighted average of some important extensity parameters that reflect the three main concerns expressed by the CGIAR in its mission statement: the contribution of research to productivity, to the well-being of low-income people and to sustainability. To the extent that productivity is a major concern, relative priorities can be distributed in proportion to the value of production in each regional agroecological zone. If the well-being of low-income people is a major concern, priorities can be assigned in proportion to the number of poor people in each regional agroecological zone. To the extent that sustainability of land use is a major concern, priorities can be assigned in proportion to land in use (whether for agriculture, forestry, or both) in each regional agroecological zone.
The congruence approach, whether applied to value of production, number of poor people or area of land in use, should always emphasize efficiency: if research has to enhance production, it is better done where the value of production is large; if it has to alleviate poverty it is better done where the number of poor people is large; and if it has to serve sustainability, it is better done where there are large areas of land in use.
Such an initial assignment of priorities is based on broad demand considerations and does not reflect the many other important factors that have to be taken into account, such as need for research, potential for impact, capacity of national research systems to use the outputs of international research, or advantages of the research being undertaking by the CGIAR. Furthermore, the approach is based on a static concept (historical data) that reflects the past and does not allow for future changes or evolving trends.
To take these and other considerations into account, a standard procedure was developed for modifying the initial priorities by the use of intensity parameters. This procedure is discussed in Section 9.4.1. In the rest of the current section, the three extensity parameters that will determine the baseline for initial priorities are further considered.
In Section 4.6, the value of production of the different production sectors and commodities in developing countries was discussed, both globally and by region. Crops account for 58% of the value of production of agriculture, forestry and fisheries, livestock for 18%, trees for 20% and fish for 4%. The value of each of these commodity groups by regional agroecological zone is presented in Table 9.1. The total value of production of three groups in developing countries amounts to about US$ 600 billion. In subsequent analysis, the values of crops and livestock have been aggregated into a common production value for agriculture. Crops and animal husbandry systems are interrelated to such an extent that the initial analysis is better applied to agriculture as a whole rather than to separate components.
Table 9.1. Annual gross value of production of crops, livestock, forestry and fisheries by region, AEZ and RAEZ (developing countries only, 1987-89)
|
|
CROPS |
LIVESTOCK |
FORESTRY |
FISHERIES1/ |
||||
|
US$'Mil. |
SHARE % |
US$'Mil. |
SHARE % |
US$'Mil. |
SHARE % |
US$'Mil. |
SHARE % |
|
|
SSA |
34644.9 |
9.5 |
9717.9 |
8.0 |
19349.3 |
16.3 |
2070.6 |
6.1 |
|
1 |
7968.8 |
2.2 |
5077.8 |
4.2 |
5585.1 |
4.7 |
426.0 |
N/A |
|
2 |
10384.6 |
2.9 |
1538.7 |
1.2 |
4842.7 |
4.1 |
369.3 |
N/A |
|
3 |
11757.6 |
3.2 |
1181.9 |
1.0 |
8653.6 |
7.3 |
267.9 |
N/A |
|
4 |
4533.9 |
1.2 |
1919.5 |
1.6 |
267.9 |
0.2 |
144.8 |
N/A |
|
WANA 9 |
33108.2 |
9.1 |
12175.0 |
10.0 |
1825.7 |
1.5 |
1448.5 |
4.3 |
|
ASIA |
221922.4 |
61.0 |
63937.9 |
52.6 |
72585.6 |
61.3 |
19772.5 |
58.8 |
|
1 |
21299.1 |
5.9 |
9409.4 |
7.8 |
5673.7 |
4.8 |
575.5 |
N/A |
|
2 |
17503.9 |
4.8 |
4155.7 |
3.4 |
7925.4 |
6.7 |
409.3 |
N/A |
|
3 |
44274.1 |
12.2 |
5739.2 |
4.7 |
34713.3 |
29.3 |
1702.5 |
N/A |
|
5 |
46203.3 |
12.7 |
14607.2 |
12.0 |
4205.4 |
3.6 |
796.9 |
N/A |
|
6 |
26594.4 |
7.3 |
5601.7 |
4.6 |
2525.4 |
2.1 |
481.7 |
N/A |
|
7 |
51033.7 |
14.0 |
13241.7 |
10.9 |
4773.7 |
4.0 |
1432.1 |
N/A |
|
8 |
15013.9 |
4.1 |
11183.0 |
9.2 |
12768.7 |
10.8 |
1185.9 |
N/A |
|
LAC |
73705.9 |
20.3 |
35593.2 |
29.3 |
24725.1 |
20.9 |
10349.6 |
30.8 |
|
1 |
5260.1 |
1.4 |
2774.2 |
2.3 |
862.2 |
0.7 |
34.5 |
N/A |
|
2 |
16213.9 |
4.5 |
5478.7 |
4.5 |
5086.5 |
4.3 |
69.3 |
N/A |
|
3 |
14255.8 |
3.9 |
5632.5 |
4.6 |
9134.8 |
7.7 |
79.1 |
N/A |
|
4 |
7676.4 |
2.1 |
6345.4 |
5.2 |
3339.3 |
2.8 |
145.4 |
N/A |
|
5 |
3337.6 |
0.9 |
2128.3 |
1.8 |
91.5 |
0.1 |
19.2 |
N/A |
|
6 |
2059.6 |
0.6 |
1035.2 |
0.8 |
124.9 |
0.1 |
0.9 |
N/A |
|
7 |
15877.3 |
4.4 |
5557.6 |
4.6 |
4236.4 |
3.6 |
70.3 |
N/A |
|
8 |
6994.5 |
1.9 |
5590.9 |
4.6 |
653.1 |
0.6 |
6.3 |
N/A |
|
9 |
2130.7 |
0.6 |
1050.4 |
0.9 |
1196.4 |
1.0 |
1.4 |
N/A |
|
OVERALL AEZ |
363381.4 |
100.0 |
121424.0 |
100.0 |
118485.7 |
100.0 |
33641.2 |
100.0 |
|
1 |
34528.0 |
9.5 |
17261.4 |
14.2 |
12121.0 |
10.2 |
1036.0 |
N/A |
|
2 |
44102.4 |
12.1 |
11173.1 |
9.2 |
17854.6 |
15.1 |
847.9 |
N/A |
|
3 |
70287.5 |
19.3 |
12553.6 |
10.3 |
52501.7 |
44.3 |
2049.5 |
N/A |
|
4 |
12210.3 |
3.4 |
8264.9 |
6.8 |
3607.2 |
3.0 |
290.2 |
N/A |
|
5 |
49440.9 |
13.6 |
16735.5 |
13.8 |
4296.9 |
3.6 |
816.1 |
N/A |
|
6 |
28654.0 |
7.9 |
6636.9 |
5.5 |
2650.3 |
2.2 |
482.6 |
N/A |
|
7 |
66911.0 |
18.4 |
18799.3 |
15.5 |
9010.1 |
7.6 |
1502.4 |
N/A |
|
8 |
22008.4 |
6.1 |
16773.9 |
13.8 |
13421.8 |
11.3 |
1192.2 |
N/A |
|
9 |
35238.9 |
9.7 |
13225.4 |
10.9 |
3022.1 |
2.6 |
1449.9 |
N/A |
1/Regional values of fisheries refer to inland and marine capture, while RAEZ and AEZ values only include the value of inland capture fisheries
The second factor contributing to initial priority setting is an estimate of the number of poor people by region and agroecological zone. Regional data were obtained from a recent World Bank study, which estimated that the number of people living in absolute poverty, defined as having per caput incomes less than US$ 370 per year, amounted to 1,110 million, of whom 16% live in sub-Saharan Africa, 5% in West Asia-North Africa, 72% in Asia, and 7% in Latin America and the Caribbean (World Bank, 1990).
It proved more difficult to obtain reasonable estimates of the number of poor by agroecological zone. An analysis by IFPRI (Broca and Oram, 1991) provided some indications, but in general TAC considered that the database was too narrow and that available evidence did not allow meaningful conclusions to be drawn.
In addition, because of migration, any estimate of the number of poor people by agroecological zone would have to be treated with caution. For example, recent studies conducted by IRRI in several locations of Asia suggest that, because of migration, there are only marginal differences in wage rates between areas that have benefited from the green revolution and other areas. In Latin America, many resource-poor farmers of the high Andes have moved to lower, more fertile, areas in the valleys. In sub-Saharan Africa, migration is particularly important in the semi-arid zones of Southern and West Africa.
For the purposes of this report, the number of poor people by regional agroecological zone was therefore estimated on the basis of the regional estimates by the World Bank, disaggregated by regional agroecological zone on a pro rata basis by overall population, and adjusted for the value of GDP per caput. This estimate is to be treated with considerable caution, but was considered the most reliable available to TAC.
The third parameter used to determine initial priorities in agriculture and forestry was land use. Three categories of land use can be distinguished: cultivated land (including arable and permanent crop land), grazing land and forest land. The borders between these are not always clear because of shifting cultivation, agroforestry and fallowing. All three land-use categories have major sustainability problems (TAC/CGIAR, 1988). The weight attached to each of these categories in the land use parameter of the baseline would vary according to the production sectors. For the agriculture baseline, total area of usable land defined as arable land plus land with perennial crops plus grazing land plus forest and woodland, would be used. For the forestry baseline, only the area of forest and woodland would be incorporated in the land use component. For fisheries, land use would not be part of the baseline. Statistical information on the area of each land use category is presented in Annex 4.
The next step in the analysis was to determine the weight to be attached to each component of the base. TAC did not wish to weight the value of production unduly because the data available were of widely varying quality. Value of production on a global basis is heavily influenced by the degree to which the commodity is traded (e.g. wheat versus yam) and by the price chosen to value output. Several commodities have no published data sources, while for others the international price reflects only a minor share of the market which is often distorted by subsidies and other government policies. International prices usually refer to high quality items. The prices used were the best available but varied from prices in the exporting country to wholesale prices in the importing country. The outcome of the analysis of value of production, therefore, has to be treated with considerable caution.
On the other hand, TAC could find no reason for giving undue weight to the other two parameters - the number of poor people and the land area. Since each is an indicator of efficiency, it was decided to weight all three equally. In terms of CGIAR goals, the highest pay off will be obtained by developing new technology where: (i) there is the highest level of production; (ii) it will benefit the largest number of poor people; and (iii) the land area available for more sustainable use is greatest.
Table 9.2 presents the results for agriculture across the 21 regional agroecological zones used in the analysis. Value of production across the regions is normalized to sum to 1000, as is the number of poor people and the total land area. These three sets of data are then averaged (equal weights) to determine a baseline value.
Table 9.3 presents the same data by region. In both tables it is clear that value of production and number of poor people favour Asia, whereas useable land shifts the emphasis more towards sub-Saharan Africa and Latin America.
Table 9.2: Baseline for priority setting by RAEZ in agriculture and its determinants (per thousand of total)
|
RAEZ |
Weight = 0.33 |
Baseline |
||
|
VOP1/ |
Poor2/ |
Total usable land3/ |
||
|
AFRS 1 |
26.91 |
52.81 |
131.45 |
70.35 |
|
AFRS 2 |
24.60 |
35.77 |
52.62 |
37.65 |
|
AFRS 3 |
26.69 |
42.72 |
88.74 |
52.69 |
|
AFRS 4 |
13.24 |
30.70 |
20.91 |
21.61 |
|
WANA 9 |
93.41 |
54.00 |
75.06 |
74.18 |
|
ASIA 1 |
63.35 |
147.89 |
23.31 |
78.17 |
|
ASIA 2 |
44.68 |
58.27 |
21.52 |
41.49 |
|
ASIA 3 |
103.17 |
110.81 |
64.04 |
92.68 |
|
ASIA 5 |
125.44 |
142.70 |
32.52 |
100.24 |
|
ASIA 6 |
66.42 |
35.08 |
14.89 |
38.82 |
|
ASIA 7 |
132.59 |
112.05 |
40.31 |
95.02 |
|
ASIA 8 |
54.04 |
114.21 |
82.72 |
83.63 |
|
LAC 1 |
16.57 |
5.19 |
27.68 |
16.48 |
|
LAC 2 |
44.75 |
9.13 |
77.77 |
43.88 |
|
LAC 3 |
41.03 |
12.39 |
107.11 |
53.50 |
|
LAC 4 |
28.92 |
20.28 |
42.11 |
30.44 |
|
LAC 5 |
11.07 |
1.84 |
12.16 |
8.36 |
|
LAC 6 |
6.38 |
0.48 |
6.43 |
4.43 |
|
LAC 7 |
44.22 |
8.15 |
36.03 |
29.48 |
|
LAC 8 |
25.96 |
3.37 |
32.78 |
20.71 |
|
LAC 9 |
6.56 |
2.17 |
9.83 |
6.19 |
|
|
1000.00 |
1000.00 |
1000.00 |
1000.00 |
1/ VOP = Value of Production
2/As estimated by the World Bank by region (World Bank, 1990), Subsequent distribution by AEZ pro rata with population adjusted with GDP/caput.
3/Total usable land defined as arable land plus land with perennial crops plus grazing land plus forest and woodland
Table 9.3. Baseline for agriculture: distribution by region (%)
|
Weight =0.33 |
Baseline |
|||
|
Factor |
VOP |
No. of Poor |
Usable Land |
|
|
Region SSA |
9.1 |
16.2 |
29.4 |
18.2 |
|
WANA |
9.3 |
5.4 |
7.5 |
7.4 |
|
ASIA |
59.0 |
72.1 |
27.9 |
53.0 |
|
LAC |
22.6 |
6.3 |
35.2 |
21.4 |
|
WORLD |
100.0 |
100.0 |
100.0 |
100.0 |
TAC debated thoroughly the appropriate weights for the baseline in forestry. Equal weighting, as in agriculture, was initially proposed, but three arguments eventually persuaded TAC to adopt different weights. First, in adopting the recommendations of Bellagio II the CGIAR has agreed that its focus in forestry and agroforestry should be limited to areas which largely exclude large-scale commercial forest production and utilization. Given that much of the global value of production comes from commercial log and timber production, TAC felt less weight should be given to value of production. Second, it is very difficult to value forest products used by the poor, such as fuelwood and charcoal. There was a concern that these and other products and services may be undervalued, again biasing research towards areas with commercial timber production and exports. Third, multiple use of the forest, and the opportunities for preserving it, are both much enhanced by the area of wooded land available.
TAC therefore decided that the weighting for the number of poor people should be the same, 0.33, that half the total weight, 0.5, should go to wooded area, and that the residual, 0.17, should be allocated to value of production. These weights are arbitrary but are based on TAC's best judgement. The results by regional agroecological zone are presented in Table 9.4 and by region in Table 9.5. Value of production and the number of poor people favour Asia, whereas wooded area emphasizes sub-Saharan Africa and Latin America and the Caribbean.
Table 9.4. Baseline for priority setting by RAEZ in forestry and its determinants (per thousand of total)
|
Weight |
0.17 |
0.33 |
0.50 |
Baseline |
|
RAEZ |
VOP |
Poor |
Forest and Woodland |
|
|
AFRS 1 |
46.14 |
52.81 |
101.00 |
75.77 |
|
AFRS 2 |
40.01 |
35.77 |
56.00 |
46.61 |
|
AFRS 3 |
71.49 |
42.72 |
139.00 |
95.75 |
|
AFRS 4 |
23.31 |
30.70 |
11.00 |
19.59 |
|
WANA 9 |
15.08 |
54.00 |
27.00 |
33.88 |
|
ASIA 1 |
46.87 |
147.89 |
14.00 |
63.77 |
|
ASIA 2 |
65.48 |
58.27 |
27.00 |
43.86 |
|
ASIA 3 |
286.79 |
110.81 |
102.00 |
136.32 |
|
ASIA 5 |
34.74 |
142.70 |
9.00 |
57.50 |
|
ASIA 6 |
20.86 |
35.08 |
7.00 |
18.62 |
|
ASIA 7 |
39.44 |
112.05 |
9.00 |
48.18 |
|
ASIA 8 |
105.49 |
114.21 |
57.00 |
84.12 |
|
LAC 1 |
7.12 |
5.19 |
39.00 |
22.42 |
|
LAC 2 |
42.02 |
9.13 |
118.00 |
69.16 |
|
LAC 3 |
75.47 |
12.39 |
178.00 |
105.92 |
|
LAC 4 |
27.59 |
20.28 |
46.00 |
34.38 |
|
LAC 5 |
0.76 |
1.84 |
10.00 |
5.74 |
|
LAC 6 |
1.03 |
0.48 |
2.00 |
1.33 |
|
LAC 7 |
35.00 |
8.15 |
23.00 |
20.14 |
|
LAC 8 |
5.40 |
3.37 |
13.00 |
8.53 |
|
LAC 9 |
9.88 |
2.17 |
12.00 |
8.40 |
|
|
1000.00 |
1000.00 |
1000.00 |
1000.00 |
Table 9.5. Baseline for forestry: distribution by region (%)
|
Weight |
0.17 |
0.33 |
0.50 |
Baseline |
|
Factor |
VOP |
No. of Poor |
Forest and Woodland |
|
|
Region SSA |
18.1 |
16.2 |
30.7 |
23.8 |
|
WANA |
1.5 |
5.4 |
2.7 |
3.4 |
|
ASIA |
60.0 |
72.1 |
22.5 |
45.2 |
|
LAC |
20.4 |
6.3 |
44.1 |
27.6 |
|
WORLD |
100.0 |
100.0 |
100.0 |
100.0 |
TAC has far fewer data on fisheries than on forestry and agriculture. Further, land area is less relevant to most fisheries research issues, and the terrestrial agroecological zones identified for agriculture and forestry are much less applicable to fisheries. Thus the base for fisheries consisted of two factors only - value of production and number of poor people - each weighted equally (0.5). The results by region are presented in Table 9.6.
Having determined the baseline values for agriculture, forestry and fisheries, TAC then turned to the question of modifiers.
Table 9.6: Baseline for fisheries: distribution by region (%)
|
Factor |
Weight = 0.5 |
Baseline |
|
|
VOP |
No. of Poor |
||
|
Region SSA |
8.0 |
16.2 |
11.2 |
|
WANA |
4.0 |
5.4 |
4.9 |
|
ASIA |
56.0 |
72.1 |
65.4 |
|
LAC |
32.0 |
6.3 |
18.5 |
|
WORLD |
100.0 |
100.0 |
100.0 |
The initial allocation of priorities based on value of production, number of poor people and land area does not take into account several other important factors that also determine CGIAR priorities. A standardized approach was therefore developed for modifying the initial baseline by the use of intensity parameters. As an example, GDP per caput is used as a possible equity modifier for agriculture.
The CGIAR is particularly interested in improving the welfare of low-income people. Although the number of poor people by region and agroecological zone is one of the three elements that compose the baseline, there are good reasons for modifying this baseline with measures that reflect the intensity of poverty in a particular area. For reasons of equity, higher priority should be given to areas where income levels are generally low. In such areas, GDP per caput is usually also low.
Table 9.7. Example of a modifying step
|
|
|
SSA |
WANA |
ASIA |
LAC |
TOTAL |
|
1 |
Baseline relative priority (agr.) |
182.3 |
74.18 |
530.06 |
213.47 |
1000.00 |
|
2 |
GDP/caput (US$) |
294.0 |
1544.0 |
448.0 |
1847.0 |
|
|
3 |
Standardized max. at 1 (row2/max. value row2) |
0.16 |
0.84 |
0.24 |
1.0 |
|
|
4 |
Take complement (1-row3) |
0.84 |
0.16 |
0.76 |
0.0 |
|
|
5 |
Attach weight.5 (.5*row4) |
0.42 |
0.08 |
0.38 |
0.0 |
|
|
6 |
Gross redistribution (row1*row5) |
75.6 |
5.9 |
202.2 |
0.0 |
283.7 |
|
7 |
Baseline reduction (row1 *total row6/1000) |
51.1 |
21.0 |
150.9 |
60.7 |
283.7 |
|
8 |
Net change to baseline (row6-row7) |
+24.5 |
-15.1 |
+51.3 |
-60.7 |
0.0 |
Table 9.7 shows how the modifier GDP per caput affects the allocation of priorities by region. The modifier is weighted at 0.5. The initial baseline for agriculture is given in row 1. The values for GDP per caput by region are presented in row 2. In row 3, the range is then standardized by dividing the values in row 2 by the highest value of GDP per caput in row 2. Because in this particular case highest priority will be given to the region with the lowest GDP per caput, the order is reversed in row 4 by subtracting the values in row 3 from 1. This value is now adjusted for the weight of the modifier 5 (row 5). The values are only half those of row 4, because a weight of 0.5 was attached to this modifier. The baseline data of row 1 are multiplied with the numbers in row 5 to give row 6, which estimates the gross redistribution. The baseline reduction is estimated in row 7 and the net change to the baseline in row 8. The value obtained in row 8 indicates the difference and the effect of the modifier by region.
The relative priorities of Asia and sub-Saharan Africa, where GDP per caput is low, increase by 51.3 and by 24.5 respectively, while the priority rankings of West Asia-North Africa and Latin America and the Caribbean are reduced. It should be stressed that Table 9.7. is for illustrative purposes only and is simplified, as it only takes into consideration regional values. As will be discussed in Section 9.8, the analysis has been done for each modifier by agroecological zone, by region and by regional agroecological zone.
The values obtained through this procedure for each modifier are then aggregated for each agroecological zone, region, and regional agroecological zone and added to the initial distribution of relative priorities, keeping the overall total constant at 1,000. As a result, the modified baseline is also obtained on an overall total of 1,000. The order in which modifiers are applied does not influence their impact.
The effect of a modifier depends on the weight it has been assigned and on the spread or variability of its value across regional agroecological zones. One may attach a large weight to a certain modifier, but if its values do not differ much among regional agroecological zones, its effect on the distribution of priority will be small. For example, if the value of GDP per caput had been 100 in sub-Saharan Africa, 105 in Asia, 110 in West Asia-North Africa and 115 in Latin America and the Caribbean, the effect of this modifier would have been negligible. The greater the spread of values, the stronger the effect of the modifier. The variability within the data set therefore gives a certain implicit weight to the effect of a modifier.
Another issue is the direction in which intensity parameters are weighted. In the example of Table 9.7, greater weight was given to areas where GDP per caput was small. One could argue, however, that for reasons of efficiency, greater weight should be given to areas where GDP per caput is high. Such areas are likely to have strong national research systems, so that the CGIAR could limit its activities to the strategic germplasm research for which it has a strong comparative advantage. If this argument were accepted, row 4 in the table would then have to be deleted and the effect of the modifier altered accordingly.
The same data set can be used to estimate both extensity parameters and intensity parameters. A good example is the number of poor people. This was used as an important extensity parameter in calculating the baseline, but it can be logically transposed into an intensity parameter by expressing it as a percentage of the total population in the region. Using the data on the number of poor people in both parameters is not double counting, for it expresses two different concerns. Using the absolute number of poor as an extensity parameter would ensure that higher priority was given to areas with large numbers of poor. Using the proportion of poor people out of the total population in a region could ensure that higher priority is given direct to regions where poverty is particularly severe.
The proposed framework is not an optimizing procedure, but aims only at clarifying choices. By following this approach in its priority setting exercise, TAC makes it clear how priorities are arrived at, and the process remains transparent. TAC is then in a better position to engage in reasoned dialogues with other stakeholders in the process. A more detailed discussion of the use of this analytical framework is provided in De Wit, Gryseels and Van Kraalingen (1992).
TAC considered over 20 possible modifiers for agriculture and 10 for forestry that might be used to take into account: (1) the special nature of the CGIAR as an international organization; (2) alternative sources of research supply; (3) the strength of national research programmes; (4) the nature of self-reliance; (5) concerns for the efficiency of research; (6) equity issues; (7) sustainability; and (8) special issues.
In the end TAC retained 10 modifiers, 9 of which were used for agriculture, 6 for forestry and 1 for fisheries. The evaluation first attempted to determine whether or not the modifier was appropriate for the task. For example, a modifier for the share of urban population was proposed but rejected because it was not clear why urban dwellers should get more or less attention than other members of the population. Secondly, TAC discarded modifiers which duplicated others. For example, agricultural GDP per labourer as a measure of rural poverty is already captured by GDP per caput as a measure of overall poverty. Some modifiers were deemed appropriate but inadequate data were available to quantify them, particularly, for example, with respect to sustainability issues.
Since the baselines already represented considerations of efficiency, only one further efficiency modifier was chosen. This is the yield gap, or in other words the difference between potential yields and actual performance. Where that gap is narrow, it was judged that higher priority should be given because strategic research would be critical to raising the yield potential. Two modifiers - intensity of malnutrition and GDP per caput - reflect different concerns about equity. Three - "urgency", magnitude of deforestation, and soil degradation risk - address issues of sustainability. Two attempt to deal with issues of strength of national research systems - capacity of national system and country size. One attempts to address the issue of self-reliance and one the preservation of forest resources and the potential for agroforestry. Each of these modifiers is described in more detail in the next section.
In its selection of modifiers, TAC chose those which in its judgement best reflected the multifaceted character of the CGIAR's mission and goals. For example, sustainability is multifaceted and involves soil erosion, agricultural encroachment on forests, siltation of reservoirs, inappropriate deforestation and many other problems. TAC chose three modifiers to reflect these multiple dimensions, recognizing that the intensity of particular dimensions would vary across agroecological zones. The selection of more than one dimension lessens the regional distortions that might occur if one modifier only was relied on.
9.5.1. Efficiency Indicator
9.5.2. Equity Indicators
9.5.3. Sustainability Indicators
9.5.4. Strength of National Research System Indicators
9.5.5. Food Import Gap
9.5.6. Preservation of forest resources
In developing countries, the actual productivity of agricultural land is well below its sustainable potential. Potential crop productivity can be defined as the productivity of cropping systems with varieties that are optimally adapted to the prevailing agroecological conditions, free of insects, pests, diseases and weeds, and under optimal nutrient conditions. The larger the difference between potential and actual productivity, the greater the opportunity to obtain yield increases. When the difference approaches zero, efforts are needed to increase the stable biological yield ceilings of crops. On the basis of studies by FAO, an estimate was made of the ratio between actual and potential land productivity by region and by agroecological zone.
It was assumed that production potentials reflect maximum attainable productivity using current production technologies. Maximum attainable yields vary by crop and by agroecological zone, and the total current productivity potential for each zone is conditioned by the current crop mix. Estimates of production potentials of presently cultivated land in each agroecological zone (Table 9.8) were derived from the FAO Agriculture Towards 2000 information base, using current cropping patterns. Estimates of productivity potentials (C) vary from 22 million tonnes in AEZ 9 of Latin America and the Caribbean to 406 million tonnes in AEZ 7 of Asia. At the aggregate regional level, C varies from 229 million tonnes in West Asia-North Africa to 1,841 million tonnes in Asia.
Information on the current production of food crops (B1) and of cash crops has already been provided in Section 4.3 (Table 4.2). Setting current food production (B1) against production potentials (C) permits a quantification of how much additional food production is possible without further expansion in the cultivated area. The ratio (C-B1)/C therefore provides an estimate of the "yield gap" or scope for growth of food production on presently cultivated land. The yield gap is generally greater in sub-Saharan Africa (0.82) and in Latin America and the Caribbean than in Asia (0.60) and West Asia-North Africa.
Table 9.8. Potential productivity (C), scope for growth in food production (C-B1)/C, Production of Food and Cash Crops in 1990 (B2), annual growth in food demand over the period 1990-2010 (D) and the need for production growth (U) by RAEZ
|
RAEZ |
C (106 GE) |
(C-B1)/C |
B2 (106t GE) |
D (%) |
U (%) |
|
SSA |
574.3 |
0.82 |
176.5 |
3.38 |
2.21 |
|
1 |
117.2 |
0.72 |
42.0 |
3.30 |
2.98 |
|
2 |
183.7 |
0.88 |
35.9 |
3.45 |
2.37 |
|
3 |
210.1 |
0.84 |
69.1 |
3.50 |
1.83 |
|
4 |
63.3 |
0.77 |
31.5 |
3.16 |
1.77 |
|
WANA |
229.0 |
0.72 |
87.6 |
2.93 |
3.47 |
|
1 |
0.6 |
0.48 |
0.4 |
4.02 |
5.07 |
|
4 |
4.4 |
0.80 |
1.2 |
3.90 |
5.80 |
|
9 |
224.0 |
0.71 |
86.0 |
2.89 |
3.37 |
|
Asia |
1 840.7 |
0.60 |
969.3 |
1.91 |
1.45 |
|
1 |
206.6 |
0.45 |
127.5 |
1.89 |
1.71 |
|
2 |
128.7 |
0.46 |
95.3 |
2.03 |
1.27 |
|
3 |
309.5 |
0.60 |
182.9 |
2.55 |
1.72 |
|
5 |
329.0 |
0.64 |
183.0 |
2.32 |
1.53 |
|
6 |
141.3 |
0.62 |
91.1 |
1.71 |
1.15 |
|
7 |
406.0 |
0.66 |
169.5 |
1.33 |
1.08 |
|
8 |
319.6 |
0.64 |
120.4 |
1.44 |
1.40 |
|
LAC |
669.3 |
0.79 |
260.5 |
2.28 |
1.17 |
|
1 |
30.0 |
0.61 |
16.0 |
2.06 |
1.41 |
|
2 |
129.6 |
0.84 |
53.4 |
2.38 |
0.99 |
|
3 |
103.4 |
0.77 |
50.6 |
2.32 |
1.15 |
|
4 |
70.5 |
0.53 |
61.4 |
2.49 |
1.54 |
|
5 |
27.6 |
0.84 |
6.1 |
2.27 |
1.71 |
|
6 |
29.5 |
0.90 |
4.0 |
1.35 |
0.44 |
|
7 |
111.9 |
0.82 |
42.0 |
2.36 |
1.06 |
|
8 |
144.8 |
0.86 |
22.7 |
1.42 |
0.60 |
|
9 |
22.0 |
0.82 |
4.3 |
1.89 |
1.93 |
|
Overall |
3313.3 |
0.68 |
1 493.9 |
2.23 |
1.63 |
|
1 |
354.4 |
0.55 |
185.9 |
2.28 |
2.00 |
|
2 |
442.0 |
0.74 |
184.5 |
2.46 |
1.40 |
|
3 |
519.6 |
0.70 |
279.1 |
2.78 |
1.66 |
|
4 |
133.8 |
0.64 |
91.2 |
2.70 |
1.62 |
|
5 |
356.6 |
0.66 |
189.1 |
2.32 |
1.53 |
|
6 |
170.8 |
0.67 |
95.1 |
1.70 |
1.12 |
|
7 |
517.9 |
0.69 |
211.5 |
1.46 |
1.08 |
|
8 |
464.4 |
0.71 |
143.0 |
1.44 |
1.27 |
|
9 |
246.0 |
0.72 |
90.3 |
2.85 |
3.41 |
GE - Grain equivalent
C -Potential productivity of presently cultivated land.
B1 - Present annual production of food crops.
B2 - Present annual production of food and cash crops.
D - Annual growth in demand for food over the period 1990-2010.
U - Increase in food demand as a percentage of 1990 food and cash crop production.
The CGIAR takes an interest in both situations. In sub-Saharan Africa there are many opportunities to obtain improvements in crop productivity through the application of technology resulting from applied and adaptive research. In Asia there is a much greater need for strategic research that aims at fundamental biotechnological breakthroughs that increase yield potentials.
Given the capacity of the CGIAR to conduct strategic research, TAC considers that, among regions and agroecological zones, higher priority should be given to those in which the scope for growth is low. This would particularly favour all the regional agroecological zones of Asia (except RAEZs 7 and 8), and RAEZs 1 and 4 of Latin America and the Caribbean. All the regional agroecological zones of sub-Saharan Africa and West Asia-North Africa would be assigned lower priority as a result. TAC considers that in the latter areas there is a particular need for greater efforts in institution building. The yield gap or scope for growth modifier is therefore particularly useful in providing guidelines on the type of activity that could be undertaken by the CGIAR.
The CGIAR mission statement stresses that the System's activities should enhance nutrition and well-being in developing countries, especially among low-income people. In determining the baseline values, the absolute number of poor in each region and agroecological zone was therefore explicitly considered.
TAC considers that, in addition, higher priority should be assigned to areas where poverty and malnutrition are particularly severe. Malnutrition is reflected in the number of children under five that are underweight, defined as two standard deviations below desirable weight for age. According to UNICEF, about 36% of children under five in developing countries excluding China, or 150 million children, are malnourished by this criterion. About 39% of children are stunted, as measured by height for age, while 8.4% or 35 million children are wasted, as measured by desirable weight for height (Carlson and Wardlaw, 1990).
Thus, in the developing world, more than one child in three is suffering from malnutrition. In the case of wasting, which indicates acute malnutrition, one child in 12 is affected. Of the 150 million children that are malnourished (excluding China), 75% live in Asia, 19% in sub-Saharan Africa and 6% in Latin America and the Caribbean. Data for West Asia-North Africa and data on the intensity of this measure (number of children malnourished as a proportion of total number of children in each region) are not available.
Pending the availability of a more appropriate data set, TAC considered that the number of malnourished people in proportion to total population for each region would serve as an adequate proxy. This proportion has been estimated at 35% in sub-Saharan Africa, 22% in Asia, 9% in West Asia-North Africa and 14% in Latin America and the Caribbean (FAO, 1991b).
GDP per caput is generally accepted as an indicator of the income status of a country. To allow its use as a modifier, an analysis was made of GDP per caput by regional agroecological zones. For reasons of equity, TAC considers that higher priority should be given to areas where GDP per caput is low. This would favour areas with generally low income levels.
There was a second reason why TAC considered that GDP per caput would be an appropriate modifier. The CGIAR is only one component of the global agricultural research system. Many other institutes and agencies conduct research, in both the public and the private sectors. In assigning priorities to geographic areas, the existence of these other suppliers of research should be taken into account, since the CGIAR should conduct only those activities that it can undertake more effectively than any other agency. It is difficult, however, to quantify the extent of alternative sources of supply. The data are incomplete, relate to certain countries and commodities only, and particularly to the public sector.
In view of the lack of a quantitative indicator of alternative sources of research supply, TAC considered that an appropriate alternative would be an indicator that would reflect the ability of an area to finance its own research services. GDP per caput is a suitable indicator for this purpose. Where it is low, the area has limited capacity to finance its own research services. Such areas should receive higher priority.
The use of GDP per caput as a modifier favours all the regional agroecological zones of sub-Saharan Africa and Asia, except RAEZ 6 in Asia. On average, GDP per caput amounts to US$ 294 in sub-Saharan Africa, US$ 448 in Asia, US$ 1544 in West Asia-North Africa and US$ 1847 in Latin America and the Caribbean.
9.5.3.1. Urgency of need for production growth
9.5.3.2. Deforestation
9.5.3.3. Soil degradation risk
An important factor determining priorities among different geographic areas is the pressure on agricultural production to meet future demand. As already discussed, the sustainability of agricultural production is at risk in many developing countries as a result of population growth, increased and changing demand for food, and the depletion of natural resources.
In Section 4.3, an estimate was made of the increases in agricultural output required between 1990 and 2010 to achieve food self-reliance for each regional agroecological zone. Information was also presented on present (year 1990) and future (year 2010) demand for food, as estimated on the basis of population size and demand per caput. Given the production of food and cash crops in 1990 (B2 as shown in Table 9.8), an estimate can now be made of the annual growth in food demand over the period 1990-2010 (see D in Table 9.8). Growth in demand varies from 3.38% in sub-Saharan Africa to 1.91% in Asia.
Increases in food demand in grain equivalent as percentages of food and cash crop production in 1990 can now also be estimated (see U in Table 9.8.). This parameter reflects the urgency of the need for production growth. The value of U is calculated by using the value of D to estimate the actual demand for food in 1990 and stating this as a percentage of the present annual production of food and cash crops (B2). The value of U averages 1.63% when all developing countries are combined, but varies from 3.47% in West Asia-North Africa, to 2.21% in sub-Saharan Africa, to 1.45% in Asia and to 1.17% in Latin America and the Caribbean. Urgency also varies considerably within each region. In sub-Saharan Africa, for example, it is 2.98% in the semi-arid tropics but only 1.83% in the humid tropics. In Latin America and the Caribbean, it ranges from 0.6% in AEZ 8 to 1.93% in AEZ 9. The higher the value the more urgent the need for growth in production, the greater the pressure on marginal and fragile land, and the higher the priority of the area.
When taken together, the parameters U (urgency) and (C-B1)/C (yield gap or scope for growth) reveal the different nature of the production challenge in different agroecological zones. An urgent need for production increases in an area with relatively small scope for growth (e.g. in AEZ 9 of West Asia-North Africa and AEZ 1 of sub-Saharan Africa) will probably lead to a food crisis and to heavy pressure on natural resources. For areas where high demand for growth is combined with relatively high scope for growth, as in AEZs 6 and 8 of Latin America and the Caribbean, the prospects are more favourable.
Research has an important role to play in combatting deforestation. Often, it is not practical to preserve forest on good agricultural land because cultivation would provide a higher return, but trees in farmland play important roles in sustaining agricultural production. In many cases, deforestation can be slowed down by improving productivity and resource management in adjacent agricultural areas. However, this approach is unlikely to halt deforestation altogether.
The higher the rate of deforestation, the higher the priority that should be assigned to a particular area. Deforestation rates vary considerably, from 1.7% in sub-Saharan Africa, through 1.4% in Latin America and the Caribbean, to 1% in West Asia-North Africa and 0.9% in Asia.
However, the absolute area deforested is much larger in Latin America and the Caribbean than elsewhere. TAC considers that, rather than rate of deforestation, a more appropriate indicator of CGIAR priorities would consist of the share of each region's deforested area in the total area deforested in developing countries annually. It has been estimated that a total of 16.8 million ha are deforested in developing countries every year, 45% of this in Latin America and the Caribbean, 38% in sub-Saharan Africa, 15% in Asia and 2% in West Asia-North Africa. The modifier is estimated as the total area deforested in each region each year divided by the priority baseline.
The sustainability of agricultural production is a key issue in considering CGIAR priorities. Soil degradation is a major threat to sustainability in several areas of the developing world. A case could be made that the higher the degree of degradation of arable land in a given area, the higher the priority that should be assigned to that area.
Distilling a single quantitative indicator of the state of soil resources in different regional agroecological zones was difficult. Soil constraints data could not be used because they concern total rather than arable land area. Furthermore, it is necessary to select particular constraints because the sum of all constraints is not useful in discriminating amongst different regional agroecological zones. The latter problem is also presented by the data on human-induced land degradation, which are, in any case, only partly quantitative.
It was therefore decided to use estimates of the effects of water and wind erosion on the productivity of rainfed land; these are based on the FAO population supporting capacity study (FAO, 1982). This model uses climatic (rainfall and wind erosion) indices, soil, terrain, texture and vegetation/land use factors under situations where no conservation measures are applied. It overcomes some of the problems mentioned above.
Over the four developing regions as a whole, the area of potential rainfed cropland is reduced in the long run by 24.7% if the full rate of soil erosion remains unchecked. At the regional level, the highest risk of degradation exists in Asia (35.6% decrease in cropland), followed by West Asia-North Africa (20.1%) and sub-Saharan Africa (16.5%). Latin America and the Caribbean are less at risk from soil erosion (11.4%).
Within the tropics, the humid zones carry the highest risk of soil erosion, followed by the subhumid zones. Cool tropical zones and the warm semi-arid tropics carry similar levels of risk. In the subtropics with summer rainfall, the warm humid zone and the cool zone in Asia are at high risk. In Latin America and the Caribbean, all the subtropical zones are at low risk.
9.5.4.1. Capacity of national research systems
9.5.4.2. Small countries
The effectiveness of the CGIAR depends on the ability of national research systems to identify a priority research agenda, use the products of international research, and conduct collaborative research. The CGIAR mission to help resource-poor farmers implies a need to build capacity in national research systems, so that they can do an effective job in bringing new technology to these ultimate clients. However, the equity consideration implied by the objective of strengthening weak national systems may compromise short-term economic efficiency by diverting resources away from servicing strong national research systems which are already effective partners.
The CGIAR works with both strong and weak national research systems. The strength of a national system to some extent determines the kind of collaborative activity it undertakes with CGIAR Centres. Traditionally, research activities with weak national systems have involved a higher level of collaborative applied and adaptive research -partly as a means of transferring technology, partly as a form of capacity building and technical assistance. Work with stronger national systems tends to be more strategic in nature. However, although conducted in collaboration with stronger systems, strategic research nevertheless produces results that eventually reach smaller, weaker systems.
TAC has considered both quantitative and qualitative information to incorporate the status of national research systems by region and agroecological zone into its priority setting. Some of this information is contained in a background paper from ISNAR (Pardey and Roseboom, 1991).
It proved difficult to select a single indicator for the strength of national research systems, but one good proxy is the number of scientists by regional agroecological zone. This was estimated also by Pardey and Roseboom (1991), and of the total number of 76,174 scientists in developing countries, 6% were located in sub-Saharan Africa, 72% in Asia, 12% in Latin America, and 10% in West Asia-North Africa.
The ratio of number of scientists by RAEZ represents the density of scientists in each area. The strengthening of national research systems is an important mission of the CGIAR. TAC therefore considers that greater weight should be given to areas with lower densities.
Large countries such as India and China have strong national research systems. However, many small countries lack the resources and the capacity to set up a comprehensive research system of their own. To provide effective research services, they rely especially on networks and on collaboration with other national and international research institutions. The smaller the country, the greater the difficulty in achieving a critical mass of resources and scientists for a given research activity.
TAC considers that higher priority should be given to areas that consist predominantly of small countries. The modifier used was the average size of countries within a regional agroecological zone, related to the baseline value of priorities. This indicator particularly favours Central America and the Caribbean, West Africa, and West Asia-North Africa.
The CGIAR has included the notion of self-reliance in its mission statement to replace the previous implicit goal of self-sufficiency. TAC wished to introduce a modifier to reflect this new consideration. A comprehensive measure would require a complex analysis of each country's comparative advantages across sectors to determine whether it had a resource base sufficient to feed its population either by domestic production or by exports to pay for imported food. This could not be done. However, TAC was aware of a recent IFPRI study (Ezekiel, 1989) which projected food aid needs by country and region for the year 2000. The study used standard methods to make linear projections of potential production. It projected aggregate demand based on population and income growth rates weighted by the income elasticity of demand. Agricultural (food) exports were projected to increase at the rate of production growth while commercial imports were projected to grow at the same rate as GNP. Thus, the difference between production plus imports and demand minus exports was identified as the gap that would need to be filled by food aid. The gap indicates the potential magnitude of import needs after taking into account potential agricultural exports.
TAC used these estimates by region as an indicator of the difficulty the region would have in feeding itself. In the analysis, regions with larger food aid gaps were given greater weights.
As already discussed in Section 9.5.3.2, deforestation can often only be slowed down by improving productivity and resource management in adjacent agricultural areas. The encroachment on forests by agriculture not only has unfavourable environmental consequences, but also causes fuelwood scarcity. In such areas, high priority should be given to agroforestry. TAC considered wooded area per caput to be an appropriate indicator of the pressure on forest resources. Greater weight should be given to areas where the wooded area per caput is low. Wooded area per caput amounts to 2.15 ha in Latin America and the Caribbean, 1.33 ha in sub-Saharan Africa, 0.19 ha in West Asia-North Africa and 0.18 ha in Asia. This indicator particularly favours the Asia and West Asia-North Africa regions, as well as the cool tropics of sub-Saharan Africa.
Table 9.9 presents an overview of the values of the data used to estimate the modifiers chosen, by region and agroecological zone. Data on malnutrition and deforestation were available only at the regional level.
TAC acknowledges that the quality of the data set could be improved. It was particularly difficult to disaggregate data available on a country basis so that they would fit into an agroecological zone framework. However, TAC considered that, as priority setting is a continuing activity, well informed "guestimates" could be used when more reliable data were not available. The Committee will seek to improve the quality of the data set over time.
Having selected the modifiers listed above it remained for TAC to decide what weights should be attached to each.
In the debate on weights, TAC had three major concerns. First, different weights among modifiers could re-introduce undesirable distortions. Second, the level of a weight directly impacts on the baseline in a particular agroecological zone in proportion to the inter-regional differences in the value of the basic indicator. Thus, there are already implicit differences in the impact that each modifier will have on the base. And third, unless compelling reasons could be found to weight modifiers differently, equal weights would be the least distorting option.
At the end of the debate it was TAC's collective judgement that weights should be equal across modifiers. The remaining question was, at what level should those weights be fixed? The initial approach was to assume a weight of 1 as it seemed the most neutral. But clearly, any weight, including zero, is arbitrary in the absence of objective explanatory variables. TAC decided that weights in excess of 1 would give undue importance to modifiers that strongly discriminated among regional agroecological zones. In its analysis, the Committee examined the impact of three levels of weights - 0.25, 0.5, and 1.0. Given the linearity of the analytical process these were sufficient to determine the trend in the impact of each modifier.
Table 9.9. Value of Modifiers by Region and Agroecological Zone
|
|
SSA |
1 |
2 |
3 |
4 |
WANA |
|
1. Yield gap or scope for growth |
0.82 |
0.72 |
0.88 |
0.84 |
0.77 |
0.72 |
|
2. Malnutrition (% population malnourished) |
35 |
|
|
|
|
9 |
|
3. GDP/caput (US Dollars) |
294 |
291 |
255 |
379 |
185 |
1544 |
|
4. Production growth needed to meet demand (% p.a.) |
2.21 |
2.98 |
2.37 |
1.83 |
1.77 |
3.47 |
|
5. Deforestation ('000 ha) |
6400 |
|
|
|
|
300.0 |
|
6. Soil degradation hazard (% rainfed cropland) |
16.5 |
10.8 |
15.2 |
28.8 |
10.6 |
20.1 |
|
7. Capacity of NARS (no. of scientists) |
4917 |
1974 |
1150 |
1101 |
612 |
7836 |
|
8. Size of countries (no. of countries) |
|
26 |
16 |
15 |
8 |
21 |
|
9. Food import gap by 2000 (MMT) |
25.95 |
|
|
|
|
19.07 |
|
10. Wooded area/caput (ha) |
1.33 |
1.32 |
1.14 |
1.98 |
0.31 |
0.19 |
|
|
ASIA |
1 |
2 |
3 |
5 |
6 |
7 |
8 |
|
1. Yield gap or scope for growth |
0.60 |
0.45 |
0.46 |
0.60 |
0.64 |
0.62 |
0.66 |
0.64 |
|
2. Malnutrition (% population malnourished) |
22 |
|
|
|
|
|
|
|
|
3. GDP/caput (US Dollars) |
448 |
298 |
424 |
490 |
304 |
1043 |
504 |
368 |
|
4. Production growth needed to meet demand (% p.a.) |
1.45 |
1.71 |
1.27 |
1.72 |
1.53 |
1.15 |
1.08 |
1.40 |
|
5. Deforestation ('000 ha) |
2500 |
|
|
|
|
|
|
|
|
6. Soil degradation hazard (% rainfed cropland) |
35.6 |
29.2 |
31.1 |
63.0 |
17.9 |
17.9 |
46.0 |
46.2 |
|
7. Capacity of NARS (no. of scientists) |
54558 |
4436 |
2630 |
6095 |
9884 |
4772 |
14416 |
12325 |
|
8. Size of countries (no. of countries) |
|
2 |
4 |
17 |
3 |
4 |
2 |
7 |
|
9. Food import gap by 2000 (MMT) |
2.55 |
|
|
|
|
|
|
|
|
10. Wooded area/caput (ha) |
0.18 |
0.07 |
0.26 |
0.47 |
0.05 |
0.07 |
0.04 |
0.30 |
|
|
LAC |
1 |
2 |
3 |
4 |
5 |
6 |
7 |
8 |
9 |
|
1. Yield gap or scope for growth |
0.79 |
0.61 |
0.84 |
0.77 |
0.53 |
0.84 |
0.90 |
0.82 |
0.86 |
0.82 |
|
2. Malnutrition (% population malnourished) |
14 |
|
|
|
|
|
|
|
|
|
|
3. GDP/caput (US Dollars) |
1847 |
1887 |
2061 |
1758 |
1504 |
2029 |
2458 |
2109 |
2422 |
1750 |
|
4. Production growth needed to meet demand (% p.a.) |
1.17 |
1.41 |
0.99 |
1.15 |
1.54 |
1.71 |
0.44 |
1.06 |
0.60 |
1.93 |
|
5. Deforestation ('000 ha) |
7600 |
|
|
|
|
|
|
|
|
|
|
6. Soil degradation hazard (% rainfed cropland) |
11.4 |
12.0 |
17.1 |
26.0 |
10.4 |
9.1 |
12.1 |
4.9 |
5.0 |
7.3 |
|
7. Capacity of NARS (no. of scientists) |
8861 |
636 |
1664 |
1702 |
1367 |
392 |
169 |
1831 |
2813 |
289 |
|
8. Size of countries (no. of countries) |
|
9 |
14 |
21 |
9 |
2 |
1 |
3 |
2 |
2 |
|
9. Food import gap by 2000 (MMT) |
6.3 |
|
|
|
|
|
|
|
|
|
|
10. Wooded area/caput (ha) |
2.15 |
2.62 |
2.48 |
5.10 |
0.77 |
1.68 |
0.93 |
0.99 |
1.04 |
1.76 |
In the tables that follow in Section 9.8 the impact of each modifier by agroecological zone, region and regional agroecological zone is explored using a uniform weight of 0.5. In Section 9.10 the sensitivity of the results to different levels of uniform weights and different weights among modifiers are presented. This is done in the interests of transparency, and to allow other stakeholders in the System to present arguments for proceeding differently in subsequent rounds of the analysis.
In Table 9.10, the actual impact of each modifier when weighted at 0.5 is displayed by region, by agroecological zone and by regional agroecological zone. Looking down a column shows two things: (i) whether the modifier had a positive or negative impact on the distribution of priority; and (ii) by how much.
For example, modifier 1 (yield gap) has a relatively small negative impact on all four agroecological zones of sub-Saharan Africa (AFRS 1-4) and a large positive impact on Asia 1. Looking across a row shows how a regional agroecological zone is impacted by a modifier and by how much. For example, looking across WANA 9 we see that yield gap (modifier 1) subtracts 1.9 from the West Asia-North Africa baseline, malnutrition (2) subtracts 13.46, GDP per caput (3) subtracts 11.0, but that urgency (4) adds 18.9 to the base, and so on across the row. The net effect of all of the modifiers is to increase the West Asia-North Africa base by 6.34, despite the fact that six of the nine modifiers subtract from it. Clearly the largest impact on the West Asia-North Africa base comes from modifier 9 (food import gap).
The table also allows the reader to compute what would happen to a regional agroecological, regional or agroecological base if one or more modifiers were removed. If you wish to change the direction in which a modifier is used, simply invert all the signs (for example, if in your opinion greater weight rather than less should be given to areas where the density of scientists is high and national programmes are strong). The impact of alternative weights can also easily be considered by adjusting the impact value proportionally. For example, the impact of a modifier weighted at 1.0 can be computed by doubling the value of impact of the modifier at 0.5.
Table 9.11 displays the quantitative impacts (plus or minus) of each of the modifiers on each of the regional agroecological zones, regions and agroecological zones. Several things are clear. First, the various modifiers impact differently on each agroecological zone and region: no agroecological zone or region is favoured or disfavoured by all modifiers. That is, looking across any agroecological zone or region one does not find a consistent pattern of all pluses or all minuses. Second, the net effect of all modifiers is positive for all tropical agroecological zones (AEZs 1-4) and negative for all subtropical agroecological zones (AEZs 5-9) except AEZ 9, which is found mostly in West Asia-North Africa. Third, it follows from the agroecological impacts that the sub-Saharan Africa base is increased by the net effect of all modifiers because this region contains only tropical agroecological zones. The West Asia-North Africa base is also increased by the application of all the modifiers.
Table 9.10. Quantitative impact of agricultural modifiers at weight = 0.5
|
BASELINE RELATIVE PRIORITY |
NUMBER |
1 |
2 |
3 |
4 |
5 |
6 |
7 |
8 |
9 |
NUMBER |
|
NAME MODIFIER |
YIELD GAP |
MALNUTRITION |
GDP/CAPUT |
URGENCY |
DEFORESTATION |
SOIL DEGRADATION |
STRENGTH OF NARS |
AV. SIZE OF COUNTRY |
FOOD IMPORT GAP |
NAME MODIFIER |
|
|
WEIGHT POS./NEG. |
0.5 NEG. |
0.5 POS. |
0.5 NEG. |
0.5 POS. |
0.5 POS. |
0.5 POS. |
0.5 NEG. |
0.5 NEG. |
0.5 POS. |
WEIGHT POS./NEG. |
|
|
70.3 |
AFRS1 |
-1.8 |
13.37 |
7.5 |
13.0 |
18.5 |
-9.5 |
11.1 |
7.9 |
6.0 |
AFRS1 |
|
37.7 |
AFRS2 |
-4.3 |
7.15 |
4.3 |
3.6 |
9.9 |
-3.8 |
5.7 |
4.6 |
3.2 |
AFRS2 |
|
52.7 |
AFRS3 |
-4.8 |
10.01 |
4.7 |
1.0 |
13.8 |
0.4 |
9.3 |
6.7 |
4.5 |
AFRS3 |
|
21.6 |
AFRS4 |
-1.1 |
4.11 |
2.8 |
0.2 |
5.7 |
-2.9 |
3.1 |
2.3 |
1.8 |
AFRS4 |
|
74.2 |
WANA9 |
-1.9 |
-13.46 |
-11.0 |
18.9 |
-13.5 |
-4.5 |
-7.1 |
8.0 |
30.9 |
WANA9 |
|
78.2 |
ASIA1 |
9.8 |
0.34 |
8.3 |
0.1 |
-13.1 |
0.9 |
5.0 |
-16.1 |
-5.6 |
ASIA1 |
|
41.5 |
ASIA2 |
5.0 |
0.18 |
3.3 |
-2.6 |
-6.9 |
1.1 |
1.8 |
2.4 |
-3.0 |
ASIA2 |
|
92.7 |
ASIA3 |
3.8 |
0.40 |
6.2 |
0.2 |
-15.5 |
25.9 |
3.3 |
9.8 |
-6.6 |
ASIA3 |
|
100.2 |
ASIA5 |
1.9 |
0.43 |
10.5 |
-2.5 |
-16.8 |
-7.9 |
-7.3 |
-18.8 |
-7.2 |
ASIA5 |
|
38.8 |
ASIA6 |
1.2 |
0.17 |
-1.8 |
-3.1 |
-6.5 |
-3.0 |
-5.9 |
4.2 |
-2.8 |
ASIA6 |
|
95.0 |
ASIA7 |
0.8 |
0.41 |
6.0 |
-8.5 |
-15.9 |
13.7 |
-23.5 |
-34.1 |
-6.8 |
ASIA7 |
|
83.6 |
ASIA8 |
1.6 |
0.36 |
7.6 |
-3.6 |
-14.0 |
12.2 |
-19.5 |
1.0 |
-6.0 |
ASIA8 |
|
16.5 |
LAC1 |
0.6 |
-1.81 |
-3.6 |
-0.7 |
4.2 |
-2.1 |
2.1 |
2.2 |
-0.7 |
LAC1 |
|
43.9 |
LAC2 |
-4.0 |
-4.83 |
-11.1 |
-4.5 |
11.2 |
-3.7 |
6.3 |
5.7 |
-1.7 |
LAC2 |
|
53.5 |
LAC3 |
-2.8 |
-5.88 |
-10.2 |
-4.3 |
13.6 |
-0.8 |
7.9 |
7.2 |
-2.1 |
LAC3 |
|
30.4 |
LAC4 |
2.4 |
-3.35 |
-4.3 |
-0.7 |
7.7 |
-4.2 |
1.8 |
3.4 |
-1.2 |
LAC4 |
|
8.4 |
LAC5 |
-0.8 |
-0.92 |
-2.1 |
0.0 |
2.1 |
-1.2 |
0.8 |
0.9 |
-0.3 |
LAC5 |
|
4.4 |
LAC6 |
-0.6 |
-0.49 |
-1.5 |
-0.8 |
1.1 |
-0.6 |
0.6 |
0.4 |
-0.2 |
LAC6 |
|
29.5 |
LAC7 |
-2.4 |
-3.24 |
-7.7 |
-2.7 |
7.5 |
-5.4 |
1.4 |
1.4 |
-1.2 |
LAC7 |
|
20.7 |
LAC8 |
-2.1 |
-2.28 |
-6.8 |
-3.3 |
5.3 |
-3.7 |
2.6 |
0.2 |
-0.8 |
LAC8 |
|
6.2 |
LAC9 |
-0.5 |
-0.68 |
-1.2 |
0.2 |
1.6 |
-1.0 |
0.6 |
0.8 |
-0.2 |
LAC9 |
|
1000.0 |
SUM |
0.00 |
0.00 |
0.00 |
0.00 |
0.00 |
0.00 |
0.00 |
0.00 |
0.00 |
SUM |
|
182.3 |
SSA |
-12.0 |
34.6 |
19.3 |
17.8 |
47.9 |
-15.8 |
29.2 |
21.5 |
15.5 |
SSA |
|
74.2 |
WANA |
-1.9 |
-13.5 |
-11.0 |
18.9 |
-13.5 |
-4.5 |
-7.1 |
8.0 |
30.9 |
WANA |
|
530.1 |
ASIA |
24.1 |
2.3 |
40.1 |
-20.0 |
-88.7 |
42.9 |
-46.2 |
-51.6 |
-38.0 |
ASIA |
|
213.5 |
LAC |
-10.2 |
-23.5 |
-48.5 |
-16.8 |
54.3 |
-22.7 |
24.1 |
22.2 |
-8.4 |
LAC |
|
165.0 |
AEZ1 |
8.6 |
11.9 |
12.2 |
12.4 |
9.6 |
-10.7 |
18.1 |
-6.0 |
-0.3 |
AEZ1 |
|
123.0 |
AEZ2 |
-3.4 |
2.5 |
-3.5 |
-3.4 |
14.1 |
-6.4 |
13.8 |
12.7 |
-1.5 |
AEZ2 |
|
198.9 |
AEZ3 |
-3.8 |
4.5 |
0.6 |
-3.0 |
11.9 |
25.6 |
20.6 |
23.7 |
-4.3 |
AEZ3 |
|
52.0 |
AEZ4 |
1.3 |
0.8 |
-1.5 |
-0.5 |
13.4 |
-7.1 |
4.9 |
5.7 |
0.6 |
AEZ4 |
|
108.6 |
AEZ5 |
1.2 |
-0.5 |
8.4 |
-2.5 |
-14.6 |
-9.1 |
-6.4 |
-17.9 |
-7.5 |
AEZ5 |
|
43.3 |
AEZ6 |
0.6 |
-0.3 |
-3.3 |
-3.9 |
-5.4 |
-3.6 |
-5.4 |
4.6 |
-3.0 |
AEZ6 |
|
124.5 |
AEZ7 |
-1.6 |
-2.8 |
-1.7 |
-11.2 |
-8.4 |
8.4 |
-22.2 |
-32.7 |
-8.0 |
AEZ7 |
|
104.3 |
AEZ8 |
-0.5 |
-1.9 |
0.9 |
-6.9 |
-8.7 |
8.5 |
-17.0 |
1.1 |
-6.8 |
AEZ8 |
|
80.4 |
AEZ9 |
-2.4 |
-14.1 |
-12.1 |
19.1 |
-11.9 |
-5.5 |
-6.5 |
8.8 |
30.7 |
AEZ9 |
Table 9.11. Relative impacts of agricultural modifiers by agroecological zone and region (weight 0.5)
|
AEZ/Region |
MODIFIER |
Net Effect of all Modifiers |
||||||||
|
(1) Yield Gap |
(2) Malnutrition |
(3) GDP/Caput |
(4) Urgency |
(5) Deforestation |
(6) Soil Degradation |
(7) Cap. of NARS |
(8) Small Country |
(9) Import Gap |
||
|
AEZ |
|
|
|
|
|
|
|
|
|
|
|
AEZ 1 |
+ |
+ |
+ |
+ |
+ |
- |
+ |
- |
|
+ |
|
AEZ 2 |
- |
+ |
- |
- |
+ |
- |
+ |
+ |
- |
+ |
|
AEZ 3 |
+ |
+ |
+ |
- |
+ |
+ |
+ |
+ |
- |
+ |
|
AEZ 4 |
+ |
+ |
- |
- |
+ |
- |
+ |
+ |
+ |
+ |
|
AEZ 5 |
+ |
- |
+ |
- |
- |
- |
- |
- |
- |
- |
|
AEZ 6 |
- |
- |
- |
- |
- |
- |
- |
+ |
- |
- |
|
AEZ 7 |
- |
- |
- |
- |
- |
+ |
- |
- |
- |
- |
|
AEZ 8 |
- |
- |
+ |
- |
- |
+ |
- |
+ |
- |
- |
|
AEZ 9 |
- |
- |
- |
+ |
- |
- |
- |
+ |
+ |
+ |
|
Region |
|
|
|
|
|
|
|
|
|
|
|
SSA |
- |
+ |
+ |
+ |
+ |
- |
+ |
+ |
+ |
+ |
|
WANA |
- |
- |
- |
+ |
- |
- |
- |
+ |
+ |
+ |
|
ASIA |
+ |
+ |
+ |
- |
- |
+ |
- |
- |
- |
- |
|
LAC |
- |
- |
- |
- |
+ |
- |
+ |
+ |
- |
- |
The same results for forestry are displayed in Tables 9.12 and 9.13. For the forestry analysis six modifiers were used (five are the same as for agriculture). Again, it is clear from Table 9.12 that no agroecological zone or region is consistently discriminated against or favoured by all modifiers. The net effect of the forestry modifiers is to increase the base in all tropical agroecological zones (AEZs 1-4) and deduce it in all subtropical ones (AEZs 5-9). This again favours sub-Saharan Africa.
Table 9.12. Quantitative impact of forestry modifiers (w = 0.5)
|
WEIGHT = 0.5 | |||||||
|
DIRECTION |
-1 |
1 |
-1 |
1 |
1 |
-1 | |
|
GROSS REDISTRIBUTION |
125 |
191 |
333 |
255 |
263 |
247 | |
|
BASELINE RELATIVE PRIORITY |
NAME MODIFIER |
GDP/ CAPUT |
DEFORESTATION |
SOIL DEGR. HAZARD |
WOOD LAND/ CAPUT |
MAL NUTRITION |
AV. SIZE COUNTRY IN RAEZ |
|
70.5 |
AFRS1 |
8.4 |
13.6 |
-11.1 |
-0.4 |
13.6 |
4.6 |
|
37.7 |
AFRS2 |
5.5 |
8.4 |
-5.2 |
0.6 |
8.4 |
3.0 |
|
52.8 |
AFRS3 |
8.9 |
17.2 |
-0.4 |
-6.7 |
17.2 |
6.5 |
|
19.0 |
AFRS4 |
2.6 |
3.5 |
-2.9 |
1.8 |
3.5 |
1.2 |
|
74.4 |
WANA9 |
-4.9 |
-4.5 |
-2.5 |
4.0 |
-6.5 |
1.2 |
|
78.3 |
ASIA1 |
7.0 |
-12.8 |
0.0 |
6.3 |
-0.4 |
-10.2 |
|
41.6 |
ASIA2 |
3.7 |
-8.8 |
0.6 |
3.4 |
-0.3 |
1.3 |
|
92.9 |
ASIA3 |
9.7 |
-27.3 |
36.5 |
16.2 |
-0.9 |
8.0 |
|
100.6 |
ASIA5 |
6.2 |
-11.5 |
-5.2 |
6.7 |
-0.4 |
-13.0 |
|
39.0 |
ASIA6 |
-0.8 |
-3.7 |
-1.7 |
2.2 |
-0.1 |
0.7 |
|
95.3 |
ASIA7 |
3.3 |
-9.6 |
6.4 |
4.6 |
-0.3 |
-20.5 |
|
83.8 |
ASIA8 |
8.0 |
-16.8 |
11.3 |
10.4 |
-0.5 |
0.9 |
|
16.5 |
LAC1 |
-4.8 |
4.2 |
-3.1 |
-3.0 |
-2.7 |
1.6 |
|
44.0 |
LAC2 |
-17.2 |
13.1 |
-6.7 |
-8.2 |
-8.3 |
4.7 |
|
53.6 |
LAC3 |
-19.8 |
20.1 |
-2.8 |
-39.8 |
-12.8 |
7.6 |
|
30.5 |
LAC4 |
-4.7 |
6.5 |
-5.2 |
1.7 |
-4.1 |
2.1 |
|
8.4 |
LAC5 |
-1.4 |
1.1 |
-0.9 |
-0.2 |
-0.7 |
0.3 |
|
4.4 |
LAC6 |
-0.4 |
0.3 |
-0.2 |
0.0 |
-0.2 |
0.0 |
|
29.6 |
LAC7 |
-5.2 |
3.8 |
-3.9 |
0.5 |
-2.4 |
0.0 |
|
20.8 |
LAC8 |
-2.7 |
1.6 |
-1.6 |
0.2 |
-1.0 |
-0.6 |
|
6.2 |
LAC9 |
-1.6 |
1.6 |
-1.5 |
-0.4 |
-1.0 |
0.6 |
|
1000.0 |
SUM |
0.0 |
0.0 |
0.0 |
0.0 |
0.0 |
0.0 |
|
180.0 |
SSA |
25.5 |
42.7 |
-19.6 |
-4.7 |
42.6 |
15.4 |
|
74.4 |
WANA |
-4.9 |
-4.5 |
-2.5 |
4.0 |
-6.5 |
1.2 |
|
531.6 |
ASIA |
37.2 |
-90.5 |
47.9 |
49.9 |
-2.9 |
-32.8 |
|
214.1 |
LAC |
-57.8 |
52.3 |
-25.8 |
-49.2 |
-33.3 |
16.2 |
|
165.3 |
AEZ1 |
10.7 |
5.1 |
-14.2 |
2.9 |
10.5 |
-4.0 |
|
123.3 |
AEZ2 |
-8.0 |
12.7 |
-11.3 |
-4.2 |
-0.3 |
9.1 |
|
199.3 |
AEZ3 |
-1.2 |
10.0 |
33.3 |
-30.3 |
3.5 |
22.2 |
|
49.5 |
AEZ4 |
-2.1 |
10.0 |
-8.1 |
3.5 |
-0.6 |
3.3 |
|
108.9 |
AEZ5 |
4.9 |
-10.4 |
-6.1 |
6.5 |
-1.1 |
-12.7 |
|
43.4 |
AEZ6 |
-1.2 |
-3.5 |
-1.9 |
2.3 |
-0.3 |
0.7 |
|
124.9 |
AEZ7 |
-1.9 |
-5.8 |
2.5 |
5.1 |
-2.7 |
-20.5 |
|
104.6 |
AEZ8 |
5.3 |
-15.2 |
9.6 |
10.6 |
-1.6 |
0.2 |
|
80.6 |
AEZ9 |
-6.4 |
-2.9 |
-3.9 |
3.6 |
-7.5 |
1.8 |
Table 9.13. Relative impacts of forestry modifiers by agroecological zone and region
|
AEZ/Region |
MODIFIER |
Net Effect of all Modifiers |
|||||
|
(1) |
(2) |
(3) |
(4) |
(5) |
(6) |
||
|
AEZ |
|
|
|
|
|
|
|
|
AEZ 1 |
+ |
+ |
- |
+ |
+ |
- |
+ |
|
AEZ 2 |
- |
+ |
- |
- |
+ |
+ |
+ |
|
AEZ 3 |
- |
+ |
+ |
- |
+ |
+ |
+ |
|
AEZ 4 |
- |
+ |
- |
+ |
+ |
+ |
+ |
|
AEZ 5 |
+ |
- |
- |
+ |
- |
- |
- |
|
AEZ 6 |
- |
- |
- |
+ |
- |
+ |
- |
|
AEZ 7 |
- |
- |
+ |
+ |
- |
- |
- |
|
AEZ 8 |
+ |
- |
+ |
+ |
- |
- |
- |
|
AEZ 9 |
- |
- |
- |
+ |
- |
+ |
- |
|
Region |
|
|
|
|
|
|
|
|
SSA |
+ |
+ |
- |
- |
+ |
+ |
+ |
|
WANA |
- |
- |
- |
+ |
- |
+ |
- |
|
ASIA |
+ |
- |
+ |
+ |
- |
- |
- |
|
LAC |
- |
+ |
- |
- |
- |
+ |
- |
The baseline value for fisheries was modified by only one variable, the malnutrition modifier, and only on a regional basis. The results are presented in Table 9.14. The malnutrition modifier increases the base for sub-Saharan Africa and reduces it in each of the other regions. This modifier had the same impact on each of the regions for agriculture and forestry as well.
Table 9.14. Impact of modifier on fisheries base (weight 0.5)
|
Region |
Base |
Modified Base |
|
SSA |
11.2 |
13.9 |
|
WANA |
4.9 |
4.2 |
|
ASIA |
65.4 |
64.4 |
|
LAC |
18.5 |
17.5 |
9.9.1.1. Priorities by region, agroecological zone and regional agroecological zone
9.9.1.2. Priorities by commodity and region
The effect of all the nine modifiers (all weighted at 0.5) on the priority analysis for agriculture is shown in Table 9.15. The most striking cumulative effect of the modifiers is the shift in priority from the subtropical to the tropical agroecological zones. The only subtropical agroecological zone whose priority rating increased significantly was the cool subtropics with winter rainfall (AEZ 9), which predominates in West Asia-North Africa.
One of the main consequences of this shift is to boost the priority for sub-Saharan Africa by more than 80% relative to the baseline. Asia, on the other hand, declines by almost 30% relative to the baseline. The other regional changes are relatively minor - an increase of 9% in West Asia-North Africa and a decrease of 14% in Latin America and the Caribbean.
On a regional basis, the analysis results in a final ranking of Asia at 395, sub-Saharan Africa at 340.24, Latin America and the Caribbean at 184.10 and West Asia-North Africa at 80.66. On an agroecological basis, the warm humid tropics (AEZ 3) receive the highest ranking at 274.64, the semi-arid tropics (AEZ 1) rank second with 220.78, while the subhumid tropics (AEZ 2) score third with 148. According to the analysis, the lowest priority zone appears to be AEZ 6, the warm subhumid subtropics with summer rainfall.
Setting priorities by region and agroecological zone using the baseline and modifiers chosen by TAC would have considerable consequences for priorities among commodities. To quantify these, a method was developed for adjusting the value of production of each commodity in each regional agroecological zone by the ratio between the final priority ranking with modifiers weighted at 0.5 and the initial ranking based on value of production. The ratio is calculated by dividing the final value by regional agroecological zone as given in Table 9.15 by the value of production by regional agroecological zone as presented in Table 9.2. If modifier weights change, the ratio will have to be adjusted also. The ratio ranges from a high of 5.07 in RAEZ 1 of sub-Saharan Africa (AFRS1) to a low of 0.20 in RAEZ 7 (ASIA7) of Asia.
Next, the value of production of each commodity in each regional agroecological zone is multiplied by the ratio obtained for that zone. This means that a crop with a high production value grown mainly in an area that is accorded low priority may end up with lower priority than a crop with a low production value grown mainly in an area that is accorded high priority. Commodities produced in RAEZ 1 of sub-Saharan Africa would increase almost fivefold in their value of production. Those produced in RAEZ 7 of Asia will reduce by more than four-fifths. These adjusted values of production of a commodity can then be aggregated by region and by agroecological zone. The results are shown in Tables 9.16 and 9.17, which show the unadjusted and adjusted values respectively, globally and by region.
Table 9.15. Outcome of agriculture analysis (w = 0.5)
|
RAEZ/AEZ/REGION |
BASELINE |
FINAL |
|
RAEZ |
|
|
|
AFRS1 |
70.35 |
136.41 |
|
AFRS2 |
37.65 |
68.01 |
|
AFRS3 |
52.69 |
98.31 |
|
AFRS4 |
21.61 |
37.51 |
|
WANA9 |
74.18 |
80.66 |
|
ASIA1 |
78.17 |
67.66 |
|
ASIA2 |
41.49 |
42.82 |
|
ASIA3 |
92.68 |
120.15 |
|
ASIA5 |
100.24 |
52.75 |
|
ASIA6 |
38.82 |
21.20 |
|
ASIA7 |
95.02 |
27.17 |
|
ASIA8 |
83.63 |
63.26 |
|
LAC1 |
16.48 |
16.71 |
|
LAC2 |
43.88 |
37.17 |
|
LACS |
53.50 |
56.18 |
|
LAC4 |
30.44 |
32.12 |
|
LAC5 |
8.36 |
6.86 |
|
LAC6 |
4.43 |
2.47 |
|
LAC7 |
29.48 |
17.15 |
|
LACS |
20.71 |
9.68 |
|
LAC9 |
6.19 |
5.75 |
|
Total |
1000.00 |
1000.00 |
|
AEZ |
|
|
|
AEZ1 |
165.00 |
220.78 |
|
AEZ2 |
123.03 |
148.00 |
|
AEZ3 |
198.87 |
275.64 |
|
AEZ4 |
52.05 |
69.63 |
|
AEZ5 |
108.60 |
59.62 |
|
AEZ6 |
43.26 |
23.67 |
|
AEZ7 |
124.50 |
44.31 |
|
AEZ8 |
104.34 |
72.94 |
|
AEZ9 |
80.36 |
86.41 |
|
Total |
1000.00 |
1000.00 |
|
Region |
|
|
|
AFRS |
182.30 |
340.24 |
|
WANA |
74.18 |
80.66 |
|
ASIA |
530.06 |
395.00 |
|
LAC |
213.47 |
184.10 |
|
Total |
1000.00 |
1000.00 |
The last column of Table 9.16, labelled "Global VOP", shows the percentage share of each commodity in the global value of production of 35 major agricultural commodities. The total is standardized at 100. Thus rice represents 17.8% of the global value of production, wheat 6.4%, etc. The first part of the table illustrates the regional distribution of this value of production by commodity. Since regional price differences were not used in calculating the total value of production, this regional distribution reflects production only. For example, 2% of rice is produced in sub-Saharan Africa, 1% in West Asia-North Africa, 93% in Asia and 4% in Latin America and the Caribbean. Barley is produced predominantly (66%) in West Asia-North Africa, cassava (45%) in sub-Saharan Africa, and soybean (65%) in Latin America and the Caribbean.
The unadjusted baseline data are dominated by the value of production of the staple cereal crops (rice, wheat and maize), and by the large differences between regions in the production not only of cereals but of many other commodities. Banana and plantain, beef and buffalo meat, and milk are the other CGIAR commodities with a significant (>4%) share in the value of production. The most significant aspect of the regional distribution is the dominance (>80%) of Asia in the production of rice, sweet potato, chickpea, coconut and cabbage, which are all either CGIAR commodities already or else under consideration. Rubber and pigmeat are also of particular importance in Asia. The bulk share of sweet potato and pigmeat is produced in China.
Table 9.17 presents the outcome of the weighting process. The first column repeats the basic share of each commodity in unadjusted value of production. The second column represents the adjusted share in value of production of each commodity (with modifiers weighted at 0.5). Commodities that are mostly produced in Asia and in the subtropics generally reduce in importance, while commodities produced in the tropics and in sub-Saharan Africa generally rank higher. The right hand side of the table shows the distribution of this adjusted value of production by commodity and by region.
The weighting process generally shifts the ranking of commodities in favour of sub-Saharan Africa and away from Asia, as might be expected from the analysis above (Section 9.9.1.1). Overall, rice shifts from 17.8 to 13.2%, and on a regional basis rice in sub-Saharan Africa increases from 2% to 9%. Similar regional shifts can be seen in the cases of wheat, maize, millet and sorghum, although the overall ranking of maize does not change and those of millet and sorghum increase. In the case of wheat, the priority for West Asia-North Africa increases from 9% to 26%. Other significant regional shifts include large improvements in the ranking in sub-Saharan Africa of cassava, sweet potato, bananas and plantain, phaseolus beans, broad beans, groundnuts, beef and buffalo meat, sheep and goat meat, and milk.
The results of the analysis for forestry are summarized in Table 9.18. The impact of the six modifiers on the allocation of priority by regional agroecological zone is quite variable. For example, the warm humid tropics (AEZ 3) increase in importance in sub-Saharan Africa and Asia but decrease in Latin America and the Caribbean. The impact on the allocation to global agroecological zones is little changed. The situation is different for the regions, however. The allocation to sub-Saharan Africa increases significantly (up 102), while the allocation to Asia increases slightly, and that to Latin America and the Caribbean decreases (up 9 and down 102 respectively). The analysis suggests that Asia should receive a ranking of 461.2, sub-Saharan Africa of 339.6, Latin America and the Caribbean of 178.4, and West Asia-North Africa of 20.7. The most important zone appears to be the warm humid tropics (AEZ 3), which receives 375.5, while the warm subhumid subtropics receive only 16.08.
Table 9.16. Value of production by agricultural commodity and its regional distribution not adjusted for RAEZ priorities (% of total)
|
COMMODITY |
VOP |
AFRICA |
WANA |
ASIA |
LAT. AM |
SUM |
|
Rice |
17.8 |
1.8 |
1.1 |
93.0 |
4.2 |
100.0 |
|
Wheat |
6.4 |
0.8 |
19.0 |
70.0 |
10.2 |
100.0 |
|
Maize |
4.1 |
10.3 |
4.0 |
57.5 |
28.2 |
100.0 |
|
Barley |
0.6 |
4.7 |
65.9 |
23.0 |
6.4 |
100.0 |
|
Sorghum |
0.8 |
32.4 |
2.7 |
40.3 |
24.6 |
100.0 |
|
Millet |
0.7 |
41.3 |
0.8 |
57.6 |
0.3 |
100.0 |
|
Cassava |
2.0 |
45.0 |
0.0 |
34.6 |
20.4 |
100.0 |
|
Potato |
2.8 |
3.1 |
15.2 |
65.1 |
16.5 |
100.0 |
|
Sweet Potato |
2.9 |
5.0 |
0.1 |
93.1 |
1.9 |
100.0 |
|
Yam |
0.6 |
96.6 |
0.0 |
0.8 |
2.6 |
100.0 |
|
Banana & Plantain |
2.1 |
34.5 |
0.8 |
29.2 |
35.6 |
100.0 |
|
Chickpea |
0.5 |
2.7 |
14.5 |
80.3 |
2.5 |
100.0 |
|
Cowpea |
0.2 |
95.5 |
0.4 |
1.9 |
2.2 |
100.0 |
|
Pigeonpea |
0.2 |
6.1 |
0.0 |
92.4 |
1.5 |
100.0 |
|
Broad Bean |
0.4 |
8.9 |
22.5 |
64.0 |
4.5 |
100.0 |
|
Lentil |
0.2 |
1.2 |
47.9 |
47.8 |
3.1 |
100.0 |
|
Beans |
1.1 |
23.9 |
7.8 |
20.2 |
48.1 |
100.0 |
|
Soybean |
2.5 |
0.5 |
0.9 |
33.3 |
65.3 |
100.0 |
|
Groundnut |
2.6 |
21.8 |
0.9 |
73.5 |
3.9 |
100.0 |
|
Coconut |
1.1 |
4.9 |
0.0 |
87.9 |
7.1 |
100.0 |
|
Tomato |
1.2 |
4.7 |
49.5 |
23.0 |
22.8 |
100.0 |
|
Onion |
0.8 |
2.8 |
23.4 |
58.9 |
14.9 |
100.0 |
|
Cabbage |
0.4 |
0.7 |
9.0 |
85.1 |
5.2 |
100.0 |
|
Orange |
3.5 |
1.6 |
15.3 |
20.7 |
62.3 |
100.0 |
|
Lemon & Lime |
0.7 |
2.8 |
29.3 |
20.6 |
47.2 |
100.0 |
|
Pineapple |
0.5 |
11.1 |
0.0 |
63.7 |
25.2 |
100.0 |
|
Grape |
2.5 |
0.2 |
53.7 |
9.1 |
37.1 |
100.0 |
|
Apple |
1.1 |
0.1 |
29.5 |
50.7 |
19.7 |
100.0 |
|
Sugar |
2.7 |
6.9 |
6.5 |
40.1 |
46.5 |
100.0 |
|
Coffee |
2.7 |
20.4 |
0.1 |
17.0 |
62.5 |
100.0 |
|
Tea |
0.8 |
12.3 |
8.7 |
76.6 |
2.4 |
100.0 |
|
Cocoa |
0.8 |
57.7 |
0.0 |
14.6 |
27.6 |
100.0 |
|
Tobacco |
2.6 |
5.8 |
6.1 |
73.4 |
14.8 |
100.0 |
|
Rubber |
1.1 |
6.1 |
0.0 |
92.8 |
1.1 |
100.0 |
|
Cotton |
2.8 |
8.9 |
11.4 |
65.1 |
14.7 |
100.0 |
|
Jute |
0.2 |
0.1 |
0.2 |
99.0 |
0.7 |
100.0 |
|
Hemp |
0.0 |
0.0 |
3.9 |
93.1 |
2.9 |
100.0 |
|
Sisal |
0.0 |
24.5 |
0.4 |
4.2 |
70.9 |
100.0 |
|
Palm Oil |
0.7 |
16.7 |
0.0 |
77.7 |
5.6 |
100.0 |
|
Beef & Buffalo Meat |
5.0 |
13.0 |
8.6 |
21.3 |
57.2 |
100.0 |
|
Sheep & Goat Meat |
1.7 |
17.9 |
29.8 |
44.0 |
8.3 |
100.0 |
|
Pigmeat |
4.8 |
1.2 |
0.1 |
87.7 |
10.9 |
100.0 |
|
Poultry Meat |
1.9 |
6.5 |
14.0 |
43.7 |
35.8 |
100.0 |
|
Milk |
8.9 |
8.5 |
11.1 |
52.2 |
28.3 |
100.0 |
|
Eggs |
2.8 |
4.3 |
11.6 |
61.5 |
22.5 |
100.0 |
|
Sum |
100.0 |
9.1 |
9.3 |
59.0 |
22.5 |
100.0 |
|
Grain crops |
30.4 |
| ||||
|
Starchy crops |
10.5 |
| ||||
|
Leguminous crops |
78 |
| ||||
|
Vegetables & Fruits |
10.7 |
| ||||
|
Other Crops |
15.5 |
| ||||
|
Livestock |
25.0 |
| ||||
Table 9.17. Value of production by agricultural commodity adjusted for priorities by RAEZ (% of total)
|
WEIGHT 0.5 AND BASELINE PRIORITY |
| ||||||
|
COMMODITY |
VOP |
ADJUSTED |
AFRICA |
WANA |
ASIA |
LAT. AM |
SUM |
|
Rice |
17.8 |
13.2 |
9.0 |
1.2 |
84.8 |
5.0 |
100.0 |
|
Wheat |
6.4 |
4.0 |
4.3 |
26.4 |
60.3 |
8.9 |
100.0 |
|
Maize |
4.1 |
4.2 |
36.1 |
3.3 |
39.0 |
21.5 |
100.0 |
|
Barley |
0.6 |
0.6 |
13.4 |
63.7 |
17.9 |
5.1 |
100.0 |
|
Sorghum |
0.8 |
1.5 |
72.6 |
1.3 |
15.4 |
10.7 |
100.0 |
|
Millet |
0.7 |
1.5 |
80.8 |
0.3 |
18.9 |
0.1 |
100.0 |
|
Cassava |
2.0 |
4.5 |
74.7 |
0.0 |
16.3 |
9.0 |
100.0 |
|
Potato |
2.8 |
2.1 |
12.3 |
17.9 |
51.9 |
17.9 |
100.0 |
|
Sweet Potato |
2.9 |
1.4 |
34.2 |
0.1 |
62.7 |
2.9 |
100.0 |
|
Yam |
0.6 |
1.9 |
98.7 |
0.0 |
0.3 |
1.0 |
100.0 |
|
Banana & Plantain |
2.1 |
3.6 |
62.0 |
0.4 |
16.2 |
21.4 |
100.0 |
|
Chickpea |
0.5 |
0.4 |
9.2 |
14.4 |
73.7 |
2.8 |
100.0 |
|
Cowpea |
0.2 |
0.9 |
98.8 |
0.1 |
0.5 |
0.6 |
100.0 |
|
Pigeonpea |
0.2 |
0.2 |
20.6 |
0.0 |
77.9 |
1.5 |
100.0 |
|
Broad Bean |
0.4 |
0.4 |
31.2 |
21.9 |
42.5 |
4.5 |
100.0 |
|
Lentil |
0.2 |
0.2 |
3.8 |
46.5 |
46.9 |
2.7 |
100.0 |
|
Beans |
1.1 |
1.6 |
54.4 |
4.9 |
12.0 |
28.8 |
100.0 |
|
Soybean |
2.5 |
1.5 |
3.5 |
1.2 |
23.9 |
71.3 |
100.0 |
|
Groundnut |
2.6 |
3.7 |
62.5 |
0.5 |
35.2 |
1.8 |
100.0 |
|
Coconut |
1.1 |
1.4 |
15.1 |
0.0 |
79.4 |
5.4 |
100.0 |
|
Tomato |
1.2 |
1.2 |
19.2 |
44.9 |
15.7 |
20.2 |
100.0 |
|
Onion |
0.8 |
0.7 |
13.2 |
23.3 |
49.2 |
14.3 |
100.0 |
|
Cabbage |
0.4 |
0.3 |
3.3 |
11.1 |
77.6 |
8.1 |
100.0 |
|
Orange |
3.5 |
3.0 |
7.1 |
15.9 |
15.7 |
61.3 |
100.0 |
|
Lemon & Lime |
0.7 |
0.6 |
12.9 |
27.3 |
19.4 |
40.4 |
100.0 |
|
Pineapple |
0.5 |
0.7 |
30.9 |
0.0 |
49.7 |
19.4 |
100.0 |
|
Grape |
2.5 |
1.9 |
1.0 |
62.7 |
7.0 |
29.4 |
100.0 |
|
Apple |
1.1 |
0.7 |
0.4 |
41.1 |
37.3 |
21.2 |
100.0 |
|
Sugar |
2.7 |
2.9 |
27.2 |
5.2 |
27.9 |
39.6 |
100.0 |
|
Coffee |
2.7 |
3.8 |
44.1 |
0.1 |
13.0 |
42.8 |
100.0 |
|
Tea |
0.8 |
0.9 |
31.1 |
7.3 |
60.4 |
1.3 |
100.0 |
|
Cocoa |
0.8 |
2.0 |
81.4 |
0.0 |
6.6 |
12.0 |
100.0 |
|
Tobacco |
2.6 |
1.9 |
30.2 |
7.3 |
45.9 |
16.6 |
100.0 |
|
Rubber |
1.1 |
1.3 |
18.2 |
0.0 |
80.9 |
0.9 |
100.0 |
|
Cotton |
2.8 |
2.6 |
40.6 |
10.7 |
34.9 |
13.9 |
100.0 |
|
Jute |
0.2 |
0.2 |
0.7 |
0.2 |
98.5 |
0.7 |
100.0 |
|
Hemp |
0.0 |
0.0 |
0.0 |
7.4 |
87.0 |
5.6 |
100.0 |
|
Sisal |
0.0 |
0.1 |
62.9 |
0.2 |
1.0 |
35.9 |
100.0 |
|
Palm Oil |
0.7 |
1.1 |
36.8 |
0.0 |
58.5 |
4.8 |
100.0 |
|
Beef & Buffalo Meat |
5.0 |
5.9 |
42.5 |
6.3 |
14.6 |
36.6 |
100.0 |
|
Sheep & Goat Meat |
1.7 |
2.3 |
53.5 |
19.0 |
23.0 |
4.5 |
100.0 |
|
Pigmeat |
4.8 |
3.3 |
6.6 |
0.1 |
78.7 |
14.6 |
100.0 |
|
Poultry Meat |
1.9 |
2.0 |
23.7 |
11.9 |
32.5 |
31.8 |
100.0 |
|
Milk |
8.9 |
9.7 |
33.5 |
8.9 |
36.2 |
21.4 |
100.0 |
|
Eggs |
2.8 |
2.4 |
18.5 |
11.5 |
46.2 |
23.8 |
100.0 |
|
Sum |
100.0 |
100.0 |
33.665 |
8.10681 |
39.7228 |
18.5053 |
100.0 |
|
Grain crops |
30.4 |
25.0 |
| ||||
|
Starchy crops |
10.5 |
13.6 |
| ||||
|
Leguminous crops |
7.8 |
8.9 |
| ||||
|
Vegetables & Fruits |
10.7 |
8.9 |
| ||||
|
Other Crops |
15.53 |
18.07 |
| ||||
|
Livestock |
25.05 |
25.5 |
| ||||
Table 9.18. Outcome of forestry analysis (w = 0.5)
|
RAEZ/AEZ/REGION |
BASELINE |
FINAL |
|
RAEZ |
|
|
|
AFRS1 |
75.77 |
104.51 |
|
AFRS2 |
46.61 |
67.27 |
|
AFRS3 |
95.75 |
138.52 |
|
AFRS4 |
19.59 |
29.34 |
|
WANA9 |
33.88 |
20.74 |
|
ASIA1 |
63.77 |
53.67 |
|
ASIA2 |
43.86 |
43.84 |
|
ASIA3 |
136.32 |
178.62 |
|
ASIA5 |
57.50 |
40.45 |
|
ASIA6 |
18.62 |
15.25 |
|
ASIA7 |
48.18 |
31.98 |
|
ASIA8 |
84.12 |
97.42 |
|
LAC1 |
22.42 |
14.71 |
|
LAC2 |
69.16 |
46.54 |
|
LACS |
105.92 |
58.40 |
|
LAC4 |
34.38 |
30.69 |
|
LAC5 |
5.74 |
3.84 |
|
LAC6 |
1.33 |
0.84 |
|
LAC7 |
20.14 |
13.00 |
|
LAC8 |
8.53 |
4.28 |
|
LAC9 |
8.40 |
6.10 |
|
Total |
1000.00 |
1000.00 |
|
AEZ |
|
|
|
AEZ1 |
161.97 |
172.89 |
|
AEZ2 |
159.62 |
157.65 |
|
AEZ3 |
337.99 |
375.54 |
|
AEZ4 |
53.98 |
60.03 |
|
AEZ5 |
63.23 |
44.29 |
|
AEZ6 |
19.96 |
16.08 |
|
AEZ7 |
68.32 |
44.98 |
|
AEZ8 |
92.65 |
101.70 |
|
AEZ9 |
42.28 |
26.84 |
|
Total |
1000.00 |
1000.00 |
|
Region |
|
|
|
AFRS |
237.72 |
339.64 |
|
WANA |
33.88 |
20.74 |
|
ASIA |
452.38 |
461.22 |
|
LAC |
276.02 |
178.40 |
|
Total |
1000.00 |
1000.00 |
The impact of the malnutrition modifier on the priority allocation across regions for fisheries is shown in Table 9.19. The modifier increases the ranking of sub-Saharan Africa but decreases that of the other three regions. The analysis suggests an allocation to sub-Saharan Africa of 138.8, to West Asia-North Africa of 42.43, to Asia of 643.83 and to Latin America and the Caribbean of 174.9.
Table 9.19. Outcome of analysis on fisheries with weight = 0.5
|
|
INITIAL |
FINAL |
|
SSA |
111.77 |
138.81 |
|
WANA |
48.53 |
42.43 |
|
ASIA |
654.37 |
643.83 |
|
LAC |
185.32 |
174.92 |
|
TOTAL |
1000.00 |
1000.00 |
9.10.1. All modifiers increased and decreased equally: agriculture, forestry and fisheries
9.10.2. Sensitivity to Changing One Weight
9.10.3. Sensitivity of adjusted commodity values, and their regional distribution, to modifier weights: agriculture
9.10.4. TAC's Conclusions Regarding Weights
So far, TAC has reported the values of the baseline adjusted by all modifiers weighted at 0.5. TAC also conducted analyses using weights of 0.25 and 1.00. Because the model is linear, three observations are sufficient to enable the reader to extrapolate to further weighting levels.
The results for the regional distribution of priority for agriculture, forestry and fisheries are presented in Table 9.20. The modifiers have significant impacts on regional distribution. For example, agriculture in sub-Saharan Africa has a base priority of 18.0. Weighting all modifiers at 0.25 increased that to 25.8. Weighting at 0.5 increased it still further to 33.7; and a weight of 1 increased it to 47.4. Choosing a weight of 1 nearly doubles the African value over its level at a weighting of 0.25. The agricultural modifiers favour both sub-Saharan Africa and West Asia-North Africa, so their share rises as the weights are increased. In contrast the share of Asia is almost cut in half when the modifiers are weighted at 1.
In forestry, the modifiers favour sub-Saharan Africa at the expense of all other regions. In this region the importance of forestry rises from 28.9% at a weighting of 0.25, to 44.1% at 1. All other regions decline, but more slowly than for agriculture. This results from using only six modifiers instead of nine.
The analysis of fisheries used only one modifier. It favours sub-Saharan Africa, but not heavily. The result is that the redistribution across regions when weights are adjusted is much less pronounced.
Clearly, the choice of the level of weight to be attached to modifiers changes the priority ranking considerably.
Table 9.20. Impact of changing all modifier weights equally: regional distribution for agriculture, forestry and fisheries
|
Region/Production Sector |
Baseline (%) |
0.25 (%) |
0.50 (%) |
1.00 (%) |
|
SSA |
|
|
|
|
|
Agriculture |
18.2 |
25.8 |
34.0 |
47.4 |
|
Forestry |
23.8 |
28.9 |
34.0 |
44.1 |
|
Fisheries |
11.2 |
12.5 |
13.9 |
16.6 |
|
WANA |
|
|
|
|
|
Agriculture |
7.4 |
7.8 |
8.1 |
8.4 |
|
Forestry |
3.4 |
2.7 |
2.1 |
0.8 |
|
Fisheries |
4.8 |
4.5 |
4.2 |
3.6 |
|
ASIA |
|
|
|
|
|
Agriculture |
53.2 |
46.4 |
39.5 |
29.1 |
|
Forestry |
45.2 |
45.7 |
46.1 |
47.0 |
|
Fisheries |
65.4 |
64.9 |
64.4 |
63.3 |
|
LAC |
|
|
|
|
|
Agriculture |
21.4 |
20.0 |
18.4 |
15.1 |
|
Forestry |
27.6 |
22.7 |
17.8 |
8.1 |
|
Fisheries |
18.5 |
18.0 |
17.5 |
16.4 |
|
Total |
100 |
100 |
100 |
100 |
TAC also explored the sensitivity of the results to changing the weight attached to a single modifier. The framework for agriculture was changed for each of five modifiers receiving a weight of 2 while all others stayed at 0.5. The analysis was done one at a time for the following modifiers: GDP per caput, deforestation, soil degradation, small country, and import gap. The results are reported in Table 9.21.
The analysis is very enlightening. Heavily weighting one of the modifiers causes substantial changes in the regional distribution of priority. Weighting GDP per caput at 2 more than doubles sub-Saharan Africa's share, while cutting Latin America and the Caribbean by a factor of 3. On the other hand, weighting deforestation at 2 doubles Latin America and the Caribbean and cuts Asia by more than half. Weighting soil degradation risk at 2 reduces sub-Saharan Africa and Latin America and the Caribbean but increases Asia substantially. Weighting the small country modifier at 2 slashes Asia and increases the other three regions. Finally, weighting the self-reliance modifier at 2 doubles West Asia-North Africa's allocation, mostly at the expense of sub-Saharan Africa.
The results reinforced TAC's initial decision to select uniform weights. Trying to determine different weights for each modifier would open the process to special interest groups, each campaigning for higher weights on a modifier known to benefit its own region. For the remainder of the analysis, uniform weights are therefore used.
Table 9.21. Sensitivity of regional baselines to change in the weight of a single modifier (agriculture)
|
|
Baseline |
Modified Baseline all at 0.5 |
GDP/Cap = 2 |
Defores. = 2 |
Soil Deg. = 2 |
Small C = 2 |
Imp. Gap = 2 |
|
% |
% |
% |
% |
% |
% |
% |
|
|
SSA |
18.2 |
34.0 |
38.7 |
46.9 |
29.0 |
37.1 |
38.3 |
|
WANA |
7.4 |
8.1 |
4.7 |
4.0 |
6.7 |
9.8 |
17.4 |
|
ASIA |
53.0 |
39.5 |
50.9 |
14.9 |
52.5 |
29.7 |
28.3 |
|
LAC |
21.4 |
18.4 |
5.7 |
34.2 |
11.8 |
23.4 |
16.0 |
|
TOTAL |
100 |
100 |
100 |
100 |
100 |
100 |
100 |
The method by which the value of production of agricultural commodities was adjusted for priorities by region and by agroecological zone was outlined in Section 9.9.1.2. The results there reflected the use of a uniform weight across modifiers of 0.5. To explore the sensitivity of the distribution of adjusted values of production of commodities, TAC tested the impact of weighting all modifiers at 0.25 and at 1.
Table 9.22. Sensitivity of modified relative commodity value to baseline and modifier adjustment (selected CGIAR commodities - % global value)
|
Selected CGIAR Commodities |
Value of Production (VOP) |
Baseline Weighted VOP 1/ |
Modified Baseline VOP with weights of: |
||
|
0.25 |
0.50 |
1.00 |
|||
|
Rice |
17.8 |
15.6 |
14.4 |
13.2 |
11.6 |
|
Wheat |
6.4 |
5.7 |
4.9 |
4.0 |
2.5 |
|
Maize |
4.1 |
4.4 |
4.3 |
4.2 |
4.1 |
|
Barley |
0.6 |
0.6 |
0.6 |
0.6 |
0.6 |
|
Sorghum |
0.8 |
1.1 |
1.3 |
1.5 |
1.9 |
|
Millet |
0.7 |
1.0 |
1.2 |
1.5 |
1.9 |
|
Cassava |
2.0 |
2.9 |
3.7 |
4.5 |
5.9 |
|
Potato |
2.8 |
2.7 |
2.4 |
2.1 |
1.6 |
|
Sweet Potato |
2.9 |
2.3 |
1.9 |
1.4 |
1.0 |
|
Bananas |
2.1 |
2.6 |
3.1 |
3.6 |
4.4 |
|
Beef and Buffalo |
5.0 |
5.3 |
5.6 |
5.9 |
6.3 |
1/Columns will not add up to 100 because only selected CGIAR commodities are included
The results for selected CGIAR commodities on a global basis are presented in Table 9.22. Some commodities are very sensitive to the weight given to all modifiers while others are not. The higher the weight attached to modifiers the smaller the shares of rice, wheat and sweet potato, and the higher the shares of cassava, sorghum, millet and banana. The first three commodities are produced mainly in Asia, while the latter are associated more with sub-Saharan Africa. Given that the modifiers on balance give more weight to sub-Saharan Africa and less to Asia, the higher the weight, the more the modified commodity base shifts toward sub-Saharan African commodities. However, it should also be noted that other commodities are redistributed less by the analysis: the relative values attached to maize, barley, beef and buffalo meat change little at different weights.
The regional analysis for five CGIAR commodities is contained in Table 9.23. Comparing unweighted values of production by region to modified values weighted at 1 reveals that modification in some cases causes enormous shifts among regions. The most extreme is in sweet potato, where the share with modifiers weighted at 1 is 69% for sub-Saharan Africa compared to levels of 5% for unweighted value of production and 12% for weighted baseline. The inter-regional shifts are also pronounced in sorghum (away from Asia towards sub-Saharan Africa), wheat (away from Asia towards West Asia-North Africa) and beef and buffalo (away from Latin America and the Caribbean towards sub-Saharan Africa). Even in rice the relative allocation to sub-Saharan Africa increases sixfold over the unweighted value of production.
Table 9.23. Sensitivity of regional distribution of commodity VOP unweighted, baseline and modified (selected CGIAR commodities: distribution across regions)
|
Selected CGIAR Commodities |
Region |
Value of Production (VOP) |
Baseline Weighted VOP |
Modified Baseline VOP with weights of: |
||
|
|
|
|
|
0.25 |
0.50 |
1.00 |
|
SSA |
2 |
4 |
6 |
8 |
14 |
|
|
WANA |
1 |
1 |
1 |
2 |
2 |
|
|
ASIA |
93 |
90 |
88 |
85 |
79 |
|
|
LAC |
4 |
5 |
5 |
5 |
5 |
|
|
SSA |
1 |
2 |
3 |
4 |
10 |
|
|
WHEAT |
WANA |
19 |
17 |
21 |
26 |
44 |
|
ASIA |
70 |
72 |
67 |
60 |
38 |
|
|
LAC |
10 |
9 |
9 |
9 |
8 |
|
|
SSA |
32 |
53 |
64 |
73 |
84 |
|
|
SORGHUM |
WANA |
3 |
2 |
1 |
1 |
1 |
|
ASIA |
40 |
29 |
21 |
15 |
8 |
|
|
LAC |
25 |
17 |
13 |
11 |
7 |
|
|
SSA |
5 |
12 |
20 |
34 |
69 |
|
|
SWEET |
WANA |
0 |
0 |
0 |
0 |
0 |
|
POTATO |
ASIA |
93 |
86 |
77 |
63 |
27 |
|
LAC |
2 |
2 |
2 |
3 |
3 |
|
|
SSA |
13 |
25 |
34 |
43 |
56 |
|
|
BEEF AND |
WANA |
9 |
6 |
6 |
6 |
6 |
|
BUFFALO |
ASIA |
21 |
19 |
17 |
15 |
11 |
|
LAC |
57 |
49 |
43 |
37 |
26 |
|
The sensitivity analysis helped TAC reach two conclusions on weights. First, as noted above, TAC firmly believes that all weights across modifiers should be equal. Second, given the sensitivity of the regional, agroecological and commodity distributions of priorities to higher weights, TAC in its analysis used a uniform weight across modifiers of 0.25 and 0.5.
The rate of progress that can be achieved by a centre in raising the stable biological yield ceilings of its mandated commodities is an important factor to take into account when setting CGIAR priorities by commodity.
The centres have provided TAC with an estimate of the productivity gains they hope to achieve in each of the regional agroecological zones for their mandate commodities (Annex 5). The rates range from less than 1% per annum for unfavourable environments to more than 3% for favourable environments.
For cereals, the expected productivity gains in most zones are 1-2% per annum, but exceed 3% in the case of wheat and maize for some zones in all four regions. For roots and tubers, the expected gains in general are less than 2% per annum, and in some zones less than 0.5%.
Estimates for cassava and sweet potato differ markedly depending on the centre concerned. For banana the expected gains in all zones are less than 1%, except in the humid tropics in sub-Saharan Africa where they are 1-2% per annum. For grain legumes and oilseeds, expected gains are generally 0.5-1% per annum or lower, except for cowpea and soybean in the subhumid zone, and cowpea in the semi-arid zone, where gains of 1-3% per annum are expected. (However, the AVRDC estimate for soybean in the subhumid zone of sub-Saharan Africa is much lower, less than 0.5% per annum. For vegetables, expected gains are generally in the range 0.5-2% per annum. For livestock products, the expected gains estimated by ILCA are generally in the range 0.5-2% per annum, but estimates from ILRAD are generally 0.5-1% higher.
These estimates have to be considered with caution. The agroecological zonation used by the centres is generally very different to that used by TAC, making the estimates problematic. The difficulty of disaggregating the progress made by the centres from that made by other agencies such as national research institutes and extension services further complicates the estimating process.
In allocating priorities by agricultural commodity, an important criteria is the importance of particular commodities for the poor, either as a staple food, as a source of income or within farming systems. In order to incorporate such an equity perspective in CGIAR priority assessment, TAC made substantial efforts to collect information on the location of the poor and the use they make of particular commodities. Some of this information was compiled for TAC in a background paper prepared by IFPRI (Broca and Oram, 1991).
In sub-Saharan Africa, poor people depend heavily on millet and sorghum, and, to a lesser extent, on maize (especially in Eastern Africa) and on wheat and barley (in the highlands). Groundnuts and beans are the main source of non-cereal protein. Cassava, plantains, sweet potatoes and potatoes also contribute to the diet. Livestock and their products are particularly important for income and employment generation, in addition to providing high quality protein.
In South Asia, rice and wheat are the most important staples of the poor, although millet and sorghum remain the staples of the poorest in the driest areas. Pulses are important sources of protein, and consumption of potato is increasing rapidly. Milk and fish are also of importance, for nutrition and income generation.
In Southeast Asia, rice is the dominant food crop, followed by maize and cassava. Coconuts, oil palm and sweet potato are important energy sources. Pulses, groundnut, soybean, poultry and fish are major sources of non-cereal protein for the poor also.
In South America, diets of the poor are dominated by maize and rice. Cassava in the warm tropics, potatoes in the highlands and banana/plantain are also important sources of energy. Pulses, particularly phaseolus beans, are the main source of protein for the poor together with cereals, meat and milk. Vegetable oil and sugar are also important energy sources.
In Central America, maize is even more dominant in the staple diet of the poor. Banana and plantain are the main starchy staple, phaseolus beans an important source of energy and protein, together with sugar and fats and oils.
The study by Broca and Oram (1991) highlights the importance of key cereals in the diet of the poor. These are millet, sorghum and maize in Africa, rice and wheat in South Asia, rice and maize in Southeast Asia, and maize and rice in South and Central America. Information on the West Asia-North Africa region was not available. In addition to rice and maize, cassava, coconut, sugar and plantain are dietary staples in the more humid zones; in the drier zones cereals are supplemented by cassava, bananas, sweet potatoes, groundnuts and pulses. Potatoes are increasing in importance, and surveys show that horticultural crops, and oil seeds make a significant and probably under-rated contribution to the nutrition of the poor. While the rising productivity of rice and wheat has increased their dominance in the diet in Asia and in the warm tropics and subtropics of South America, surveys also indicate a trend toward greater diversification of the diet, with increasing contribution of pulses, vegetable oils, horticultural and livestock products over time.
It is difficult to assess the importance of particular commodities for the poor in a quantitative way. One possible indicator would be the value of income elasticity of demand by commodity. Where this value is low, the commodity is likely to be consumed mainly by low-income groups. The indicator does have an important conceptual weakness however. Many commodities with high income elasticity of supply, such as beef, are also preferred commodities of the poor and are often important staples.
Each CGIAR mandate commodity is important for the poor in at least one of the regions, and there is not really a basis for discrimination among them while allocating global CGIAR priorities. It should also be recalled that the selection of particular crops as CGIAR mandate commodities has usually been based largely on the criterion of their importance for the poor.
Although other commodities under consideration, particularly industrial crops, may not appear to be directly important for the diet or farming system of the poor, they may contribute substantially to an income and employment generating capacity for landless labourers.
While TAC had no quantitative basis in priority setting to discriminate between commodities on the basis of their importance for the poor, it incorporated this perspective in a qualitative way.
An important consideration in the planning of international research is the likely size of spillover effects that will result from a research activity, i.e. benefits of research undertaken in one region or agroecological zone but applicable to other areas, especially in those with similar agricultural environments. Spillovers are one of the prime justifications for international agricultural research. They are particularly relevant at the strategic and, though less so, the applied research levels. They constitute the CGIAR's primary comparative advantage. An efficient CGIAR programme will seek spillover effects and avoid duplication of strategic and applied research activities.
The only spillover coefficients available to TAC are those derived by ACIAR for their research priorities framework as discussed in the following section. Spillovers are most valid for research done in an RAEZ across the rest of the same AEZs. The criterion of spillovers is not relevant to adaptive research (not a major activity of the CGIAR) or directly to capacity building where the impact is restricted to the country or region concerned. The spillover effects by commodity by RAEZ, as estimated by the ACIAR framework, were considered by TAC in its consideration of priorities by commodity.
ACIAR has developed an information system to assist with its own resource allocation decisions. The system consists of a multi-regional international trade model using the concept of economic surplus to derive ex ante measures of the relative economic benefits of alternative commodity and regional research portfolios. Its starting point is the research expenditure needed to cause a 5% reduction in the unit cost of production of a commodity. The economic benefits of such research are proportional to the value of production of the commodity. The distribution of these benefits among consumers, producers, importers and exporters is also estimated. The model allows for an assessment of the spillover effects of research on particular commodities to other environments. It also enables judgements about the relative strength of research and extension systems and rural infrastructure to be made.
The ACIAR framework allows analysis to be conducted at the international level, includes all major production and consumption regions of the world and is based on FAO's agroecological zone concepts. Details on the system and its results are provided in Davis et al (1987), Ryan and Davis (1990), Davis et al (1988), Fearn and Davis (1991) and Ryan et al (1991).
Table 9.24 shows the results of an analysis using the ACIAR framework for 24 different agricultural commodities for the developing world as a whole.
Table 9.24. Expected returns from commodity research in developing countries according to ACIAR
|
1 |
2 |
3 |
|
Rice |
5 |
828 |
|
Milk |
4 |
249 |
|
Wheat |
4 |
206 |
|
Potato |
4 |
176 |
|
Maize |
5 |
171 |
|
Sweet Potato |
5 |
171 |
|
Sugar |
1 |
105 |
|
Cotton |
4 |
98 |
|
Soybean |
5 |
89 |
|
All Pulses |
4 |
88 |
|
Beef/Buffalo Meat |
5 |
77 |
|
Oil Palm |
2 |
69 |
|
Sheep/Goat Meat |
4 |
51 |
|
Bananas/Plantains |
2 |
49 |
|
Coffee |
2 |
44 |
|
Rubber |
2 |
40 |
|
Oranges/Tangerines |
4 |
33 |
|
Cassava |
2 |
32 |
|
Groundnut |
1 |
25 |
|
Coconut |
2 |
24 |
|
Sorghum |
1 |
23 |
|
Millet |
4 |
19 |
|
Cocoa |
2 |
18 |
|
Wool |
4 |
16 |
Agroecological Zones (as used in ACIAR framework):
1 = Warm, seasonally dry tropics
2 = Warm, humid tropics
3 = Cool tropics
4 = Warm, seasonally dry subtropics (summer rain)
5 = Warm, humid subtropics (summer rain)
Source: Compiled from Ryan et al., 1991
Research on rice has, by far, the highest expected economic benefits to producers and consumers. The expected benefits are more than three times those for milk, the second most important commodity. Research on wheat, potato, maize and sweet potato also generates large economic benefits.
With respect to tree products, the analysis shows the attractiveness of fuelwood as a high priority research commodity, even when compared with agricultural commodities. Substantial benefits could also be derived from research on saw and veneer logs.
Taking all the developing countries together, only rice, potato and sweet potato seem to have less investment by the CGIAR than suggested by ACIAR's analysis. The other CGIAR commodities appear to receive more resources than merited. This applies especially to ruminant livestock, pulses, sorghum, millet, banana/plantain and cassava.
ACIAR also notes that there are many commodities receiving no CGIAR support yet which could be expected to generate economic benefits to developing countries far in excess of some of the current commodities included in the CGIAR portfolio.
ACIAR has also assessed research priorities by commodity assuming that maximization of regional benefits would be the primary objective. The table that reports the results of this analysis is attached as Annex 6. The commodities used in this analysis are separated into six research priority groups for each region. The allocation of a commodity to a priority group in a specific region is based on the estimated economic benefits of research on it, relative to the benefits of research on the commodity which has the highest expected benefits for that region. For example, in West Asia-North Africa, investment in wheat research is expected to provide the greatest benefits. If the benefits for this commodity are divided by the expected benefits for each other commodity in the same region, an indication of relative benefits is obtained. Using the West Asia-North Africa example again, the benefits to the region of investment in wheat research are twice as high as those resulting from milk research, eleven times those of maize research, and 641 times those of groundnut research. According to ACIAR, priority ranking 1 is allocated when the range of break-over relativity is between 1 and 3, priority ranking 2 when between 3 and 7, priority ranking 3 when between 7 and 15, priority ranking 4 when between 15 and 25, priority ranking 5 when between 25 and 40, and priority ranking 6 when over 40. When the priority ranking is 1 or 2 it is considered high, when 3 or 4 medium, and when 5 or 6 low.
Table 9.25 summarizes the results of this analysis for selected CGIAR commodities and regions. According to these results, investment in rice research should receive high priority in every region except sub-Saharan Africa. Investment in wheat research should be high priority in West Asia-North Africa, Latin America and the Caribbean, and South Asia. The table reveals some interesting differences between the ACIAR analysis and that of TAC. For example, TAC's analysis suggests a high ranking for banana research in sub-Saharan Africa, while ACIAR allocates only medium priority to banana research. TAC's analysis also allocates greater priority to millet and groundnut research in sub-Saharan Africa than does the ACIAR analysis.
ACIAR has also investigated the relationship between the share of each commodity in each region in total CGIAR commodity research and the relative contributions research on each commodity can be expected to make to the generation of regional economic benefits (Ryan and Davis, 1990).
In Asia, there appears to be significant overinvestment in millet, sorghum and groundnut, and some overinvestment in pulses and rice. These commodities benefit at the expense of wheat and livestock. In addition, non-CGIAR commodities such as cotton, sugar, palm oil, demersal and small pelagic fish, rubber, herring, soybean and coconut appear to be neglected given their potential to contribute to economic growth.
In Latin America and the Caribbean, pulses, sweet potato and millet would appear to have an over-generous share of CGIAR funding, while ruminant livestock, banana/plantain and cassava, rice and sorghum seem relatively underfunded.
Table 9.25. Priority ranking by commodity with maximization of regional benefits as research objective according to ACIAR
|
Commodity |
South Asia |
South East Asia |
SSA |
WANA |
LAC |
|
Rice |
H |
H |
M |
H |
H |
|
Wheat |
H |
L |
L |
H |
H |
|
Maize |
M |
M |
M |
H |
H |
|
Sorghum |
H |
L |
L |
L |
M |
|
Millet |
H |
L |
M |
M |
L |
|
Cassava |
M |
L |
H |
L |
H |
|
Potato |
H |
L |
L |
H |
M |
|
Sweet Potato |
L |
L |
L |
L |
L |
|
Banana |
M |
H |
M |
M |
H |
|
Groundnut |
H |
L |
M |
L |
L |
|
Soybean |
M |
L |
L |
M |
H |
|
Beef & Buffalo |
M |
M |
H |
H |
H |
|
Milk |
H |
L |
H |
H |
H |
|
Sheep |
H |
M |
H |
H |
H |
|
Pulses |
H |
L |
L |
H |
H |
H = high priority ranking,
M = medium priority ranking,
L = low priority ranking
Source: Ryan et al., 1991
In sub-Saharan Africa, most CGIAR commodities with the exception of banana/plantain and cassava, millet and groundnut appear to have shares of funding considerably in excess of their likely contributions to economic growth. This applies especially to livestock, rice, pulses, sorghum and maize. Again, the opportunity costs of neglecting other, non-CGIAR commodities are substantial.
In West Asia-North Africa, there would appear to be an overemphasis on wheat and pulse research, especially on the latter. Rice research appears to deserve some attention, but currently there is little CGIAR investment in this crop, no doubt because ICARDA's mandate precludes irrigation research. As in the other regions, there are several non-CGIAR commodities that offer equal or better prospects of enhancing economic growth than do current CGIAR commodities.
This chapter reports on the quantitative analysis TAC has undertaken to supplement the more qualitative analysis of Chapters 4 to 8. The aim of the quantitative analysis was not to derive conclusions but to clarify the implications of making particular choices. The results provide further inputs for TAC's consideration prior to making recommendations on CGIAR priorities. How TAC has arrived at its recommendations is reported upon in Chapter 12.